Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GHO Capital Fund I Unit Trust See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646543 Filed Document 0001181431-15-008611 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Emerging Markets All Cap Fund, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services CIK Number 0001559069 Filed Document 0001559069-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WINTERGREEN PARTNERS OFFSHORE FUND, LTD See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376026 Filed Document 0000919574-15-005084 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Parthenon Short Maturity High Yield Bond Fund, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605255 Filed Document 0001566114-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Investors LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574770 Filed Document 0000902664-15-002922 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund 8 - 2015, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646119 Filed Document 0001144204-15-039379 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbey Capital Multi Manager Fund Ltd See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., RBC Capital Markets, LLC, Summit Brokerage Services, Inc., and LPL Financial LLC CIK Number 0001395520 Filed Document 0001395520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liox Power, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001644410 Filed Document 0001644410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reterro, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001642529 Filed Document 0001642392-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DCP Holding CO See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001361025 Filed Document 0001361025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MidWestOne Financial Group, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001412665 Filed Document 0001412665-15-000084 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SourcePoint Technologies, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001646716 Filed Document 0001646716-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Han Benefit Advantage Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $500,013 Associated Brokers / Dealers N/A CIK Number 0001628504 Filed Document 0001615774-15-001621 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MDNA Life Sciences, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001645108 Filed Document 0001645108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GIP II Co-Invest Holding 1 (Blue Offshore), L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646294 Filed Document 0001140361-15-025572 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Conus Special Opportunities L.L.C. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495915 Filed Document 0000919574-15-005095 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IMTHERA MEDICAL INC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001567667-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Intentional Capital Series LLC -- Generate I See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001646187 Filed Document 0001646187-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-15-000550 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next University, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001601012 Filed Document 0001601012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GHO Capital Fund I LP See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001646537 Filed Document 0001181431-15-008612 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
W Capital Royal, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $95,235,000 Associated Brokers / Dealers N/A CIK Number 0001645442 Filed Document 0001645442-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Fund Ltd. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574766 Filed Document 0000902664-15-002921 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Motors Corp See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646406 Filed Document 0001646406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Powermat Partners LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001646475 Filed Document 0001646475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sanpete Exploration, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001646418 Filed Document 0001646418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Group Partners IV, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001646319 Filed Document 0000950142-15-001521 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Education Alliance, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $3,850,000 Associated Brokers / Dealers Network 1 Financial Services, Inc. CIK Number 0001561880 Filed Document 0001213900-15-004787 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Boston Media Networks, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001645491 Filed Document 0001645491-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,444,137 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ATX Holdings, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $43,093,000 Associated Brokers / Dealers N/A CIK Number 0001646435 Filed Document 0000914760-15-000228 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Focus Automated Equities, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001646356 Filed Document 0001209191-15-056863 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Flint Hills Activist Strategies L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001646052 Filed Document 0001646052-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medbox, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $8,930,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001181431-15-008624 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCP Holding CO See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001361025 Filed Document 0001361025-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Carr Healthcare Realty, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001645904 Filed Document 0001645904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Solargy Power Systems Inc See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645807 Filed Document 0001645807-15-000002 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AnchorPath Dedicated Return Fund, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611631 Filed Document 0001264128-15-000029 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Heat Corp See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001493613 Filed Document 0001493613-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
KBioBox, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001645994 Filed Document 0001645994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
COPsync, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001383154 Filed Document 0001185185-15-001707 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pur Hydroponic Solutions, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Spartan Capital Securities, LLC CIK Number 0001635525 Filed Document 0001213900-15-004793 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Sterling Group Partners IV (Parallel), L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001646320 Filed Document 0000950142-15-001522 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DMR Total Return Bond Fund LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Hancock Distributors LLC CIK Number 0001544565 Filed Document 0001544565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,444,137 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
GBB Shreveport Investors SGS, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001646456 Filed Document 0001646456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hirtle Callaghan Special Opportunities Fund, L.P. Tax Advantaged Yield Series II See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575512 Filed Document 0001575512-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund