Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DLJ Real Estate Capital V, L.P. See All Filings	D	2013-11-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591969 Filed Document 0001012975-13-000520 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BioPharma Manufacturing Solutions Inc. See All Filings	D/A	2013-11-14 00:00:00 UTC
Amount To Be Raised $395,900 Associated Brokers / Dealers N/A CIK Number 0001522216 Filed Document 0001144204-13-061607 Exclusions or Exemptions 506b Accepted Date 2013-11-14 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hedge Fund Select: Koppenberg Macro Commodity Fund LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001561710 Filed Document 0001140361-13-041980 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETRICHOR ENERGY INC. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,837,218 Associated Brokers / Dealers N/A CIK Number 0001587001 Filed Document 0001183740-13-000428 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Independence Retail, LLLP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Republic Securities of America, Inc. CIK Number 0001591492 Filed Document 0001591492-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TWM HEDGE FUND PARTNERS LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424089 Filed Document 0001424089-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatterFab Corp. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $112,414 Associated Brokers / Dealers N/A CIK Number 0001579376 Filed Document 0001579376-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
PROJECT FROG INC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $25,025,000 Associated Brokers / Dealers N/A CIK Number 0001427592 Filed Document 0001427592-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Platform Delaware Holdings, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $239,269,009 Associated Brokers / Dealers N/A CIK Number 0001591673 Filed Document 0001591673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OC 521 Master Fund, Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001522367 Filed Document 0001522367-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVB FINANCIAL CORP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers MICHAEL JOSEPH COIRO and ROBERT EDWARD POWELL CIK Number 0001277902 Filed Document 0001277902-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WEST VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ROEBLING FUND LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001093716 Filed Document 0001093716-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Johnny Kyger Golf LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001590720 Filed Document 0001590720-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
SURGICARE OF MINNEAPOLIS, LTD. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001141489 Filed Document 0001141489-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
SI Arlington Heights Memory, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,061,500 Associated Brokers / Dealers N/A CIK Number 0001591841 Filed Document 0001591841-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lariat Partners Fund I PV, LP See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591829 Filed Document 0001140361-13-042060 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
EQUINOX ILLIQUID FUND L P See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395035 Filed Document 0001590528-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Pan-Asia Pacific Master Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459811 Filed Document 0000950103-13-006608 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SafeBrain Systems, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $112,500 Associated Brokers / Dealers NA CIK Number 0001271073 Filed Document 0001004878-13-000342 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
IP III CO-INVESTORS, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001421238 Filed Document 0000950103-13-006595 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Diversified Arbitrage Strategies QP Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0001395549-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CSRA GM Dothan, DST See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $9,516,000 Associated Brokers / Dealers N/A CIK Number 0001591811 Filed Document 0001591811-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
TWM EQUITY INCOME PARTNERSHIP L P See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001373863 Filed Document 0001373863-13-000011 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Credit Opportunities Overseas Fund, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534327 Filed Document 0001534327-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: The Adelphi Europe Fund Ltd See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001591218 Filed Document 0001140361-13-041978 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Stack, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,302,984 Associated Brokers / Dealers N/A CIK Number 0001585081 Filed Document 0001461373-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TIEDEMANN/PIKE PLACE PARTNERS QP, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494063 Filed Document 0000919574-13-006232 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milwaukee Summer 2013, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $99,750 Associated Brokers / Dealers N/A CIK Number 0001591957 Filed Document 0001591957-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
RED BRIDGE CAPITAL II LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001491039 Filed Document 0001491039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Asia Investments LP See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0001395549-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Small Cap International, L.P. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459807 Filed Document 0000950103-13-006610 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sessa Capital (International), Ltd. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561286 Filed Document 0001561286-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BluBox Energy, Inc. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $968,111 Associated Brokers / Dealers N/A CIK Number 0001573798 Filed Document 0001573798-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
CMWA BioMotiv LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001574780 Filed Document 0001574780-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Innovis Labs, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001588153 Filed Document 0001588153-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Foresight Biotherapeutics, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001526947 Filed Document 0001526947-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bollente Companies Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001429393 Filed Document 0001077048-13-000177 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Green Waste Energy, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001561610 Filed Document 0001561610-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
ValueScape Analytics, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $19,830 Associated Brokers / Dealers N/A CIK Number 0001590551 Filed Document 0001590551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Foresite Capital IV-C, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001591627 Filed Document 0001591627-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Hill Strategic Value Fund, L.P. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591749 Filed Document 0001315863-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSF REIT V B, L.L.C. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001591845 Filed Document 0001591845-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stay TP, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001590897 Filed Document 0001590897-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PointClear Solutions, Inc. See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $1,099,635 Associated Brokers / Dealers N/A CIK Number 0001591667 Filed Document 0001591667-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MSDC Denali EIV, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591521 Filed Document 0000902664-13-003688 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signal Point Holdings Corp. See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $10,540,000 Associated Brokers / Dealers N/A CIK Number 0001560351 Filed Document 0001560351-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Asset Strategy Fund, LLC See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001462237 Filed Document 0001393725-13-000094 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brain Synergy Institute, LLC See All Filings	D	2013-11-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001571030 Filed Document 0001571030-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Craft3 See All Filings	D/A	2013-11-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001573708 Filed Document 0001573708-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt