Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ColdLogix, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,367,996 Associated Brokers / Dealers N/A CIK Number 0001627901 Filed Document 0001627901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Zya, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001470007 Filed Document 0000950138-15-000429 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SZ Waco, L.L.C. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001646200 Filed Document 0001645804-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Medallia Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001540184 Filed Document 0001540184-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Polunin Emerging Markets Small Cap Fund, LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robin Pierce Armour, David Foree Nyren, and Daniel Adrian Weiss CIK Number 0001605885 Filed Document 0001605885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Tractable Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,899,996 Associated Brokers / Dealers N/A CIK Number 0001646433 Filed Document 0001646433-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Electronifie Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Fidus Securities, LLC CIK Number 0001608734 Filed Document 0001231919-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Summate Technologies, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $175 Associated Brokers / Dealers N/A CIK Number 0001646213 Filed Document 0001646213-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Supramed, Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586198 Filed Document 0001586198-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Averify, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001645725 Filed Document 0001645725-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
401 West Grace Street LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001646045 Filed Document 0001646045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TRUMBULL PROPERTY FUND LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430080 Filed Document 0001430080-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $6,619,600 Associated Brokers / Dealers Scott Diamond and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000216 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sonavex, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001645892 Filed Document 0001645892-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
UIP RIG Invest, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $670,001 Associated Brokers / Dealers N/A CIK Number 0001646653 Filed Document 0001646653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR Kirkland VI LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001646610 Filed Document 0001646610-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
CNL Growth Properties II, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers CNL Securities Corp. CIK Number 0001645647 Filed Document 0001645647-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AG Energy Credit Opportunities Holdings, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640919 Filed Document 0001640919-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DataCore Innovations, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001646652 Filed Document 0001646652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
TRUMBULL PROPERTY INCOME FUND LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429979 Filed Document 0001429979-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Arroyo Brandywine Direct Investment I, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646217 Filed Document 0001181431-15-008616 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sirona Partners LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601178 Filed Document 0001601178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Healthcare Real Estate Fund, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001642860 Filed Document 0001144204-15-039886 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KCI HOTEL INVESTORS, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Swiftsure Securities CIK Number 0001647045 Filed Document 0001647045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Soni Ross Investments, LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611709 Filed Document 0001611709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Atlantic Partners AIV-1 A, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646536 Filed Document 0000950142-15-001533 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Towers Capital Fund TI, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001646283 Filed Document 0001646283-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Hybrids, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001560257 Filed Document 0001560257-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
THERANOSTICS HEALTH, INC. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,490,000 Associated Brokers / Dealers John Dierkes CIK Number 0001390534 Filed Document 0001390534-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Histogen Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $10,391,500 Associated Brokers / Dealers N/A CIK Number 0001645829 Filed Document 0001645829-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Realty Associates Fund XI Holding, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646709 Filed Document 0001646709-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Inpher, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001646602 Filed Document 0001646602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
C-III High Yield Real Estate Debt Fund IV L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0001646580 Filed Document 0001646580-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contractual Income Fund, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001608025 Filed Document 0001608025-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEARL Unlimited Holdings, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $6,367,008 Associated Brokers / Dealers N/A CIK Number 0001551743 Filed Document 0001551743-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Nexgenia Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $3,547,583 Associated Brokers / Dealers N/A CIK Number 0001623317 Filed Document 0001623317-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Beach Club Cottages LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001646523 Filed Document 0001646523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NEXTHERA CAPITAL PARTNERS LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646357 Filed Document 0001013594-15-000372 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mitchell Partners, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603812 Filed Document 0001603812-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P Engine Ltd. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611918 Filed Document 0001611918-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremus, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $7,539,080 Associated Brokers / Dealers N/A CIK Number 0001646519 Filed Document 0001646519-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GSV VENTURES III LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $10,700,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001615883 Filed Document 0001140361-15-025806 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Other
MCW Energy Group Ltd See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $309,209 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ROYSTONE CAPITAL OFFSHORE FUND LTD. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574464 Filed Document 0000919574-15-005108 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Moki Mobility, Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $9,347,430 Associated Brokers / Dealers N/A CIK Number 0001573959 Filed Document 0001573959-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Gordian Capital Strategies, LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553412 Filed Document 0001553412-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROPHECY DEVELOPMENT CORP. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $27,212 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001545224-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Averify, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001645725 Filed Document 0001645725-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acquire Marketplace LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001645541 Filed Document 0001645541-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Plaza at Burr Corners LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $11,077,000 Associated Brokers / Dealers N/A CIK Number 0001646990 Filed Document 0001646990-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity