Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Freed Foods, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,040,177 Associated Brokers / Dealers CircleUp Advisors LLC CIK Number 0001520106 Filed Document 0001520106-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blrrt, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598101 Filed Document 0001598101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Arena Ventures Fund, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001637447 Filed Document 0001637447-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverloft Capital Partners LP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519869 Filed Document 0001012975-15-000316 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Small Cap Partnership I, LP See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479824 Filed Document 0001479826-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDCM Opportunity Fund IV, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001627488 Filed Document 0000902664-15-002405 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Varocto, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001641522 Filed Document 0001641522-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PAPERG, INC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001449758 Filed Document 0001449758-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finanical Ascent TE Limited Partnership See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596819 Filed Document 0001596819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Neuro-ID, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001641540 Filed Document 0001641540-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Real Agent Guard LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001641399 Filed Document 0001641399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Predixion Software, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $9,967,791 Associated Brokers / Dealers N/A CIK Number 0001491148 Filed Document 0001491148-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PNA Innovations, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001553900 Filed Document 0001181431-15-006550 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Optika Fund Ltd See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001641582 Filed Document 0001641582-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuVenture Fund I, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001641531 Filed Document 0001391609-15-000110 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
Madyson Holdings, Inc See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629776 Filed Document 0001629776-15-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Caspian Focused Credit International Fund See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597208 Filed Document 0001597208-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Excellence Logging Co-Invest, L.P. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001641620 Filed Document 0001641620-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Innovaci Inc See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001527896 Filed Document 0001527896-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Financial Ascent L P See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293452 Filed Document 0001293452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Cyrus Biotechnology, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001641241 Filed Document 0001641241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Silverback Learning Solutions, Inc. See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,740,000 Associated Brokers / Dealers N/A CIK Number 0001539119 Filed Document 0001539119-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Regal Oil Creek #1 Joint Venture See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $3,097,500 Associated Brokers / Dealers N/A CIK Number 0001641592 Filed Document 0001641592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PFM Oncology Opportunities Fund, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610252 Filed Document 0000935836-15-000269 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProtoKinetix, Inc. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XVIII LLC See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001626294 Filed Document 0001626294-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Swabian Partners, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001641613 Filed Document 0001209191-15-039710 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
JDM Capital Opportunity Feeder Fund, LP See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HedgeACT LLC CIK Number 0001639742 Filed Document 0001639742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHC Auburn, LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised $5,230,857 Associated Brokers / Dealers N/A CIK Number 0001641181 Filed Document 0000940397-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Strategic Co-Investment Fund-A, L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544233 Filed Document 0000902664-15-002392 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Trilantic Energy Partners (North America) L.P. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Magenta Capital Services Ltd. CIK Number 0001606485 Filed Document 0000950142-15-000981 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OW K2 Investments LLC See All Filings	D	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641458 Filed Document 0001140361-15-017887 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverloft Offshore Fund Ltd. See All Filings	D/A	2015-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519870 Filed Document 0001012975-15-000317 Exclusions or Exemptions 506b Accepted Date 2015-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HE Investments SICAV-FIS See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607118 Filed Document 0001606803-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
American Vanadium Corp. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $19,110 Associated Brokers / Dealers N/A CIK Number 0001517179 Filed Document 0001140361-15-017747 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MP Investment Enterprises LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641169 Filed Document 0001641169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DRFIRST COM INC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001111076 Filed Document 0001111076-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Panorama (Zeus), LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,390,296 Associated Brokers / Dealers N/A CIK Number 0001640828 Filed Document 0001640828-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
No Good Heroes LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001641306 Filed Document 0001641306-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
ChargeItSpot, LLC See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $4,259,922 Associated Brokers / Dealers RYAN FEIT, AMEET PADTE, and AARON KELLNER CIK Number 0001559076 Filed Document 0001559076-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Strata Hideaway, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640465 Filed Document 0001640465-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ICQ Holdings 5, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641221 Filed Document 0001641221-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001432627 Filed Document 0001393725-15-000075 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Energy Infrastructure Fund III, L.P. See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601033 Filed Document 0001315863-15-000402 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RB Nova MF Investments LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640669 Filed Document 0001140361-15-017665 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Naked Labs, Inc. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001641499 Filed Document 0001641499-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PCM Kissner Co-Invest L.P. See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001641273 Filed Document 0001641273-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedHab, LLC See All Filings	D	2015-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001503902 Filed Document 0001209191-15-040434 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd and Joseph A Ondris CIK Number 0001637256 Filed Document 0001637256-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quantedge Global Fund (US) See All Filings	D/A	2015-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548580 Filed Document 0001548580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund