Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kelso Investment Associates IX, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, WENDY MAN YEE WONG, WENDY MAN YEE WONG, SIMON PAUL DUNN, SIMON PAUL DUNN, Mark Mason, Mark Mason, Mohammed Afkhami, Not Applicable, and Not Applicable CIK Number 0001624195 Filed Document 0001181431-15-008491 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coravin, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001517698 Filed Document 0001517698-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ashford Hospitality Prime, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $3,104,000 Associated Brokers / Dealers N/A CIK Number 0001574085 Filed Document 0001104659-15-046458 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Magnum Capital II (SCA) SICAR See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $666,528,000 Associated Brokers / Dealers LAZARD & Co., Ltd CIK Number 0001642617 Filed Document 0001642617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
MC Knoxville LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644366 Filed Document 0001644366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Spal-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $146,045 Associated Brokers / Dealers N/A CIK Number 0001645397 Filed Document 0001645397-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERLOW OFFSHORE FUND II LTD See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC and UMB Financial Services, Inc. CIK Number 0001274829 Filed Document 0001274829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Fusion Fund, LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552046 Filed Document 0001552046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CollegeAppz, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645483 Filed Document 0001645483-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Q2POWER CORP. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $1,062,000 Associated Brokers / Dealers N/A CIK Number 0001616292 Filed Document 0001616292-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Century Focused Fund IV, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers M2O Private Fund Advisors LLC CIK Number 0001644487 Filed Document 0001012975-15-000492 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C2 Therapeutics Inc See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001399463 Filed Document 0001399463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Nextremity Solutions See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564866 Filed Document 0001193805-15-001008 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sensato Asia Pacific Fund LP See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493805 Filed Document 0001493805-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Take 44, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644936 Filed Document 0001644936-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Bend Labs, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001618637 Filed Document 0001599807-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Debt
AngelList-Nhip-Fund, a series of AngelList-FvUk-Funds, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $209,487 Associated Brokers / Dealers N/A CIK Number 0001645353 Filed Document 0001645353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sensato Asia Pacific Master Fund, LP See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494200 Filed Document 0001494200-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Enhanced Opportunity Offshore, Ltd. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605403 Filed Document 0000902664-15-002875 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fortress Centaurus Global Master Fund Ltd See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORTRESS CAPITAL FORMATION LLC (the "LLC") CIK Number 0001610678 Filed Document 0001610678-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Endosphere, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001509416 Filed Document 0001509416-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gulf South Energy Partners 2015 A LP See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Accelerated Capital Group, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, Delaney Equity Group LLC, First Asset Financial Inc., James Fox Securities, Inc., Geneos Wealth Management, Inc., Sandlapper Securities, LLC, Silber Bennett Financial, Inc., The Strategic Financial Alliance, Inc., and Gulf South Securities, Inc CIK Number 0001643639 Filed Document 0001643639-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Ionic Select Opportunities Fund LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494032 Filed Document 0001494032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABI Group LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645224 Filed Document 0001645224-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business KANSAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Katerra Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001634563 Filed Document 0001634563-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Ballantyne Therapeutics, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645966 Filed Document 0001645966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
PDT Mosaic Fund, LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheelhouse, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644748 Filed Document 0001644748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gramercy Distressed Opportunity Fund III, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645860 Filed Document 0001181431-15-008555 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sierra China, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609416 Filed Document 0000919574-15-004976 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Ranches Partners, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $11,443,494 Associated Brokers / Dealers N/A CIK Number 0001645621 Filed Document 0001645621-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRAMEBRIDGE, INC. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $7,693,502 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PDT Fusion Offshore Fund, Ltd. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552207 Filed Document 0001552207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TechPubs, Inc. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $3,370,300 Associated Brokers / Dealers N/A CIK Number 0001516247 Filed Document 0001516247-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CG Core Value Fund, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579867 Filed Document 0001245105-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvid US Small Cap Fund, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645634 Filed Document 0001625257-15-000047 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $22,691 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-15-008461 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Zenefits Investor Fund I LLC See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001630435 Filed Document 0001630435-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MKP Enhanced Opportunity Partners, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586952 Filed Document 0000902664-15-002874 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Harwood Private Equity IV L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $241,691,916 Associated Brokers / Dealers N/A CIK Number 0001645409 Filed Document 0001140361-15-025122 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
BRV Opportunities Fund, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001645367 Filed Document 0001645367-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Shopoff Commercial Growth & Income Fund II, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001630840 Filed Document 0001630840-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
SEQUENOM INC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $85,000,000 Associated Brokers / Dealers Lazard Feres & Co. CIK Number 0001076481 Filed Document 0001617058-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
NB ALL CAP ALPHA FUND LP See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001436168 Filed Document 0000899140-15-000480 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AL-TQS-Wia-Fund, a series of Assure 3P Master Fund LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $145,500 Associated Brokers / Dealers N/A CIK Number 0001645358 Filed Document 0001645358-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRILLIANCE CREDIT, LLC See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645618 Filed Document 0001645618-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cure Forward Corp. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001624526 Filed Document 0001140361-15-024984 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FGSF OBTX SPV, L.P. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $6,236,708 Associated Brokers / Dealers N/A CIK Number 0001644898 Filed Document 0001644898-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PDT Mosaic Offshore Fund, Ltd See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564629 Filed Document 0001564629-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECTOR CAPITAL LTD PARTNERSHIP/MA See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001079834 Filed Document 0001625257-15-000050 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund