Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Island C-IV Founders Holdings LLC See All Filings	D	2026-01-21 16:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002102679 Filed Document 0002102679-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:22:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Continuum Ag, Inc. See All Filings	D/A	2026-01-21 16:21:45 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001852757 Filed Document 0001437749-26-001637 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:21:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
SYNAPZ (AWAKE) FILMS LLC See All Filings	C/A	2026-01-21 16:21:05 UTC
Financial Interest N/A Filing Platform CineBlockFilms, LLC Offering Amount CIK Number 0002100489 Filed Document 0002100489-26-000002 Accepted Date 2026-01-21 16:21:05 UTC Type of Offering C/A Security Offered Amount 1,240 Security Offered Type Other State CALIFORNIA
Oval Park SPV PHNT LLC See All Filings	D	2026-01-21 16:19:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002106565 Filed Document 0002106565-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:19:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGHTVIEW SENIOR LIVING IX-A, LP See All Filings	D	2026-01-21 16:15:43 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Shelter Rock Capital Group, LLC CIK Number 0002104294 Filed Document 0002104294-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:15:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PEG Co-Invest Aggregator 2026 L.P. See All Filings	D	2026-01-21 16:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002104027 Filed Document 0001012975-26-000064 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Heartland Aggregate Ventures LLC See All Filings	D	2026-01-21 16:14:20 UTC
Amount To Be Raised $6,550,000 Associated Brokers / Dealers N/A CIK Number 0002106117 Filed Document 0002106117-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-21 16:14:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Realty Income U.S. Core Plus Fund REIT, LLC See All Filings	D	2026-01-21 16:13:11 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, LORI MAYFIELD, PATRICK WHELCHEL, and SCOTT HARRISON CIK Number 0002085374 Filed Document 0002085374-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:13:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series Y See All Filings	D/A	2026-01-21 16:00:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812078 Filed Document 0001812078-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:00:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FBV 2 a Series of SLRTE I LLC See All Filings	D	2026-01-21 16:00:23 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0002101079 Filed Document 0002101079-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEG Aggregator 2026 L.P. See All Filings	D	2026-01-21 16:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002104033 Filed Document 0001012975-26-000063 Exclusions or Exemptions 506b Accepted Date 2026-01-21 16:00:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sensor DC Holdings, LP See All Filings	D	2026-01-21 15:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002090912 Filed Document 0002090912-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series X See All Filings	D/A	2026-01-21 15:58:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001812070 Filed Document 0001812070-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:58:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series W See All Filings	D/A	2026-01-21 15:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001972413 Filed Document 0001972413-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series S See All Filings	D/A	2026-01-21 15:53:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721979 Filed Document 0001721979-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:53:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series N See All Filings	D/A	2026-01-21 15:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770438 Filed Document 0001770438-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECURE NET CAPITAL LLC See All Filings	D/A	2026-01-21 15:49:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002040453 Filed Document 0002040453-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:49:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FFH Holdings, LLC See All Filings	D	2026-01-21 15:49:27 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002105453 Filed Document 0002105453-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:49:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Promenade Pointe DST See All Filings	D	2026-01-21 15:49:08 UTC
Amount To Be Raised $20,132,193 Associated Brokers / Dealers Metric Financial, LLC CIK Number 0002105900 Filed Document 0002105900-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-21 15:49:08 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blood Hollow, LLC See All Filings	D	2026-01-21 15:49:04 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0002105934 Filed Document 0002105934-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:49:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series J See All Filings	D/A	2026-01-21 15:48:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676510 Filed Document 0001676510-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:48:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AX Essential Retail Portfolio, DST See All Filings	D/A	2026-01-21 15:48:57 UTC
Amount To Be Raised $91,520,000 Associated Brokers / Dealers Realized Financial, Inc., Realized Financial, Inc., Realized Financial, Inc., Concorde Investment Services, LLC, Concorde Investment Services, LLC, and FNEX Capital, LLC CIK Number 0002100640 Filed Document 0002100640-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:48:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series H See All Filings	D/A	2026-01-21 15:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001770435 Filed Document 0001770435-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernard, Inc. See All Filings	D	2026-01-21 15:46:15 UTC
Amount To Be Raised $65 Associated Brokers / Dealers N/A CIK Number 0002105786 Filed Document 0002105786-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:46:15 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series E See All Filings	D/A	2026-01-21 15:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654319 Filed Document 0001654319-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:43:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Kestrel Fund, L.P. Series D See All Filings	D/A	2026-01-21 15:41:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569589 Filed Document 0001569589-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:41:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LFC EQUITY PLUS TAIL PROTECTION FUND, LLC See All Filings	D/A	2026-01-21 15:40:22 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001903193 Filed Document 0001903193-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:40:22 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Partners Capital Kestrel Fund, L.P. Series C See All Filings	D/A	2026-01-21 15:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654320 Filed Document 0001654320-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD STRATEGIC FINANCIAL FUND, L.P. See All Filings	D/A	2026-01-21 15:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001878244 Filed Document 0001405086-26-000044 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Kestrel Fund, L.P. Series B See All Filings	D/A	2026-01-21 15:35:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537838 Filed Document 0001537838-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:35:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arachne (SAC) Holdings Ltd. - Polaris See All Filings	D	2026-01-21 15:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002106564 Filed Document 0002106564-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:34:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Ride Home Fund, LP - D3 See All Filings	D/A	2026-01-21 15:34:02 UTC
Amount To Be Raised $287,505 Associated Brokers / Dealers N/A CIK Number 0002064902 Filed Document 0002064902-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:34:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A TO B CAPITAL SPECIAL SITUATIONS FUND LP See All Filings	D/A	2026-01-21 15:33:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456866 Filed Document 0001456866-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:33:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berch Capital Wedge SPV LLC See All Filings	D	2026-01-21 15:33:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002081481 Filed Document 0002081481-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernard, Inc. See All Filings	D	2026-01-21 15:32:32 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0002105786 Filed Document 0002105786-26-000002 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:32:32 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NP Indiana Investors LLC See All Filings	D	2026-01-21 15:31:44 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002101609 Filed Document 0002101609-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:31:44 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Harrier Fund (A), L.P. See All Filings	D/A	2026-01-21 15:28:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493434 Filed Document 0001493434-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:28:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Greyhawk Fund, L.P. See All Filings	D/A	2026-01-21 15:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493436 Filed Document 0001493436-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Greyhawk Cayman Feeder Fund, Ltd. See All Filings	D/A	2026-01-21 15:21:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564717 Filed Document 0001564717-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pipe Technologies Inc. See All Filings	D	2026-01-21 15:18:05 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0002106455 Filed Document 0002106455-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:18:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlanta Pro Volleyball, LLC See All Filings	D	2026-01-21 15:17:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002105653 Filed Document 0002105653-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:17:47 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2026-01-21 15:17:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:17:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TownCloud, Inc See All Filings	C	2026-01-21 15:14:27 UTC
Financial Interest Up to 3,500 shares to be issued, along the same terms as investors. Filing Platform NetCapital Funding Portal Inc. Offering Amount $525,000 CIK Number 0002106431 Filed Document 0001669191-26-000013 Accepted Date 2026-01-21 15:14:27 UTC Type of Offering C Security Offered Amount 6,667 Security Offered Type Common Stock State NEW HAMPSHIRE
VitaPixel, LLC See All Filings	D	2026-01-21 15:14:08 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0002104370 Filed Document 0001140361-26-001819 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:14:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
USVF RT, LLC See All Filings	D	2026-01-21 15:12:06 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, and Scott Harrison CIK Number 0002106347 Filed Document 0002106347-26-000003 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:12:06 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Falcon Fund (A), L.P. See All Filings	D/A	2026-01-21 15:11:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493437 Filed Document 0001493437-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:11:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bernard, Inc. See All Filings	D	2026-01-21 15:11:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0002105786 Filed Document 0002105786-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:11:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Master Portfolio (A), L.P. See All Filings	D/A	2026-01-21 15:10:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488800 Filed Document 0001488800-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:10:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Arrows Orion FAGP II Co-Invest SCSp See All Filings	D	2026-01-21 15:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002106491 Filed Document 0002106491-26-000001 Exclusions or Exemptions 506b Accepted Date 2026-01-21 15:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KAVF Select ( Offshore Feeder) Fund Ltd. See All Filings	D	2026-01-21 15:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002106495 Filed Document 0002106495-26-000001 Exclusions or Exemptions 506c Accepted Date 2026-01-21 15:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund