Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Westfield-Prospect, LLLP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $6,880,000 Associated Brokers / Dealers N/A CIK Number 0001642904 Filed Document 0001642904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GC Waves Holdings, Inc See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642706 Filed Document 0001639657-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Life On Air, Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001630068 Filed Document 0001630068-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Down to Earth Designs Inc See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001346745 Filed Document 0000898432-15-000682 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Flexible Futures II, LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608677 Filed Document 0001608677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Private Equity Access Fund 2014, L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001624393 Filed Document 0001624393-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER VEDA GLOBAL, L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001389320 Filed Document 0000919574-15-004563 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Balance Therapeutics, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $183,106 Associated Brokers / Dealers N/A CIK Number 0001636982 Filed Document 0001636982-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Concorde Group Holdings Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001634096 Filed Document 0001549212-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
MV Liquidity Fund XI LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001611026 Filed Document 0001611026-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ERGOS FUND LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425359 Filed Document 0000905718-15-000486 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TANVAS, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642967 Filed Document 0001642967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ashton Associates Ltd Liability Co See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001642790 Filed Document 0001642790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
KWK OPPORTUNITY FUND LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez CIK Number 0001460392 Filed Document 0001460392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sivia Opportunities Fund, LP - Series 1 See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642552 Filed Document 0001642552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freestone Senior Loan Fund LP See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598712 Filed Document 0001598712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USR Energy Ventures, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001642720 Filed Document 0001642720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mid-Bronx Endoscopy Center, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001643075 Filed Document 0001643075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Group Asia-Pacific Real Estate 2015, L.P. Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642024 Filed Document 0001642024-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
uRefer, Inc. d/b/a Amplifinity, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001497303 Filed Document 0001497303-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Apjective, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001642764 Filed Document 0001642764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
ROCK CREEK POTOMAC FUND LTD See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001347612 Filed Document 0001315863-15-000484 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVO Holdings, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629067 Filed Document 0001181431-15-007214 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUNDANCE DIAGNOSTICS, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $6,600 Associated Brokers / Dealers N/A CIK Number 0001568961 Filed Document 0001568961-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Encompass Capital Fund Offshore Ltd. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537464 Filed Document 0000919574-15-004567 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
STUDIO ONE MEDIA, INC. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $559,200 Associated Brokers / Dealers N/A CIK Number 0000836809 Filed Document 0001199835-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH FINANCE CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457572 Filed Document 0001140361-15-020852 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vermont Farmstead Cheese Co See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001502885 Filed Document 0001502885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Enlightened Access Capital 1 LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001642528 Filed Document 0001642528-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
2616 Mathews, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001642836 Filed Document 0001642836-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AFG PECA, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,630,750 Associated Brokers / Dealers ALLEGHENY INVESTMENTS LTD CIK Number 0001639586 Filed Document 0001639586-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Minus Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,547,870 Associated Brokers / Dealers N/A CIK Number 0001549970 Filed Document 0001549970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Emerging Markets Fund Offshore L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Funds Distributor, LLC CIK Number 0001538147 Filed Document 0001315863-15-000485 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Wearables, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622434 Filed Document 0001616783-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
General Fusion Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,796,794 Associated Brokers / Dealers N/A CIK Number 0001465369 Filed Document 0001140361-15-020875 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gamaya Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001642502 Filed Document 0001642502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MOCHO TRADING LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604610 Filed Document 0001604610-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Platinum Restaurants Southwest LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $1,925,000 Associated Brokers / Dealers N/A CIK Number 0001644169 Filed Document 0001643939-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
ICG APARTMENT PORTFOLIO 10 LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001641344 Filed Document 0001641344-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MICROVEST GMG LOCAL CREDIT FUND, L.P. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578777 Filed Document 0000919574-15-004580 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KWK Partners Offshore, Ltd. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David R. Sanchez and George W. MacLeod II CIK Number 0001490077 Filed Document 0001460392-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Base Venture Investing, Inc. See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001625707 Filed Document 0001625707-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
J. P. MORGAN U. S. REAL ESTATE INCOME & GROWTH CORP. (CAYMAN) See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities LLC CIK Number 0001457554 Filed Document 0001140361-15-020868 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund III A LP See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601988 Filed Document 0001012975-15-000423 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Division Street Flats, LLC See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001635475 Filed Document 0001635475-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
KPI Therapeutics, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001607700 Filed Document 0001607700-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TerrAvion, Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586450 Filed Document 0001586450-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Ventoux Partners, LLC See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642966 Filed Document 0001642966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIGER VEDA LTD See All Filings	D/A	2015-05-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345200 Filed Document 0000919574-15-004561 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RITUWALL Inc. See All Filings	D	2015-05-19 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001604220 Filed Document 0001604220-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity