Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
San Lotus Holding Inc See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $333,333 Associated Brokers / Dealers N/A CIK Number 0001528749 Filed Document 0001144204-13-060311 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets $No Revenues Type of Security Equity
Legend3D, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001471863 Filed Document 0001019687-13-004197 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COSKATA INC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers N/A CIK Number 0001372761 Filed Document 0001372761-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Colonnade Topco, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $17,553,192 Associated Brokers / Dealers N/A CIK Number 0001582021 Filed Document 0001582021-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES C See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464743 Filed Document 0001405086-13-000421 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES G See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464742 Filed Document 0001405086-13-000419 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sabik Medical Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $857,576 Associated Brokers / Dealers N/A CIK Number 0001591657 Filed Document 0001140361-13-041654 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-13-000657 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
DBF, L.P. See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569593 Filed Document 0000935836-13-000532 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enverid Systems, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $2,019,383 Associated Brokers / Dealers N/A CIK Number 0001590759 Filed Document 0001590759-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Shuttersong Inc See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001563301 Filed Document 0001563301-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OM-OMB V EQUITY, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001584687 Filed Document 0001584687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
McKinley Capital Emerging Markets Growth Fund See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510111 Filed Document 0001144204-13-063700 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Other
Taasera, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001544132 Filed Document 0001544132-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Comfort Holding, LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised $91,275,000 Associated Brokers / Dealers N/A CIK Number 0001562170 Filed Document 0001562170-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Park Presidio Capital Offshore Fund, Ltd. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591190 Filed Document 0000935836-13-000531 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Institutional Funds plc See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001534361 Filed Document 0001140361-13-043096 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMTC Portfolio Company, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-13-000656 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
introNetworks Inc See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001326606 Filed Document 0001181431-13-058434 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kedaara Capital I Ltd See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556788 Filed Document 0001181431-13-058117 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
ECKey Corp See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001462800 Filed Document 0001466929-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
ROYAL BANK OF CANADA See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $10,641,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-13-006318 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-13-000655 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Small Cap Fund LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ignyta, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $46,440,852 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001557421 Filed Document 0001557421-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JOHNSTON INTERNATIONAL EQUITY GROUP TRUST I See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christenson Investment Partners CIK Number 0001455867 Filed Document 0001455867-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Stone Capital Fund, L.P. See All Filings	D/A	2013-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339460 Filed Document 0001095449-14-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Stone Capital LLC See All Filings	D/A	2013-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339460 Filed Document 0001095449-13-000121 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TURTLEROCK INVESTORS FUND II, LLC See All Filings	D/A	2013-11-10 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001577635 Filed Document 0001577635-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SH Sagamore Offshore II Ltd. See All Filings	D	2013-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657621 Filed Document 0000902664-15-004146 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IID Security, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001590610 Filed Document 0001590610-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON ACCESS LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seavest Properties IV, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589427 Filed Document 0001589427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRINCETON FUTURES FUND LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc. CIK Number 0001448370 Filed Document 0001448370-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kensington Growth Partners LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591500 Filed Document 0001209191-13-051492 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCETON FUTURES FUND LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc. CIK Number 0001011789 Filed Document 0001011789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Harbor Partners, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590818 Filed Document 0000919574-13-006155 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thisavros Partners, LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001533654 Filed Document 0001533654-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gavea Participation Fund LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001569066 Filed Document 0001569066-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calamos International Growth Fund LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536408 Filed Document 0001536408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AURORA LIMITED PARTNERSHIP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001010290 Filed Document 0001010290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAEIF ALPHA, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou, Wellner & Co., Inc. CIK Number 0001372657 Filed Document 0001095449-13-000126 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyFuel, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,068,831 Associated Brokers / Dealers N/A CIK Number 0001399637 Filed Document 0001399637-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WISPRY INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001276351 Filed Document 0001276351-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LS Power Fund III Feeder 3, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591689 Filed Document 0001591689-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ISAM SYSTEMATIC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590873 Filed Document 0001590873-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Capview Income & Value Fund IV, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001591044 Filed Document 0001591044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity