Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ullico International Group Trust See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Howe, Luke, Norkus, Michael, Goetz, Griffin, and Courtright, Donald CIK Number 0001465719 Filed Document 0001465719-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Mosaic Storage Systems, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001569160 Filed Document 0001569160-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
GrayBul Litchfield, LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $5,295,000 Associated Brokers / Dealers N/A CIK Number 0001596226 Filed Document 0001596226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Mountaineer Partners, LP See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538680 Filed Document 0000919574-14-000238 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Erickson Royalty Fund I, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001596719 Filed Document 0001596719-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Compliance Science, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $8,249,983 Associated Brokers / Dealers Warren H. Spar CIK Number 0001597136 Filed Document 0001597136-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CEDAR ROCK CAPITAL PARTNERS LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001221943 Filed Document 0000919574-14-000240 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Breckhurst Commodity Fund, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513832 Filed Document 0001513832-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENVILLE FACILITY INVESTORS LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,110,000 Associated Brokers / Dealers N/A CIK Number 0001446056 Filed Document 0001446056-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Other
Ultra Athlete, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001548332 Filed Document 0001548332-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Charming Charlie Holdings Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,399,981 Associated Brokers / Dealers N/A CIK Number 0001596788 Filed Document 0001596788-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AgSquared, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535133 Filed Document 0001535133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ullico Infrastructure Tax-Exempt Fund, L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Nisson, Deborah, Howe, Luke, Norkus, Michael, Goetz, Griffin, and Courtright, Donald CIK Number 0001504312 Filed Document 0001504312-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ACKme Networks, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,400,038 Associated Brokers / Dealers N/A CIK Number 0001596983 Filed Document 0001596983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VOIT GROWTH & INCOME FUND, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596135 Filed Document 0001042167-14-000009 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
TWM EQUITY INCOME PARTNERSHIP L P See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001373863-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHI Real Estate Partners III-TE, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001596825 Filed Document 0001596825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MILLENNIUM STRATEGIC CAPITAL, LTD. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529524 Filed Document 0000902664-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOBI INVESTMENT FUND LTD. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001474481 Filed Document 0001405086-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
It's Elation, Inc. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001569751 Filed Document 0001569751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SHARESTATES I, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594138 Filed Document 0001594138-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
JMIR Denver REIT, LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596921 Filed Document 0001596921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CUREMARK LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001439430 Filed Document 0001439430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CHOICE EXPLORATION INC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $2,153,640 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
B & R BUTCHERS, LTD. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001597167 Filed Document 0001580695-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bjond Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001597037 Filed Document 0001597037-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Rail-Splitter Long Fund, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596962 Filed Document 0000919574-14-000245 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACG Juice Co-Investors LLC See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001596798 Filed Document 0001596798-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silicon Harbor Ventures L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596959 Filed Document 0001596959-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Boodell Value Capital Offshore Fund Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515417 Filed Document 0000919574-14-000232 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InterHealth Holdings LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596104 Filed Document 0001596104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPPORTUNITY PARTNERS LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000896017 Filed Document 0000896017-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Paycom Software, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590955 Filed Document 0001590955-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Hope Investments, LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516872 Filed Document 0001516872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Davidson Kempner Distressed Opportunities International (Cayman) Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505336 Filed Document 0000902664-14-000124 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dynamo Micropower Corp See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597066 Filed Document 0001597066-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Opportunities Fund LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001416104 Filed Document 0001416104-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TIG ARBITRAGE ASSOCIATES L.P. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507816 Filed Document 0000919574-14-000237 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunt Capital Partners Tax Credit Fund 10, LP See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $141,514,272 Associated Brokers / Dealers Fallbrook Capital Securities Corporation CIK Number 0001597055 Filed Document 0001597055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farrington Diversified Strategies Fund B (QP), L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596116 Filed Document 0001461373-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HUIZENGA MANAGERS FUND LLC See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001262227 Filed Document 0001262227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luminance Global Fund See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594820 Filed Document 0001594820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
VERAN MEDICAL TECHNOLOGIES, INC. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001312458 Filed Document 0000950138-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
Jet Capital Select Opportunities Offshore Fund, Ltd. See All Filings	D/A	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566396 Filed Document 0000902664-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WHI Real Estate Partners III, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001596824 Filed Document 0001596824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHI Real Estate Partners III-PF, L.P. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001596827 Filed Document 0001596827-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Willis-Stafford Corp See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596919 Filed Document 0001376474-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Finanical Ascent TE Limited Partnership See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596819 Filed Document 0001596819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Once Innovations, Inc. See All Filings	D	2014-01-14 00:00:00 UTC
Amount To Be Raised $17,690,000 Associated Brokers / Dealers N/A CIK Number 0001514327 Filed Document 0001181431-14-002399 Exclusions or Exemptions 506b Accepted Date 2014-01-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire