Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dental Implant Holdings, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001532602 Filed Document 0001532602-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
COLCHESTER LOCAL MARKETS DEBT FUND See All Filings	D/A	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453704 Filed Document 0001544824-13-000062 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WF1, LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001575279 Filed Document 0001575279-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Columbia Pacific China Healthcare Fund, L.P. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589740 Filed Document 0001589740-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
2455 Investors LLC See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001520677 Filed Document 0001520677-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Democracy Ventures, Inc. See All Filings	D	2013-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547418 Filed Document 0001547418-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Tensorcom, Inc. See All Filings	D	2013-10-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517030 Filed Document 0001517030-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brittany Sponsor, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001588445 Filed Document 0001588445-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, Ltd.-Series U See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547154 Filed Document 0000919574-13-005936 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parche Investors, L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560923 Filed Document 0000935836-13-000515 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smart Imaging Systems Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $1,299,144 Associated Brokers / Dealers N/A CIK Number 0001589611 Filed Document 0001589611-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, L.P.-Series O See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520031 Filed Document 0000919574-13-005929 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategos Offshore, Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473586 Filed Document 0000919574-13-005943 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P.-Series N See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Donald K. Gross CIK Number 0001496485 Filed Document 0000919574-13-005924 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StarMobile, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001589625 Filed Document 0001589625-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Surgical Caregivers of Fort Worth, L.P. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $137,060 Associated Brokers / Dealers n/a CIK Number 0001463790 Filed Document 0001463790-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, Ltd.-Series P See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529712 Filed Document 0000919574-13-005931 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Entrepreneur Choice Fund II, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Ray Spencer CIK Number 0001589430 Filed Document 0001589430-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MEDPLAST HOLDINGS INC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001433931 Filed Document 0001393725-13-000093 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Managed Futures Premier Rotterdam L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001544741 Filed Document 0001428042-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Aurum Options Fund L.P. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588789 Filed Document 0001588789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Global Natural Resources Partners II, L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482652 Filed Document 0000950103-13-006083 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENTINE RENEWABLE ENERGY HOLDINGS INC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $31,044,874 Associated Brokers / Dealers Houlihan Lokey Capital, Inc. ("HL") CIK Number 0001285043 Filed Document 0001315863-13-000480 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Air Ion Devices Inc See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers N/A CIK Number 0001384903 Filed Document 0001384903-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ABS Limited Partnership See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc. CIK Number 0001252071 Filed Document 0001013594-13-000514 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vision Ventures Issus LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001559691 Filed Document 0001559691-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRANCHPOINT TECHNOLOGIES See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589532 Filed Document 0001589532-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Two Ocean Global Equities Ltd. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589339 Filed Document 0001589339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Small Cap International (BVI), Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001348211 Filed Document 0000950103-13-006088 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Franchise Fund Offshore, Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538232 Filed Document 0001538232-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Macquarie Funds Management Hong Kong Ltd See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590021 Filed Document 0001590021-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Apex Pharma, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001587991 Filed Document 0001587991-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Telepath Data, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589639 Filed Document 0001589639-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Gateway Medical Associates 4 LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001589369 Filed Document 0001589369-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
AURORA RESURGENCE FUND II L.P. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001589647 Filed Document 0001589647-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GreenWizard, Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001488299 Filed Document 0001488299-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Appian Natural Resources Fund LP See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Appian Natural Resources Fund LP CIK Number 0001586780 Filed Document 0001586780-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield DTLA Fund Office Trust Investor Inc. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001575311 Filed Document 0001575311-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZUORA INC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $50,000,015 Associated Brokers / Dealers N/A CIK Number 0001423774 Filed Document 0001168404-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clover Fund, L.P. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001587804 Filed Document 0001587804-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Frontier Water Management, LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589586 Filed Document 0001589586-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HIH Factor Fund, LP See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589594 Filed Document 0001589594-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSG Residential Bella Vista PB HoldCo LLC See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001585239 Filed Document 0001585239-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
YAPPN CORP. See All Filings	D	2013-10-18 00:00:00 UTC
Amount To Be Raised $78,500 Associated Brokers / Dealers N/A CIK Number 0001511735 Filed Document 0001213900-13-005785 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LV Futures Fund L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428043 Filed Document 0001428042-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Redwood Opportunity Domestic Fund, L.P. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495935 Filed Document 0000919574-13-005937 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum York International, Ltd. See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001526913 Filed Document 0001526913-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pondfield Capital, LLC See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers E.L.K. Capital Advisors, LLC CIK Number 0001589313 Filed Document 0001589313-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P.-Series Q See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527744 Filed Document 0000919574-13-005932 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOCIAL REALITY See All Filings	D/A	2013-10-18 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001538217 Filed Document 0001553350-13-000803 Exclusions or Exemptions 506b Accepted Date 2013-10-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity