Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MSC Funding V, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001596871 Filed Document 0001596871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN HORIZON FUND II L P See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077206 Filed Document 0001507943-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senrigan Master Fund See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477751 Filed Document 0001477751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,337,454 Associated Brokers / Dealers Scott Holton, William Holton, Richard DeVita, and Michael Godwin CIK Number 0001135856 Filed Document 0001135856-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Portfolio Advisors Private Equity Fund 2012 (Offshore), L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001558965 Filed Document 0000902664-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Partners IV, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539641 Filed Document 0000919574-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hartwood Capital LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565319 Filed Document 0001565319-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PRIME GENOMICS, INC. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001537877 Filed Document 0001537877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Aviator Capital Offshore Feeder Fund, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers James L. Tovey, Jason B. Okie, and Kenneth P. Gettinger CIK Number 0001583028 Filed Document 0001019056-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LionHedge Platform Fund, L.P. - Series S See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596928 Filed Document 0000919574-14-000231 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moelis Steele Creek Opportunity Fund I LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596509 Filed Document 0000902664-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HighVista 1.5 (Offshore) Ltd. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595304 Filed Document 0001595304-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $19,026,872 Associated Brokers / Dealers Kirk Penland and Mark Morgan CIK Number 0001135856 Filed Document 0001135856-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Goldman Sachs Investment Partners ERISA Fund, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001479528 Filed Document 0001140361-14-001864 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GovStreet Capital, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers GovStreet Capital, Inc. CIK Number 0001596571 Filed Document 0001596571-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
2014 California Claiming Fund See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001596829 Filed Document 0001596829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIMA NANO TECH INC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001223541 Filed Document 0001288230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562596 Filed Document 0001562596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GFI Software S.A. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534271 Filed Document 0000899140-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Phononic Devices, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001514026 Filed Document 0001514026-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WFC Headwaters Holdings JV VII, L.L.C. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers N/A CIK Number 0001596229 Filed Document 0001596229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, L.P.-Series U See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547257 Filed Document 0000919574-14-000229 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burgundy Funds DST Small/Mid Cap Portfolio See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297856 Filed Document 0001268624-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARIA Investment Partners IV, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564964 Filed Document 0001564964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FIDELIS SENIORCARE INC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $28,698,522 Associated Brokers / Dealers N/A CIK Number 0001313842 Filed Document 0001313842-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Blinkbuggy, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $513,000 Associated Brokers / Dealers N/A CIK Number 0001593381 Filed Document 0001593381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Barton Mines Corp See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001596774 Filed Document 0001596774-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Austin County Bancshares See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596865 Filed Document 0001596865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Geller Multi-Vintage I, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $39,525,000 Associated Brokers / Dealers N/A CIK Number 0001592557 Filed Document 0000919574-14-000267 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braeside Capital II, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. and UBS Financial Services, Inc. CIK Number 0001501561 Filed Document 0001315863-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flatiron Partners, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564284 Filed Document 0001564284-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BSCP LS Holdings LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596857 Filed Document 0001596857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Brazil Resources Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,549,614 Associated Brokers / Dealers H.C. Wainwright & Co., LLC, Craig Schwabe, Noam Rubinstein, John Cordio, Jordyn Kopin, and Javelin Management Corp. CIK Number 0001538847 Filed Document 0001538847-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Blue Triangle Technologies, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001596854 Filed Document 0001596854-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Autonomy Real Estate Fund III: Spain Opportunities (Onshore) LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596909 Filed Document 0001596909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExchangeRight Net Leased Portfolio 5 DST See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001596784 Filed Document 0001596784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenwave Global Macro Fund LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596476 Filed Document 0001596476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
stkr.it, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001596732 Filed Document 0001596732-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SANITAS GLOBAL OPPORTUNITY FUND, LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564466 Filed Document 0000919574-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001562596 Filed Document 0001562596-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BURGUNDY FUNDS DST-EAFE PORTFOLIO See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340769 Filed Document 0001268624-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERIDIAN PERFORMANCE PARTNERS L P See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001056048 Filed Document 0001507943-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunrise Capital II, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565030 Filed Document 0001565030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sunrise Evolution (US) LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596359 Filed Document 0001596359-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Van Eck NatGas Opportunity Fund See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566515 Filed Document 0001566515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SH Capital Offshore, LTD See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567017 Filed Document 0001567017-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Shellback Fund, LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596214 Filed Document 0000902664-14-000160 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTRARIAN CAPITAL SENIOR SECURED LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert G. Byron and Peter Stelian CIK Number 0001338428 Filed Document 0000919574-14-000216 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $15,644,773 Associated Brokers / Dealers Eddie Allen CIK Number 0001135856 Filed Document 0001135856-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund