Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $6,553,796 Associated Brokers / Dealers Sean Devlin and David Stecher CIK Number 0001135856 Filed Document 0001135856-15-000162 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kalytera Therapeutics, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001639643 Filed Document 0001639643-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard ACW Ex-U.S. Small Cap Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628187 Filed Document 0001628187-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners VII, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., and VCP Advisors LLC CIK Number 0001637906 Filed Document 0001637906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MDP HC HOLDINGS, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $310,067,546 Associated Brokers / Dealers N/A CIK Number 0001639951 Filed Document 0001639027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CC ARB West, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574847 Filed Document 0001574847-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One World Lab, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,344,280 Associated Brokers / Dealers N/A CIK Number 0001626244 Filed Document 0001626244-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-15-000327 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Jerrick Ventures, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001628379 Filed Document 0001213900-15-002897 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Greenspring Global Partners VII-D, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001637905 Filed Document 0001637905-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GYNESONICS, INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001341675 Filed Document 0001341675-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nowsta, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001640146 Filed Document 0001640146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Revenew, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,878,895 Associated Brokers / Dealers N/A CIK Number 0001587762 Filed Document 0001587762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Inception Partners LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001639959 Filed Document 0001639959-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vision Lab LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001640175 Filed Document 0001639873-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Supramed, Inc. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Fetching Girl, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622128 Filed Document 0001622128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HARMAN INTERNATIONAL INDUSTRIES INC /DE/ See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $147,165,000 Associated Brokers / Dealers N/A CIK Number 0000800459 Filed Document 0000800459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL146 See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC CIK Number 0001640005 Filed Document 0001640005-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC ARB SIF I, Ltd. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518609 Filed Document 0001518609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPI International Holdings, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528094 Filed Document 0001315863-15-000367 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Inceptive Group LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $333,332 Associated Brokers / Dealers N/A CIK Number 0001640022 Filed Document 0001640022-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Laurel Abele Cedar Ridge Holdings, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001639929 Filed Document 0001639929-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AUXILIO INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001011432 Filed Document 0001011432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fluenty Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001640101 Filed Document 0001640101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
Agile Legal Technology, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639986 Filed Document 0001209191-15-035270 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
INTERNATIONAL STRATEGIES FUND LLC See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094533 Filed Document 0001094533-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Rama Fund, LLC See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Erez Chanin, Mortgage Money Market, Inc., Shezhad Peermahomed, Lodestar Securities Corp, and Investment Security Corporation CIK Number 0001451215 Filed Document 0001451215-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Theranos Private Stock Acquisitions, LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638984 Filed Document 0001380389-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Activant RN CI Holdings, LP See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised $8,563,063 Associated Brokers / Dealers N/A CIK Number 0001639382 Filed Document 0001639382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MREP II (No. 1) L.P. See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $365,000,000 Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001639885 Filed Document 0001639885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
FDF Group, LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001578883 Filed Document 0001578883-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HydroPhi Technologies Group, Inc. See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $201,666 Associated Brokers / Dealers N/A CIK Number 0001496741 Filed Document 0001515971-15-000120 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Global Dynamic Opportunities Fund Ltd. See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638565 Filed Document 0001638565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Kingfisher Equity Partners II, LP See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634910 Filed Document 0001634910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Copper Rock Emerging Markets Small Cap Equity Fund See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605796 Filed Document 0001605796-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ADVISORS HEDGE FUND LLC See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094544 Filed Document 0001094544-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Newport Asia Growth & Income Fund LP See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177742 Filed Document 0001095449-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Consilium Capital Fund, LP See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573489 Filed Document 0001573489-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Other
Weiss Alpha Balanced Risk Fund LLC See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639607 Filed Document 0000919574-15-003654 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAP A FUND II LP See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001640063 Filed Document 0001640063-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TEMPO VOLATILITY FUND LLC See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437746 Filed Document 0000950172-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scott-Macon Long-Short Futures Fund, LLC See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SCOTT-MACON SECURITIES, INC. CIK Number 0001574857 Filed Document 0001144204-15-023741 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Asia Institutional Fund LP See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001192971 Filed Document 0001095449-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTAM Structured Credit Fund, LP See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447711 Filed Document 0000902664-15-002238 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tudor Discretionary Macro Fund L.P. See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554463 Filed Document 0000947871-15-000309 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eloquence Communications, Inc. See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $1,686,275 Associated Brokers / Dealers N/A CIK Number 0001639731 Filed Document 0001639731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TUDOR BVI GLOBAL FUND L.P. See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001172149 Filed Document 0000947871-15-000304 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Feeder Fund I, LLC See All Filings	D/A	2015-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605677 Filed Document 0001605677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
QwikLine Industrial Products, Inc. See All Filings	D	2015-04-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001556697 Filed Document 0001556697-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt