Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Holdfast, LLC See All Filings	D	2014-01-28 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001598430 Filed Document 0001598430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
LOUNGANI CAPITAL GROUP II, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539297 Filed Document 0001539297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Paxata, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $8,001,098 Associated Brokers / Dealers N/A CIK Number 0001562216 Filed Document 0001562216-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEOTRACT INC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $56,700,000 Associated Brokers / Dealers N/A CIK Number 0001356876 Filed Document 0001356876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDWOOD BIOSCIENCE INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001432333 Filed Document 0001432333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001209191-14-005884 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
TRANSLUMINAL TECHNOLOGIES LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,500,004 Associated Brokers / Dealers Pinnacle Investments LLC CIK Number 0001433106 Filed Document 0001433106-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
HedgeForum Metacapital, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001584477 Filed Document 0001584477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOUNGANI CAPITAL GROUP LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455689 Filed Document 0001455689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
Next Games Oy See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001597535 Filed Document 0001597535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FINLAND Revenue or Assets Decline to Disclose Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress United, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598233 Filed Document 0001598233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Clay Capital Fund Ltd. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544863 Filed Document 0000919574-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fullscreen, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $7,792,158 Associated Brokers / Dealers N/A CIK Number 0001598330 Filed Document 0001598330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blue Harbour Active Ownership Partners, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569681 Filed Document 0001315863-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO INSTITUTIONAL TRUST See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001459165 Filed Document 0001459165-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moses Building Lender LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001597780 Filed Document 0001597780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
IQUMULUS, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $375,590 Associated Brokers / Dealers N/A CIK Number 0001598423 Filed Document 0001598423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Analyte Logic Corp See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001527054 Filed Document 0001527054-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bold Partners LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001396329 Filed Document 0000905729-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Prowler Super Holding Corp. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $13,233,133 Associated Brokers / Dealers N/A CIK Number 0001597391 Filed Document 0000895345-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RKR EQUITY FOCUS FUND, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539929 Filed Document 0001539929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
WOODFUELS INVESTMENT, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597854 Filed Document 0001065949-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bill The Butcher, Inc. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001375554 Filed Document 0001185185-14-000208 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clean Chemistry, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001596998 Filed Document 0001596998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Caisson Breakwater Global Opportunity Fund, LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598239 Filed Document 0001598239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riskowitz Value Fund LP See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514863 Filed Document 0001264128-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Manager Portfolio, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464988 Filed Document 0001464988-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum BlueCrest, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001552057 Filed Document 0001552057-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UMeTime, Inc. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,399,100 Associated Brokers / Dealers N/A CIK Number 0001551706 Filed Document 0001551706-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
MedVue Holdings, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,999,500 Associated Brokers / Dealers N/A CIK Number 0001550528 Filed Document 0001550528-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum CFM, LLC See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001526361 Filed Document 0001526361-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Syndax Pharmaceuticals Inc See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $1,270,093 Associated Brokers / Dealers N/A CIK Number 0001395937 Filed Document 0001140361-14-006850 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BHV Entrepreneurship Fund II, L.P. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001570374 Filed Document 0001582261-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AURORA WAREHOUSE, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001597992 Filed Document 0001597992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Pacific Private Equity Fund I L.P. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596146 Filed Document 0001596146-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Loomis Sayles Senior Floating Rate & Fixed Income Trust See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586607 Filed Document 0001586607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
INVESCO INSTITUTIONAL TRUST See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001459165 Filed Document 0001459165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE CROWN RESOURCES INC. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers None CIK Number 0001366407 Filed Document 0001477932-14-000393 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
EMC Alpha Fund, LP See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
GOSPEL MUSIC, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $179,000 Associated Brokers / Dealers N/A CIK Number 0001598300 Filed Document 0001598300-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
U.S. RARE EARTHS, INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $312,500 Associated Brokers / Dealers N/A CIK Number 0001098881 Filed Document 0001161697-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lucky Strike Resources Ltd. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $51,960 Associated Brokers / Dealers N/A CIK Number 0001587899 Filed Document 0001176256-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HINTO ENERGY, INC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001087734 Filed Document 0001065949-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Georgia Urology Real Estate - Cumming, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001598337 Filed Document 0001598337-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
LL Manhattanville LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598240 Filed Document 0001019056-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MILLIGAN OPERATING ENTITY, LLC See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001598157 Filed Document 0001144204-14-004951 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $110,000,000 Associated Brokers / Dealers None CIK Number 0001365916 Filed Document 0001365916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Upstart Network, Inc. See All Filings	D/A	2014-01-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001555581 Filed Document 0001555581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Blue Planet, Ltd. See All Filings	D	2014-01-27 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001598098 Filed Document 0001598098-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity