Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
XLS Energy, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Jerry Schempp CIK Number 0001579536 Filed Document 0001579536-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Ivory Offshore Flagship Fund, Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citibank NA NY CIK Number 0001459016 Filed Document 0000902664-14-001352 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Dakota LNG, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Dougherty & Company LLC CIK Number 0001600233 Filed Document 0001600233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Angel's Share Brands LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers Victory Park Securities, LLC and Samos Capital LLC CIK Number 0001519556 Filed Document 0001144204-14-011515 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Strategy LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512695 Filed Document 0001546927-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Be Active Holdings, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Palladium Capital Advisors CIK Number 0001514514 Filed Document 0001415889-14-000698 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHAKEYS CARLYLE ASIA IV, L.L.C. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $66,751,000 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001569504 Filed Document 0001599483-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bespoke Global, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001529529 Filed Document 0001529529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Concert Window, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001601025 Filed Document 0001601025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CREDIFI CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001600489 Filed Document 0001600489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RIFT BASIN RESOURCES CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $68,475 Associated Brokers / Dealers N/A CIK Number 0001486798 Filed Document 0001183740-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Timbercreek East Townhomes, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001600519 Filed Document 0001600519-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PINE GROVE INSTITUTIONAL PARTNERS L P See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VP Distributors LLC, Fairview Securities, Inc., and Citigroup Global Markets Inc. CIK Number 0001050763 Filed Document 0001050763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Expo Event Holdco, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,094,000 Associated Brokers / Dealers N/A CIK Number 0001579214 Filed Document 0000895345-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Focus Fund Ltd See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507909 Filed Document 0000902664-14-001356 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BluePointe Ventures TechFund 1, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001602090 Filed Document 0001602090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Globevestor, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600992 Filed Document 0001600992-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Prisma Genesis Fund Ltd See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507910 Filed Document 0000902664-14-001368 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LITMAN GREGORY MULTI MANAGER BALANCED FUND LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000893484 Filed Document 0000935836-14-000136 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squire Sleep Systems, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $447,226 Associated Brokers / Dealers N/A CIK Number 0001555052 Filed Document 0001555052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sage Strategic Income, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Securities, LLC CIK Number 0000927310 Filed Document 0000927310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II Domestic, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000918813 Filed Document 0000918813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II OFFSHORE SPC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001320633 Filed Document 0001320633-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDUN PHARMACEUTICALS INC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $275,006 Associated Brokers / Dealers N/A CIK Number 0001076413 Filed Document 0001140361-14-009459 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Marlowe Partners Onshore Fund LP See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598883 Filed Document 0001600976-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP EXECUTIVE FUND VII, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001598977 Filed Document 0001362118-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Customized Strategies II, LP See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600703 Filed Document 0001600703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HHR Atlas Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362423 Filed Document 0000919574-14-001940 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDCAP FINANCIAL HOLDINGS LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447354 Filed Document 0001447354-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
KRC Opportunity Partners, LP See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601017 Filed Document 0001019056-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVUS PHARMACEUTICALS, INC. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $742,300 Associated Brokers / Dealers N/A CIK Number 0001411879 Filed Document 0001144204-14-011475 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Veristone Fund I, LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001512347 Filed Document 0001512347-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MasteryConnect, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $5,252,676 Associated Brokers / Dealers N/A CIK Number 0001536464 Filed Document 0001536464-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Lady Day Broadway Ltd Liability Co See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001600923 Filed Document 0001600923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
1stdibs.com, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $14,999,995 Associated Brokers / Dealers N/A CIK Number 0001600641 Filed Document 0001600641-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FX Strategy LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512008 Filed Document 0001546927-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riva Ridge Capital Partners LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301555 Filed Document 0000902664-14-001349 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Windermere Capital Fund SPC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476952 Filed Document 0001476952-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Jubilee Tax Exempt Partners, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077286 Filed Document 0000919574-14-001938 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Road Powerhouse LLLP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001599378 Filed Document 0001599378-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
JUBILEE See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457646 Filed Document 0000919574-14-001945 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ivory Flagship Fund, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Citibank NA NY CIK Number 0001265889 Filed Document 0000902664-14-001351 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X1 Discovery, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601040 Filed Document 0001601040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NMSIC Horizon Fund, LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455361 Filed Document 0000902664-14-001363 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Comparity, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001600970 Filed Document 0001600970-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CREDIFI CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600489 Filed Document 0001600489-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Agricultural Land Corp See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $18,100,050 Associated Brokers / Dealers N/A CIK Number 0001601032 Filed Document 0001601032-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ALeco Container, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers ALeco Container, LLC CIK Number 0001540122 Filed Document 0001540122-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Meru US HFF, LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483613 Filed Document 0000919574-14-001937 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TSW II, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000871240 Filed Document 0000871240-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund