Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Trinitas Advantaged Agriculture Partners IV, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers TPG Capital BD, LLC CIK Number 0001645053 Filed Document 0001645053-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Washington Towers EB-5, LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $66,000,000 Associated Brokers / Dealers N/A CIK Number 0001614121 Filed Document 0001614121-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ventures Capital Partners III, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648280 Filed Document 0001648280-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
PHARMACEUTICAL OPPORTUNITIES FUND L P See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001089294 Filed Document 0001089294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Navesink River Partners L P See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319733 Filed Document 0001319733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Madison Realty Senior Care Fund, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Orchard Securities, LLC CIK Number 0001648374 Filed Document 0001144204-15-043451 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Madison Realty Capital Debt Fund III LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614846 Filed Document 0001582094-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Knowledge Momentum LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001648128 Filed Document 0001648128-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Ventures Capital Partners II, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648279 Filed Document 0001648279-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Biomimetic Laboratories, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001645116 Filed Document 0001645116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GUARD MACRO US FEEDER FUND See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615098 Filed Document 0001615097-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERPLEX 235, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $235,000 Associated Brokers / Dealers N/A CIK Number 0001648247 Filed Document 0001648247-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Core Informatics, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001610951 Filed Document 0001610951-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Arctic Manufacturing, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001647220 Filed Document 0001209191-15-061141 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Camden Woods Fund LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,220,000 Associated Brokers / Dealers N/A CIK Number 0001648463 Filed Document 0001648463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SUNNYMEATH PARTNERS LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407760 Filed Document 0001407760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TRANSGENOMIC INC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $3,039,760 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0001043961 Filed Document 0001144204-15-042914 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Toscana Royalty Opportunity LP I See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001648290 Filed Document 0001648290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MARINER MATADOR FUND LLC See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442798 Filed Document 0001582094-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW GLOBAL MACRO FUND, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001613719 Filed Document 0001613719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novo Biosciences, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001648277 Filed Document 0001648277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
WOOD 300, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001648230 Filed Document 0001648230-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MODERNE VENTURES FUND I, L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646101 Filed Document 0001646101-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPENGATE CAPITAL PARTNERS I-A, LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001648095 Filed Document 0001648302-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOPSKIPDRIVE, INC. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $4,208,727 Associated Brokers / Dealers N/A CIK Number 0001645386 Filed Document 0001645386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R.C. Temme Corp. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $48,000 Associated Brokers / Dealers none CIK Number 0001512950 Filed Document 0001512950-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Gamma RE Atlanta I LP See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648382 Filed Document 0001648382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NantKwest, Inc. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $78,004,041 Associated Brokers / Dealers N/A CIK Number 0001326110 Filed Document 0001326110-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delmarva Bancshares, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $14,000,004 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001539496 Filed Document 0001484364-15-000045 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN REALTY PARTNERS II, L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001613829 Filed Document 0001613829-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orion Venture XI Jupiter, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers Florida Atlantic Securities Corp, CIK Number 0001648185 Filed Document 0001648185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
mLevel, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,300,615 Associated Brokers / Dealers N/A CIK Number 0001630640 Filed Document 0001630640-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DUGAN KATRAGADDA, L.P. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648249 Filed Document 0001648249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiteOne Therapeutics, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,300,320 Associated Brokers / Dealers N/A CIK Number 0001647628 Filed Document 0001647628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - BBH Capital Partners V Series See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648282 Filed Document 0001648282-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPC Mikawaya Holdings, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $17,462,000 Associated Brokers / Dealers N/A CIK Number 0001647621 Filed Document 0001393725-15-000100 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $19,680,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Paul E. Flotken, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-15-000221 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Appian Natural Resources Fund LP See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised $213,250,000 Associated Brokers / Dealers Mercury Capital Advisors LLC CIK Number 0001586780 Filed Document 0001586780-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IronPlanet Holdings, Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $9,151,939 Associated Brokers / Dealers N/A CIK Number 0001648225 Filed Document 0001648225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PrimeGen Biotech LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $1,369,000 Associated Brokers / Dealers N/A CIK Number 0001617353 Filed Document 0001140361-15-028246 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Edgewood Partners L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319760 Filed Document 0001319760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Blackstone Real Estate Partners VIII.F L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Group Global Advisors S.A., NH Investment & Securities Co., Ltd., The Hongkong and Shanghai Banking Corporation Limited, Private Banking division, The Hongkong and Shanghai Banking Corporation Limited, Singapore Branch, Private Banking division, HSBC Private Bank (Suisse) SA, HSBC Private Bank (Monaco) S.A., HSBC Private Bank (Luxembourg) S.A., HSBC Private Bank (UK) Limited, and HSBC Private Bank (C.I.) Limited CIK Number 0001630884 Filed Document 0001630884-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Real Estate Partners VIII L.P. See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and Bank Julius Baer & Co. Ltd. CIK Number 0001630881 Filed Document 0001630881-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celmatix Inc. See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $5,510,000 Associated Brokers / Dealers N/A CIK Number 0001514000 Filed Document 0001514000-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GUARD MACRO OFFSHORE FEEDER FUND See All Filings	D/A	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615097 Filed Document 0001615097-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Columbus Hydraulics Holdings, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001647219 Filed Document 0001209191-15-061142 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Biological Dynamics Inc See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $26,847,996 Associated Brokers / Dealers N/A CIK Number 0001648485 Filed Document 0001648485-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Argos Risk LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001535408 Filed Document 0001535408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Mosaic Real Estate Credit, LLC See All Filings	D	2015-07-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648233 Filed Document 0001144204-15-042831 Exclusions or Exemptions 506b Accepted Date 2015-07-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund