Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Passed Pawn Capital, LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644855 Filed Document 0001644855-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kinex Pharmaceuticals, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $10,000,016 Associated Brokers / Dealers N/A CIK Number 0001300699 Filed Document 0001300699-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Plain Vanilla Corp. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised $26,867,828 Associated Brokers / Dealers N/A CIK Number 0001575511 Filed Document 0001575511-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forum New York Apartments LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $10,825,695 Associated Brokers / Dealers N/A CIK Number 0001645210 Filed Document 0001645210-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MedAware Systems, Inc. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
HFR MASTER TRUSTS See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162431 Filed Document 0001162431-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR FUND OF FUNDS MASTER TRUST See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278016 Filed Document 0001278016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Waiter LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $1,230,000 Associated Brokers / Dealers N/A CIK Number 0001612145 Filed Document 0001612145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised $1,786,694 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-15-000193 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Chinese Medical Technologies, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $487,000 Associated Brokers / Dealers N/A CIK Number 0001645156 Filed Document 0001645156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HFR MASTER TRUSTS See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001162431 Filed Document 0001600482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFR OFFSHORE UMBRELLA FEEDER MASTER TRUST See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360973 Filed Document 0001360973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV Liquidity Fund XX LLC See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626292 Filed Document 0001626292-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Seriforge, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $2,643,442 Associated Brokers / Dealers N/A CIK Number 0001644358 Filed Document 0001641553-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Fore Multi-Strategy Fund LP See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001586461 Filed Document 0001586461-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/Discovery Partners Offshore Fund Ltd. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001530554 Filed Document 0001530554-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWA, LLC See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039261 Filed Document 0000919574-15-004937 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KINEMED INC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Feltl and Company, Inc. CIK Number 0001167058 Filed Document 0001140361-15-025520 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rolling Stream Fund, LP See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645262 Filed Document 0001645262-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgePremier/Discovery Global Macro Partnership Fund LP See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001587224 Filed Document 0001587224-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolar Inc. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637485 Filed Document 0001637485-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
DSC II, LLC Series A See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001640763 Filed Document 0001640763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
V3 Realty Partners Offshore Fund, Ltd. See All Filings	D/A	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523132 Filed Document 0000902664-15-002861 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Parent Holdings, LLC See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633590 Filed Document 0000899140-15-000479 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Curb, Inc. See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579256 Filed Document 0001579256-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
City of Warson Woods, Missouri See All Filings	D	2015-06-16 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001645536 Filed Document 0001645536-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
Improveit! 360, LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001542977 Filed Document 0001542977-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Aspire Brands, Inc. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Starshak Winzenburg & Co. CIK Number 0001646827 Filed Document 0001646827-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NimbeLink Corp. See All Filings	D/A	2015-06-15 00:00:00 UTC
Amount To Be Raised $850,400 Associated Brokers / Dealers N/A CIK Number 0001623611 Filed Document 0001623611-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Prusik Asian Smaller Companies Fund plc See All Filings	D/A	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519381 Filed Document 0000902664-15-002846 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philo, Inc. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580400 Filed Document 0001580400-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sutherland Asset Management Corp See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $6,538,667 Associated Brokers / Dealers N/A CIK Number 0001456906 Filed Document 0001456906-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLAND HOMEWOOD INVESTMENTS, LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $595,000 Associated Brokers / Dealers N/A CIK Number 0001644581 Filed Document 0001644581-15-000004 Exclusions or Exemptions 504 and 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Executive Buying Capital, LP See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001643521 Filed Document 0001643521-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Recurve Multi-Strategy Fund, LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644423 Filed Document 0001644423-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMUS REALTY INCOME I, LP See All Filings	D/A	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613672 Filed Document 0000913849-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guardian Storage Longmont, LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers none CIK Number 0001644296 Filed Document 0001644296-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Portfolio Advisors Private Equity Fund 2015, L.P. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001645099 Filed Document 0000902664-15-002853 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tax Credit Funding LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $87,500 Associated Brokers / Dealers Ross, Sinclaire and Associates, LLC CIK Number 0001570285 Filed Document 0001570285-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Forge Tech, Inc. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $175,752 Associated Brokers / Dealers N/A CIK Number 0001500819 Filed Document 0001209191-15-053552 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Geneius Biotechnology, Inc. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001636098 Filed Document 0001636098-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
International Bioceutical Co., LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001644392 Filed Document 0001644392-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Think Italian LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644813 Filed Document 0001644813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LoanHero, Inc. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $599,999 Associated Brokers / Dealers N/A CIK Number 0001636564 Filed Document 0001636564-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Value Partners Hedge Fund LLC See All Filings	D/A	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Centenium Advisors, LLC, Liora Partners, Papamarkou Wellner & Co., Inc., and Eaton Partners, LLC CIK Number 0001416823 Filed Document 0001416823-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stillwater Offshore Fund, Ltd. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644723 Filed Document 0001644723-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transphorm, Inc. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $69,999,999 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001400017-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HarborWalk Opportunistic Appreciation Fund, LP See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001644265 Filed Document 0001644265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRATIA CAPITAL PARTNERS, LTD. See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644276 Filed Document 0000919574-15-004924 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Epiphany Capital LLC See All Filings	D	2015-06-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001644384 Filed Document 0001644384-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity