Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MatlinPatterson Global Opportunities Fund L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001543381 Filed Document 0001315863-15-000346 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spongecell, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001542133 Filed Document 0000905718-15-000358 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Legend Advance Funding II, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Bradford Szczecinski CIK Number 0001638359 Filed Document 0001638359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CCM OPPORTUNISTIC PARTNERS, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513523 Filed Document 0001513523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTRARIAN DISTRESSED REAL ESTATE DEBT FUND III, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $427,500,000 Associated Brokers / Dealers N/A CIK Number 0001634397 Filed Document 0001634397-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CDK Capital (Bermuda) Ltd.-CDK Emerging Markets Fund See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas w. Keesee CIK Number 0001489547 Filed Document 0001489547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OncoTracker, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638332 Filed Document 0001638332-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 73, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001639048 Filed Document 0001639048-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BX Tac Opps II Offshore Feeder Fund LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001638670 Filed Document 0000950103-15-002779 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Raymond James New York Upstate Housing Opportunities Fund I L.L.C. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Sean M. Hannan and Michelle Ann Kraics CIK Number 0001636663 Filed Document 0001636663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
ZFERRAL, INC. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $2,798,434 Associated Brokers / Dealers N/A CIK Number 0001637457 Filed Document 0001637457-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RhinoCo LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001638679 Filed Document 0001638679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Goldfinch Capital Management Offshore, Ltd. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638463 Filed Document 0001315863-15-000341 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Holding Inc. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,000,036 Associated Brokers / Dealers N/A CIK Number 0001425287 Filed Document 0001013762-15-000315 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Solexel, Inc. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $88,220,748 Associated Brokers / Dealers National Securities Corporation CIK Number 0001549837 Filed Document 0001549837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Civitas M&M Mezzanine Fund, LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001638732 Filed Document 0001315863-15-000339 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
XZERES Corp. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001084597 Filed Document 0001255294-15-000232 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MD INVESTMENT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,761,300 Associated Brokers / Dealers N/A CIK Number 0001423625 Filed Document 0001423625-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BulletProof Nutrition, Inc. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001630823 Filed Document 0001630823-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
IC Hospitality Fund II, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001638654 Filed Document 0001638654-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Crystal Brook Capital Partners LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620055 Filed Document 0001620055-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesirow Financial Real Estate Value Fund II, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001585713 Filed Document 0001585713-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001441400 Filed Document 0001625257-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South First Pizzeria Group LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001637524 Filed Document 0001637524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Home Team Holdings, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001595995 Filed Document 0001595995-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
NSONE Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $5,788,000 Associated Brokers / Dealers N/A CIK Number 0001638795 Filed Document 0001638795-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heard Opportunity Fund LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574457 Filed Document 0001574457-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 26, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001619737 Filed Document 0001619737-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Cortex Global Fund, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001574664 Filed Document 0001315863-15-000342 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playground Global, LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001638842 Filed Document 0001638842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSARIS MULTI MANAGER ABSOLUTE RETURN FUND LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers State Street Corporation CIK Number 0001262537 Filed Document 0000905718-15-000364 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rock Health Seed Fund II, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001629021 Filed Document 0001629021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pride of Austin High Yield Fund I LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001451338 Filed Document 0001451338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Verdad Leveraged Co Fund, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602514 Filed Document 0001602514-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Potomac River Capital Partners 2, L.P. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566795 Filed Document 0000902664-15-002052 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN TAX AWARE EMERGING MARKETS EQUITY FUND, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001573741 Filed Document 0001573741-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Global Opportunities II ASP Fund, a Series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001398259 Filed Document 0001625257-15-000030 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edison Venture Partners VIII, LP See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers LAWRENCE B. HOLLIN and JOE SILVER CIK Number 0001637984 Filed Document 0001637984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Momentum Real Estate Fund II, LLC See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $49,995,000 Associated Brokers / Dealers GFG Securities, LLC CIK Number 0001622754 Filed Document 0001019687-15-001324 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
UNYQ DESIGN, INC. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001611041 Filed Document 0001611041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Akanda, Inc. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,599,999 Associated Brokers / Dealers N/A CIK Number 0001638905 Filed Document 0001638905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Audax Mezzanine Fund IV-B, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638225 Filed Document 0001638223-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
520 Broadway Parallel REIT LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001638839 Filed Document 0001638839-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ray Shi China Small/Mid Cap Select Fund, a Series of Ray Shi Investment Trust See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518237 Filed Document 0001518237-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glendale Heritage LLC See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $3,375,000 Associated Brokers / Dealers N/A CIK Number 0001638273 Filed Document 0001638273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
Cortex Global Fund Offshore, Ltd. See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574663 Filed Document 0001315863-15-000343 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Bear # 1 Joint Venture See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,098,500 Associated Brokers / Dealers N/A CIK Number 0001638656 Filed Document 0001638656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Oak Forest IL Self Storage, LP See All Filings	D/A	2015-04-06 00:00:00 UTC
Amount To Be Raised $1,316,000 Associated Brokers / Dealers N/A CIK Number 0001630637 Filed Document 0001630637-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Audax Mezzanine Fund IV-A, L.P. See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638223 Filed Document 0001638223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hamilton Uptown Ltd Liability Co See All Filings	D	2015-04-06 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001638824 Filed Document 0001638824-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity