Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Camelot Capital, L.P. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0000917888 Filed Document 0000917888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Apollo Offshore Structured Credit Recovery Fund III Ltd. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001593826 Filed Document 0000950142-14-000609 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALTUS REALTY INCOME FUND, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601468 Filed Document 0001601468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Norcap EquityPlus Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537315 Filed Document 0001507943-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalay Solar, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001347452 Filed Document 0001140361-14-011944 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reelio, Inc. See All Filings	D	2014-03-09 00:00:00 UTC
Amount To Be Raised $1,295,000 Associated Brokers / Dealers N/A CIK Number 0001601883 Filed Document 0001601883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Igor, Inc. See All Filings	D	2014-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582613 Filed Document 0001582613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Fund I LLC See All Filings	D/A	2014-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363424 Filed Document 0001363424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LANSDOWNE EUROPEAN STRATEGIC EQUITY FUND L P See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001215740 Filed Document 0000919574-14-002165 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crestline CS 3000 Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488047 Filed Document 0000902664-14-001600 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Crestline CS Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488046 Filed Document 0000902664-14-001592 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ShearLink Offshore Partners, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571952 Filed Document 0001571952-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERITAGE HOLDINGS LTD See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436447 Filed Document 0001436447-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Illumitex, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001473911 Filed Document 0001473911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spritz Technology, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001602070 Filed Document 0001602070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tendyne Holdings, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001557648 Filed Document 0001557648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Crestline AK Permanent Fund, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359140 Filed Document 0000902664-14-001597 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001430743 Filed Document 0000902664-14-001617 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Compass Enhanced Cayman Fund, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487305 Filed Document 0000919574-14-002254 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACONIC OPPORTUNITY OFFSHORE FUND LTD See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355987 Filed Document 0001355987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANGER MULTI -STRATEGY L P See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Altegris Investments, Inc. CIK Number 0001274334 Filed Document 0001274334-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BIL, Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379135 Filed Document 0001379135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LendingHome Funding Corp See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601642 Filed Document 0001601642-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PSAM Merger Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462689 Filed Document 0000902664-14-001612 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexus Energy Partners Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570631 Filed Document 0000919574-14-002184 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle MENA Co-Investment, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458226 Filed Document 0001181431-14-011571 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Rebound Fund Ltd. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481855 Filed Document 0000902664-14-001605 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialists On Call, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $31,610,096 Associated Brokers / Dealers N/A CIK Number 0001396565 Filed Document 0001396565-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Emil Interactive Games LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589538 Filed Document 0001589538-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
RDA Partners, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544014 Filed Document 0000945621-14-000090 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMorgan Intermediate Bond Trust See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taconic Capital Partners 1.5 L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456541 Filed Document 0001456541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LuxTech, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601828 Filed Document 0001601828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Generation IM Fund PLC / Generation IM Global Equity Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551188 Filed Document 0000943663-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWFLEET INSTITUTIONAL LOAN TRUST See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VP Distributors, LLC c/o Newfleet Asset Management, LLC CIK Number 0001602197 Filed Document 0001602197-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NT Alpha Strategies Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301483 Filed Document 0000950172-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Robertson Opportunity Master LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Randy Rodgers CIK Number 0001405016 Filed Document 0001315863-14-000161 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Ridgewood Capital Partners LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562606 Filed Document 0001209191-14-018421 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Quick2Launch LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001601413 Filed Document 0001601413-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VOYAGER GLOBAL SELECT FUND LP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse USA LLC CIK Number 0001491351 Filed Document 0001491351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Robertson Opportunity Offshore Fund Ltd See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $50,000,000,000 Associated Brokers / Dealers Randy Rodgers CIK Number 0001404627 Filed Document 0001315863-14-000159 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Northern Trust Alpha Strategies Fund See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303004 Filed Document 0000950172-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROCKROSE CAPITAL LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001401738 Filed Document 0001401738-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLAREMONT PARTNERS LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Norman Scher CIK Number 0001009568 Filed Document 0001009568-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
DLP Equity Fund I, LP See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600978 Filed Document 0001600978-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
OPPENHEIMER CLOSE INVESTMENT PARTNERSHIP LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001021681 Filed Document 0000858049-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cory St. Properties, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601999 Filed Document 0001601999-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
DxContinuum, Inc. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001583064 Filed Document 0001583064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Atlas Growth Partners, L.P. See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Alliance Affiliated Equities Corporation, AXA Advisors, LLC, Berthel, Fisher & Company Financial Services, Inc., Bryan Funding, Inc., Cadaret, Grant & Co., Inc., Calton & Associates, Inc., Cambridge Investment Research, Inc., Centaurus Financial, Inc., Center Street Securities, Inc., Crown Capital Securities, L.P., Dempsey Lord Smith, LLC, First Tennessee Brokerage Inc., FSC Securities Corporation, Girard Securities, Inc., Hagen Securities, Inc., Heim, Young & Associates, Inc., Integrated Trading and Investments, Inc., Investment Planners, Inc., J.W. Cole Financial, Inc., Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, LPL Financial LLC, Maitland Securities, Inc., May Capital Group, LLC, McLaughlin Ryder Investments, Inc., Merrimac Corporate Securities, Inc., MetLife Securities Inc., Neidiger, Tucker, Bruner, Inc., New England Securities, Newport Coast Securities, Inc., NFP Securities, Inc., Ni Advisors, The O. N. Equity Sales Company, ProEquities, Inc., Prospera Financial Services, Inc., Purshe Kaplan Sterling Investments, Resource Horizons Group LLC, Royal Alliance Associates, Inc., Sagepoint Financial, Inc., Spire Securities, LLC, Summit Brokerage Services, Inc., Tower Square Securities, Inc., Trade-PMR Inc., TransAm Securities, Inc., TransAmerica Financial Advisors, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, Walnut Street Securities, Inc. (c/o Metlife Securities), Wilbanks Securities, Inc., Woodbury Financial Services, Inc., World Equity Group, Inc., Money Concepts Capital Corporation, The Strategic Financial Alliance, Inc., McNally Financial Services Corporation, Whitehall-Parker Securities, Inc., Financial West Group, MidAmerica Financial Services, Inc., Coastal Equities, Inc., Anthem Securities, Inc., Benjamin & Jerold Brokerage, LLC, Fogel Neal Securities, LLC, International Assets Advisory, LLC, Kovack Securities, Inc., and VFG Securities, Inc. CIK Number 0001572702 Filed Document 0001572702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Adam Smith Fund, LLC See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424410 Filed Document 0001424410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity