Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fort Apache Energy Ventures 2002, Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers N/A CIK Number 0001507182 Filed Document 0001507182-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NaviMed Partners Executive Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568853 Filed Document 0001595990-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spin-Off Opportunities Fund, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001523555 Filed Document 0001523555-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverwood Capital Ventures, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001586989 Filed Document 0001586989-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adaptive Alpha Fund, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569804 Filed Document 0001569804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SynteractHCR Holdings Corp See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601787 Filed Document 0001601787-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UMATCH, INC. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001511456 Filed Document 0001503249-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
TRUSPER INC. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $8,072,441 Associated Brokers / Dealers N/A CIK Number 0001601887 Filed Document 0001601887-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
J2 Software Solutions,Inc. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $2,500,145 Associated Brokers / Dealers N/A CIK Number 0001551292 Filed Document 0001551292-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
LASER LIGHT ENGINES INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $280,300 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
DEF Associates LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506964 Filed Document 0000919574-14-001852 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARING ADVISOR SERIES LLC - MULTI-EMPLOYER GLOBAL AGGREGATE DIVERSIFIED PORTFOLIO See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001438430 Filed Document 0001438430-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iQVCloud, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001570029 Filed Document 0001570029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Edge Sports, Inc See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553996 Filed Document 0001553996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DXA Eureka, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600182 Filed Document 0001140361-14-008161 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMD Medical Systems, Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600277 Filed Document 0001600277-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
BARING INVESTMENT SERIES LLC - BARING FOCUSED INTERNATIONAL EQUITY FUND See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443715 Filed Document 0001443715-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAV Holding Corp See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001600415 Filed Document 0001600415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CUMBERLAND DEVELOPMENT, LTD. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $555,000 Associated Brokers / Dealers N/A CIK Number 0001600239 Filed Document 0001600239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
5Star Investing Group, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600428 Filed Document 0001600428-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COINSETTER, INC. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595315 Filed Document 0001595315-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PC Highland, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001600404 Filed Document 0001600404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Shasta Gold Corp. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $26,650,000 Associated Brokers / Dealers N/A CIK Number 0001515279 Filed Document 0001140361-14-009238 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Paradigm Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030882 Filed Document 0000919574-14-001851 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINNACLE NATURAL RESOURCES OFFSHORE LTD See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matrix Capital, Papamarkou Wellner & Company, Inc., Joseph Grace Holdings, Inc., Joseph Grace Holdings, Inc., and Alternative Access Capital, LLC CIK Number 0001433068 Filed Document 0001268349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Newport St. Joseph Investments, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568786 Filed Document 0001565908-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WPCM Birmingham Block 121, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $13,750,000 Associated Brokers / Dealers N/A CIK Number 0001599694 Filed Document 0001599694-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Jennus Athletics Co See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001600105 Filed Document 0001600105-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring All Country World ex US Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547286 Filed Document 0001547286-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Europe Opportunities Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001484189 Filed Document 0001405086-14-000101 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meadow Ridge Cincinnati Associates LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers N/A CIK Number 0001600067 Filed Document 0001600067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Logo Holdings I Corp See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring Global Dynamic Asset Allocation Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497049 Filed Document 0001497049-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONE PINE RESOURCES CANADA LTD. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $32,531,142 Associated Brokers / Dealers N/A CIK Number 0001048278 Filed Document 0001104659-14-011012 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CHATHAM ASSET HIGH YIELD OFFSHORE FUND, LTD. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314062 Filed Document 0000919574-14-001849 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alyeska Fund 2, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599658 Filed Document 0001599658-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CCRE SEF Investors I, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001599935 Filed Document 0001599935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Broad Street Real Estate Opportunity Fund, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550845 Filed Document 0001550845-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAST, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600335 Filed Document 0001140361-14-008223 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH DAKOTA Revenue or Assets $Not Applicable Type of Security Equity
Desert Mountain Land Holdings Fund I, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001600279 Filed Document 0001600279-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bayview Opportunity Domestic IVa, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001594384 Filed Document 0000902664-14-001236 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Builders Fund LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001595804 Filed Document 0001013594-14-000203 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HalenHardy, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001600377 Filed Document 0001600377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CSRA 2700 S. Las Vegas, DST See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $33,275,000 Associated Brokers / Dealers N/A CIK Number 0001600333 Filed Document 0001600333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
VYCOR MEDICAL INC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Garden State Securities, Inc CIK Number 0001424768 Filed Document 0001145443-14-000191 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PIP Vault, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001598356 Filed Document 0001598356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Q CARE INTERNATIONAL LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001034485 Filed Document 0001034485-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PINNACLE NATURAL RESOURCES, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Company, Inc. CIK Number 0001268349 Filed Document 0001268349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Pinnacle Physicals & Financing Tax-Exempt Fund, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476059 Filed Document 0001268349-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund