Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TECOGEN INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Scarsdale Equities LLC CIK Number 0001537435 Filed Document 0001537435-13-000062 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Whitetail Creek Orchard, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $36,900,000 Associated Brokers / Dealers N/A CIK Number 0001552952 Filed Document 0001552952-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
mParticle, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,551,063 Associated Brokers / Dealers N/A CIK Number 0001582826 Filed Document 0001582826-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAME PLAN TECHNOLOGIES, INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590112 Filed Document 0001590112-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Pista Land Company, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001520716 Filed Document 0001544660-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Empire Petroleum Partners, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001525639 Filed Document 0001140361-13-040151 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LiquidCool Solutions, Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,581,000 Associated Brokers / Dealers Feltl & Company CIK Number 0001394501 Filed Document 0001394501-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BMV Investment Partners, LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560987 Filed Document 0001560987-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Wyandotte Partners, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505448 Filed Document 0000919574-13-006044 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON EXPRESS, INC. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,980,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus International II, Ltd. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477894 Filed Document 0001140361-13-040411 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M81 MERGER ARBITRAGE FUND LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590659 Filed Document 0001590659-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Well Services, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Global Hunter Securities, LLC CIK Number 0001543450 Filed Document 0001543450-13-000067 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VR Acquisitions (Investors), LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $27,750,000 Associated Brokers / Dealers N/A CIK Number 0001550027 Filed Document 0001550027-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Lively LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584513 Filed Document 0001584513-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
INDUSTRIAL DYNAMICS CO HOLDINGS, INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $44,327,876 Associated Brokers / Dealers N/A CIK Number 0001590660 Filed Document 0001590660-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WC Memphis Storage II, LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001590500 Filed Document 0001590500-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VALOR EQUITY PARTNERS III L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001590853 Filed Document 0001590853-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jacobs Levy Group Trust - Jacobs Levy Small/Mid Value Fund See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589708 Filed Document 0000919574-13-006049 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARINGENIX INC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,270,225 Associated Brokers / Dealers N/A CIK Number 0001374961 Filed Document 0001374961-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
SALUTARIS MEDICAL DEVICES INC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001452230 Filed Document 0001452230-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Whitmore Capital, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
6SensorLabs, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590416 Filed Document 0001590416-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Brookstone Partners Acquisition XXI, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $9,625,000 Associated Brokers / Dealers N/A CIK Number 0001590666 Filed Document 0001546927-13-000229 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colchester Local Markets Bond Fund See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589892 Filed Document 0001544824-13-000072 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATLAS ENHANCED FUND, LTD See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509211 Filed Document 0001509211-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bomboard LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590676 Filed Document 0001590676-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
TRUTOUCH TECHNOLOGIES, INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001389596 Filed Document 0001140361-13-040148 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
My Starter Home, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001550207 Filed Document 0001550207-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
COMMUNITYLEND HOLDINGS INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers CORMARK SECURITIES INC. CIK Number 0001417847 Filed Document 0001183740-13-000407 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Rockland Power Partners II, LP See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Connect, Inc. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001534970 Filed Document 0001534970-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QUADRE INVESTMENTS, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480402 Filed Document 0001480402-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SPR Therapeutics, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001532647 Filed Document 0001532647-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
SRA I LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001590382 Filed Document 0001590382-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MEDICAL & DENTAL COMMERCE CORP. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $15,057,309 Associated Brokers / Dealers N/A CIK Number 0001590468 Filed Document 0001590468-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capitol Private Opportunities II (Parallel) LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001590173 Filed Document 0001140361-13-040073 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POMP II, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001590520 Filed Document 0001590520-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tide Creative See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001590302 Filed Document 0001590302-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
SILVERTON PARTNERS ENTREPRENEURS IV, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590638 Filed Document 0001590638-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVENUE T FUND LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460633 Filed Document 0001460633-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Skye Associates, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589571 Filed Document 0001589571-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GULFSLOPE ENERGY, INC. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001341726 Filed Document 0001580695-13-000092 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ADOR, INC. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $25,379,394 Associated Brokers / Dealers N/A CIK Number 0001494006 Filed Document 0001494006-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AM Project 235 Old Colony LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $7,300,000 Associated Brokers / Dealers N/A CIK Number 0001590654 Filed Document 0001590654-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
University Ventures Fund II, L.P. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001589942 Filed Document 0001589942-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
BP XXI Pearl, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,520,000 Associated Brokers / Dealers N/A CIK Number 0001590708 Filed Document 0001546927-13-000225 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COOPER CREEK PARTNERS LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450774 Filed Document 0001450774-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
COLOMBARD FUND, L.P. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527536 Filed Document 0001566114-13-000068 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AD Rescuewear, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590655 Filed Document 0001590655-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity