Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LBC CAPITAL INCOME FUND, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597433 Filed Document 0001597433-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Overbrook Opportunity Fund II, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565828 Filed Document 0001019056-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G2 PRIVATE ART FUND II, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001597628 Filed Document 0001597628-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN TRUST GLOBAL VENTURE CAPITAL FUND V, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001535609 Filed Document 0001597836-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AKO EUROPEAN LONG-ONLY FUND PARTNERS L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567331 Filed Document 0000919574-14-000373 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traveling Spoon See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597895 Filed Document 0001597895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
HIGHCAPE PARTNERS, L.P. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598046 Filed Document 0001140361-14-003111 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex Clean Energy Holdings, LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001461303 Filed Document 0001015325-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Magna Resources BD #57 - Frietsch #15 Joint Venture See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,680,000 Associated Brokers / Dealers N/A CIK Number 0001598732 Filed Document 0001598732-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
MORGAN STANLEY OPPORTUNISTIC MORTGAGE INCOME FUND LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001527104 Filed Document 0000945621-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Espalier Global Offshore Fund, Ltd. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509403 Filed Document 0000919574-14-000378 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GL ATLANTA, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers NONE CIK Number 0001597689 Filed Document 0001597689-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Aragen Bioscience, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $3,734,515 Associated Brokers / Dealers N/A CIK Number 0001594773 Filed Document 0000897069-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDWIN REALTY CORP. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001598228 Filed Document 0001598226-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mulu, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $3,641,507 Associated Brokers / Dealers N/A CIK Number 0001596569 Filed Document 0001596569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LILIS ENERGY, INC. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers T.R. Winston & Company, LLC and John Carris Investments LLC CIK Number 0001437557 Filed Document 0001437557-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SVXR, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001598143 Filed Document 0001598143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Espalier Global Partners LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509402 Filed Document 0000919574-14-000377 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Holdings LLLP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399021 Filed Document 0001399021-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets $$1 - $5,000,000 Type of Security Other
LENHILL REALTY CORP. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001598227 Filed Document 0001598226-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Round Hill Music Royalty Executive Fund A LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers FPCG, LLC CIK Number 0001568004 Filed Document 0001568004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MOBILE IRON, INC. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $59,833,258 Associated Brokers / Dealers N/A CIK Number 0001470099 Filed Document 0001288320-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CrossCap Energy SSF, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416526 Filed Document 0001315863-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Global Equity Opportunities Domestic Partners, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565913 Filed Document 0001576518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgentBridge, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596922 Filed Document 0001596922-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Earth Investments, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $1,010,000 Associated Brokers / Dealers N/A CIK Number 0001598830 Filed Document 0001598830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CSA Global Equity Master Fund, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538968 Filed Document 0001538968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN TRUST PRIVATE EQUITY FUND (QP) V, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001535585 Filed Document 0001597836-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHSTAR CAPITAL LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532702 Filed Document 0001532702-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Docker, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $14,999,997 Associated Brokers / Dealers N/A CIK Number 0001516587 Filed Document 0001516587-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quest Venture Partners Fund II, L.P. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001597373 Filed Document 0001597373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JUGGERNAUT FUND LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219173 Filed Document 0001219173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH MICROCAP VALUE FUND LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166072 Filed Document 0001166072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBIA US CONTRARIAN CORE EQUITY PRIVATE FUND, LLC See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541655 Filed Document 0001140361-14-003002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbco Partners L P See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321620 Filed Document 0001448051-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altheus Therapeutics Inc See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $8,085,705 Associated Brokers / Dealers N/A CIK Number 0001414163 Filed Document 0001140361-14-003026 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
MORGAN STANLEY OPPORTUNISTIC MORTGAGE INCOME FUND (CAYMAN) LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527119 Filed Document 0000945621-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRP Theatre & Media Fund II Limited Partnership See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597444 Filed Document 0001597444-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
AppBlade Corp See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598063 Filed Document 0001598063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ADVANCED INQUIRY SYSTEMS INC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $682,408 Associated Brokers / Dealers N/A CIK Number 0001452747 Filed Document 0001452747-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
MDC Surgical Products, LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001597849 Filed Document 0001597849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GREF Saratoga Feeder Fund I LLC See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597291 Filed Document 0001597291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harlow Energy Infrastructure Fund I, L.P. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460640 Filed Document 0001448051-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH ENERGY FUND LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co CIK Number 0001322311 Filed Document 0001322311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Round Hill Music Royalty Fund LP See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers FPCG, LLC CIK Number 0001568003 Filed Document 0001568003-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TIMESSQUARE FOCUS FUND L P See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387581 Filed Document 0000819176-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffith Laboratories International, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers n/a CIK Number 0001597696 Filed Document 0001597696-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
OZ Global Equity Opportunities Overseas Fund, Ltd. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565889 Filed Document 0001576518-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrthoAccel Technologies, Inc. See All Filings	D	2014-01-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001467805 Filed Document 0001467805-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ValueScape Analytics, Inc. See All Filings	D/A	2014-01-23 00:00:00 UTC
Amount To Be Raised $19,830 Associated Brokers / Dealers N/A CIK Number 0001590551 Filed Document 0001590551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity