Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
National General Holdings Corp. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $189,989,000 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001578735 Filed Document 0001578735-14-000030 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $5,328,780 Associated Brokers / Dealers Paul Murray and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $94,742,745 Associated Brokers / Dealers John Sandford CIK Number 0001135856 Filed Document 0001135856-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Other
2013 Indio East Field Extension LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $91,875 Associated Brokers / Dealers N/A CIK Number 0001600726 Filed Document 0001600726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
International Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001381355 Filed Document 0001393725-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTHOUSE STRATEGIES FUND LLC - LIGHTHOUSE HEALTHCARE SERIES See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001432362 Filed Document 0001422652-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers David Peacock CIK Number 0001135856 Filed Document 0001135856-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Marathon Global Emerging Markets Fund, LP See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596107 Filed Document 0001596107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IWP Rootstown, LLC See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001599657 Filed Document 0001599657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HOMEWOOD MANOR SENIOR LIVING FUND, L.P See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001600623 Filed Document 0001493152-14-000547 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SpinGo Solutions, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $4,426,000 Associated Brokers / Dealers N/A CIK Number 0001600557 Filed Document 0001600557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Suitest IP Group Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001563453 Filed Document 0001563453-14-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DOWNTOWN ASSOCIATES I, L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001131286 Filed Document 0000919574-14-001916 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lighthouse SRI Global Long/Short Fund, LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jeffrey Slocum & Associates, Inc. CIK Number 0001575909 Filed Document 0001422652-14-000009 Exclusions or Exemptions 506c Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Boardwalk Frozen Treats, LLC See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc. CIK Number 0001580000 Filed Document 0001580000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BBR ABSOLUTE RETURN LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001114305 Filed Document 0001013594-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARDAX, INC. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $3,923,100 Associated Brokers / Dealers Agincourt Ltd. and Portfolio Advisors Alliance, Inc. CIK Number 0001544238 Filed Document 0001600546-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
GRESHAM A PLUS FUND LLC See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483673 Filed Document 0001140361-14-008934 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Millburn Multi-Markets Ltd. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479565 Filed Document 0001479565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioGreenChoice Corp. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001573834 Filed Document 0001573834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
CourseHorse, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $3,008,973 Associated Brokers / Dealers N/A CIK Number 0001554963 Filed Document 0001554963-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Other Walls 2 Fall, LLC See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised $460,000 Associated Brokers / Dealers n/a CIK Number 0001502426 Filed Document 0001502426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
BBR EQUITY LONG SHORT QP LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283833 Filed Document 0001013594-14-000220 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Coravin, Inc. See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001517698 Filed Document 0001517698-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BBR EQUITY LONG SHORT LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ENVESTNET.COM INC. CIK Number 0001308004 Filed Document 0001013594-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chambers Street Global Fund, LP See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545552 Filed Document 0001013594-14-000225 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crown Marmaton #2 Joint Venture See All Filings	D	2014-02-21 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers Texas Securities, Inc. CIK Number 0001600786 Filed Document 0001600786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
KINGSFORD CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-02-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142742 Filed Document 0000935836-14-000134 Exclusions or Exemptions 506b Accepted Date 2014-02-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLOOK, Ltd. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001559746 Filed Document 0001559746-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
Sunridge Investments, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001600628 Filed Document 0001600628-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aequitas WRFF I, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $25,500,000 Associated Brokers / Dealers N/A CIK Number 0001596370 Filed Document 0001596370-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Pear Deck, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600467 Filed Document 0001600467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Swee10, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,299,998 Associated Brokers / Dealers N/A CIK Number 0001599757 Filed Document 0001140361-14-009183 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Massey Quick Multi Manager Equity Fund LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523099 Filed Document 0001523099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREMIUM POWER CORP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $18,547,000 Associated Brokers / Dealers N/A CIK Number 0001281994 Filed Document 0001281994-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IDG Ventures USA III, L.P. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001598935 Filed Document 0001598935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNC Real Estate Tax Credit Capital Institutional Fund 52 Limited Partnership See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $101,000,000 Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001587847 Filed Document 0001587847-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Therapeutics, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $6,000,005 Associated Brokers / Dealers N/A CIK Number 0001501852 Filed Document 0001501852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UrbanSitter, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers Ackrell Capital, LLC CIK Number 0001537586 Filed Document 0001537586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PERFICIENT INC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $16,156,009 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Behavioral Technology Group Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600440 Filed Document 0001600440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FundersClub F3Q LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $104,000 Associated Brokers / Dealers N/A CIK Number 0001592401 Filed Document 0001592401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goji Food Solutions Ltd. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $597,532 Associated Brokers / Dealers N/A CIK Number 0001535986 Filed Document 0001535986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LIGHTHOUSE AGGRESSIVE GROWTH FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001157733 Filed Document 0001555883-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cohbar, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001522602 Filed Document 0001522602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BioRegency, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600594 Filed Document 0001600594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bond Street Marketplace, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600550 Filed Document 0001600550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elcelyx Therapeutics, Inc. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $24,720,101 Associated Brokers / Dealers N/A CIK Number 0001486988 Filed Document 0001486988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delegate Lighthouse Select Fund, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001555883 Filed Document 0001555883-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity