Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HEALTHCARE LANE HOLDCO, DST See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $177,074,367 Associated Brokers / Dealers Clearview Trading Advisors, Inc. CIK Number 0001596171 Filed Document 0001140361-14-001319 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
PERSIMMON RESEARCH PARTNERS LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112747 Filed Document 0001112747-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bandera Value Fund LLC See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382795 Filed Document 0001144204-14-000755 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Opportunities LLC See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001490362 Filed Document 0001490362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madden Active Municipal Strategy LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592225 Filed Document 0001592225-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Main Street Cupertino Hotel REIT, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595787 Filed Document 0001595787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Project Pie, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595381 Filed Document 0001595381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SynGen Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Apollo Bancshares, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $25,000,002 Associated Brokers / Dealers N/A CIK Number 0001457876 Filed Document 0001457876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Arcade Brewery LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $21,500 Associated Brokers / Dealers N/A CIK Number 0001595572 Filed Document 0001595572-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
HESTIA CAPITAL PARTNERS LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456565 Filed Document 0001456565-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GG MACRO, L.P. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509720 Filed Document 0001405086-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MoBeam, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $5,108,340 Associated Brokers / Dealers N/A CIK Number 0001490510 Filed Document 0001490510-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Atlas Advantage Offshore Fund, Ltd. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509956 Filed Document 0001509956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EcoVapor Recovery Systems, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001525120 Filed Document 0001525120-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Char-Lo Timberlands Fund, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $4,791,800 Associated Brokers / Dealers N/A CIK Number 0001595548 Filed Document 0001595548-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapStreet IV, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595759 Filed Document 0001595759-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CarbonLite Holdings LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001595903 Filed Document 0001595903-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Citelighter, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001595881 Filed Document 0001595881-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altair - SCP L/S Equity Fund, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001594981 Filed Document 0001144204-14-001099 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PO CAMPO, LLC See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised $11,500 Associated Brokers / Dealers Bolstr, Inc. CIK Number 0001594240 Filed Document 0001594240-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Other
Tishman Speyer Beverly Place VI, L.L.C. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595883 Filed Document 0001595883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tishman Speyer Maple Plaza VI, L.L.C. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595750 Filed Document 0001595750-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carrhae Capital Master Fund Ltd See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538561 Filed Document 0000902664-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mississippi ALF Investor Group II, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers NA CIK Number 0001595751 Filed Document 0001595751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
VIA Motors, Inc. See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised $50,000,003 Associated Brokers / Dealers Joseph Gunnar & Co. LLC CIK Number 0001515898 Filed Document 0001013762-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NOOM, INC. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $7,122,700 Associated Brokers / Dealers N/A CIK Number 0001595910 Filed Document 0001595910-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avia Biosystems, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001595360 Filed Document 0001595360-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fran Co LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595512 Filed Document 0001140361-14-000834 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Main Street Cupertino Retail REIT, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595778 Filed Document 0001595778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
H.D. Investments, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $3,950,000 Associated Brokers / Dealers None CIK Number 0001539335 Filed Document 0001539335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Allotrope Partners, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001595865 Filed Document 0001595865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Insight to Impact, Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $500,500 Associated Brokers / Dealers N/A CIK Number 0001595945 Filed Document 0001595945-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Main Street Cupertino Multi-Family REIT, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595786 Filed Document 0001595786-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Generation Turnaround Fund (Delaware) LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565329 Filed Document 0000945621-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Bengal Capital LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers Jeromy Salveson CIK Number 0001595902 Filed Document 0001595902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Farallon European Private Credit Master, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595783 Filed Document 0001595783-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wealthcare Holdings LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $3,750,000 Associated Brokers / Dealers N/A CIK Number 0001595549 Filed Document 0001595549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
People Pattern Corp See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $4,759,489 Associated Brokers / Dealers N/A CIK Number 0001595821 Filed Document 0001595821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ward Land Holdings, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,023,720 Associated Brokers / Dealers N/A CIK Number 0001595610 Filed Document 0001595610-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
JamHub Corp See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,208,458 Associated Brokers / Dealers N/A CIK Number 0001445239 Filed Document 0001445239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Silva Capital Liquid Opportunities Fund LP See All Filings	D/A	2014-01-06 00:00:00 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers N/A CIK Number 0001554235 Filed Document 0001554235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talon OP, L.P. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001595840 Filed Document 0001426011-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Azabache Energy Inc. See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $2,633,289 Associated Brokers / Dealers Toll Cross Securities USA Inc. CIK Number 0001439682 Filed Document 0001439682-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BestHomePro, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001595882 Filed Document 0001595882-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
CMNK LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001594047 Filed Document 0001594047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Actis Energy 3 Co-Investment LP See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001593057 Filed Document 0001593057-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1050 Page Mill Road REIT, LLC See All Filings	D	2014-01-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595776 Filed Document 0001595776-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North West Upgrading Inc. See All Filings	D	2014-01-05 00:00:00 UTC
Amount To Be Raised $615,768 Associated Brokers / Dealers N/A CIK Number 0001370929 Filed Document 0001140361-15-000754 Exclusions or Exemptions 506b Accepted Date 2014-01-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Gainsight, Inc. See All Filings	D/A	2014-01-05 00:00:00 UTC
Amount To Be Raised $20,500,006 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity