Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BGNF Group, LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592139 Filed Document 0001592139-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Virginia Beer Company, LLC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001633565 Filed Document 0001633565-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Naya Fund LP See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553872 Filed Document 0000902664-15-003050 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Conifer Holdings, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $6,060,000 Associated Brokers / Dealers N/A CIK Number 0001502292 Filed Document 0001502292-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Rockfarmer Horizon Fund, LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001646720 Filed Document 0001646720-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Global Ex U.S. Index Fund LP See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001568698 Filed Document 0001397631-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS CAPITAL QP LP See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001207178 Filed Document 0001207178-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Golub Capital Partners International 9, L.P. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised $549,848,700 Associated Brokers / Dealers N/A CIK Number 0001592596 Filed Document 0001592596-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Ocean, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $82,999,961 Associated Brokers / Dealers N/A CIK Number 0001582961 Filed Document 0001582961-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Queen Creek AZ, LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $5,835,584 Associated Brokers / Dealers N/A CIK Number 0001647947 Filed Document 0001647947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
ROI, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613655 Filed Document 0001613655-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Recro Pharma, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $16,000,008 Associated Brokers / Dealers Jefferies LLC, Brean Capital, LLC, Janney Montgomery Scott LLC, and MLV & Co. LLC CIK Number 0001588972 Filed Document 0001588972-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Florence 40 Investments LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001647648 Filed Document 0001647648-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Man Numeric International Alpha See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001647912 Filed Document 0001647912-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dyal II Pension Investors LP See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613748 Filed Document 0001613749-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReferralMob, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $2,005,527 Associated Brokers / Dealers N/A CIK Number 0001647257 Filed Document 0001647257-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CSA Medical Inc See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $299,999 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001403000-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CATALYST BIOSCIENCES INC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001270381 Filed Document 0001270381-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RaceYa, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001647869 Filed Document 0001647869-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
FCO MA SC II LP See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001647197 Filed Document 0000950172-15-000078 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ridgewood Energy Oil & Gas Fund III, L.P. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,967,676,000 Associated Brokers / Dealers N/A CIK Number 0001630470 Filed Document 0001630470-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scios Investment Partners, L.P. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001580969 Filed Document 0001140361-15-027425 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equus Investment Partnership X, L.P. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001647196 Filed Document 0001647196-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bear Head Creek Development Joint Venture See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001642925 Filed Document 0001354488-15-003445 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Procyrion, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001540695 Filed Document 0001540695-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SEI Energy Debt Fund, LP See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647710 Filed Document 0001647710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV VENTURES I LLC, SERIES K2-SPOTIFY See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001647729 Filed Document 0001140361-15-027627 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Next Gen Capital Holdings, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001646297 Filed Document 0001140361-15-027494 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Carlyle Japan Partners III, L.P. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001582424 Filed Document 0001582486-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Citizens Ammunition, LLC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001641125 Filed Document 0001641125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
Straight Creek Acquisitions, LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001646822 Filed Document 0001646822-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SocialFlow, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001485486 Filed Document 0001485486-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PFM Oncology Opportunities Offshore Fund, Ltd. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613402 Filed Document 0000935836-15-000377 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SafePath Medical, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001499931 Filed Document 0001499931-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sudo Security Group, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $111,764 Associated Brokers / Dealers N/A CIK Number 0001647541 Filed Document 0001647541-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Lafayette Street Fund Offshore, Ltd. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster Watson Securities, Inc, Douglas Merle Angstrom, and Douglas Merle Angstrom CIK Number 0001537009 Filed Document 0001537009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Man Numeric International Small Cap See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001647913 Filed Document 0001647913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEI Hedge Fund SPC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cambrian Global Partners, L.P. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308887 Filed Document 0000905718-15-000596 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1019 Fifth Street Limited Partnership See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $3,775,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001647876 Filed Document 0001647876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Total Return Income Fund, LLC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers None CIK Number 0001608039 Filed Document 0001608039-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Garnet Fund, LP See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647835 Filed Document 0001315863-15-000608 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RUSSIAN RIVER PARTNERS, LLC See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613338 Filed Document 0001013594-15-000406 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ConnectOne Bancorp, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. and Keefe Bruyette & Woods, Inc. CIK Number 0000712771 Filed Document 0001619964-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
ACON Fiesta Investors Holdings, L.L.C. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001643331 Filed Document 0001140361-15-027374 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SAPIC Sector (SPC) See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615211 Filed Document 0001615211-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vehcon, Inc. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001579418 Filed Document 0001579418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CUREMARK LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $29,525,000 Associated Brokers / Dealers N/A CIK Number 0001439430 Filed Document 0001439430-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire