Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Flagship Healthcare Real Estate Fund, LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Andrew Cooney, Bennett Cole, Stephen Geis, Christopher P. Haley, and Douglas E. Neal CIK Number 0001557534 Filed Document 0001557534-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Arts & Analytics, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $202,196 Associated Brokers / Dealers N/A CIK Number 0001592988 Filed Document 0001592988-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bitwal, Inc. See All Filings	D	2013-12-03 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001593405 Filed Document 0001593405-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2013-12-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAM Ortho Series A of Timucuan Private Capital Investors LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593180 Filed Document 0001593180-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SCIENTIFIC INTAKE LTD CO See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001277119 Filed Document 0001277119-13-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
NW Evergreen Opportunities V, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,565,000 Associated Brokers / Dealers N/A CIK Number 0001593219 Filed Document 0001593219-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trafinity Ventures, Inc. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $155,000 Associated Brokers / Dealers N/A CIK Number 0001590552 Filed Document 0001590552-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MCW Enterprises Ltd. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001483806-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
CATCHPOINT SYSTEMS, INC. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001477995 Filed Document 0001478396-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Visterra, Inc. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $34,229,999 Associated Brokers / Dealers N/A CIK Number 0001426375 Filed Document 0001426375-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Roam Analytics, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $504,998 Associated Brokers / Dealers N/A CIK Number 0001593313 Filed Document 0001593313-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Raven Rock Credit Fund, LP See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470970 Filed Document 0001470970-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jewel Fund, L, P, See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Themistoklis Partners, LP See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535724 Filed Document 0001535724-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Qualaris Healthcare Solutions, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593354 Filed Document 0001593354-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOLULINK Inc See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $430,000 Associated Brokers / Dealers N/A CIK Number 0001374327 Filed Document 0001374327-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
INNERPOINT ENERGY Corp See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $7,521,172 Associated Brokers / Dealers N/A CIK Number 0001556793 Filed Document 0001556793-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
2011 Mieka/Jefferson-Cattaraugus Oil & Gas Project A See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $8,575,000 Associated Brokers / Dealers N/A CIK Number 0001591572 Filed Document 0001591572-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
LCV Digital Currency II, LLC See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,385,000 Associated Brokers / Dealers N/A CIK Number 0001587706 Filed Document 0001587706-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kabompo Holdings, Ltd. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $3,335,000 Associated Brokers / Dealers N/A CIK Number 0001587702 Filed Document 0001587702-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
H/2 Financial Realty, Inc. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001592612 Filed Document 0001592612-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MCW Energy Group Ltd See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity
PW Partners Atlas Fund II, LP See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593174 Filed Document 0000921895-13-002401 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Patch of Land, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590209 Filed Document 0001590209-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Focus Ventures Ltd. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $3,293,540 Associated Brokers / Dealers Brent Cook CIK Number 0001471603 Filed Document 0001471603-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TRAIANA INC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001286325 Filed Document 0001286325-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
WIP-Fireside, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,475,000 Associated Brokers / Dealers N/A CIK Number 0001589255 Filed Document 0001589255-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rutabaga Small Cap Fund, L.P. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564893 Filed Document 0001564893-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFIP SOF, LTD. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497751 Filed Document 0000919574-13-006846 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UIP 301 Invest, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $785,401 Associated Brokers / Dealers N/A CIK Number 0001593186 Filed Document 0001593186-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PAYOFF.COM INC. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001488773 Filed Document 0001488773-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EEG Big Lake Project, L.P. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,867,500 Associated Brokers / Dealers N/A CIK Number 0001593298 Filed Document 0001354488-13-006693 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
VergePointe Capital Fund XVII, LP See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0001591864 Filed Document 0000896595-13-000145 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
20th St. TC, LLC See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001589320 Filed Document 0001589320-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairfield Cycle Center, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001593224 Filed Document 0001593224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Albany Road - Springfield Plaza Investor LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $7,350,000 Associated Brokers / Dealers N/A CIK Number 0001592667 Filed Document 0001592667-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Aperimus Socorro, LP See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535302 Filed Document 0001144204-13-065664 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Growth Fund LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593137 Filed Document 0001593137-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Syntax 900 I, LP See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507681 Filed Document 0001507681-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CFIP SDF, L.P. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497749 Filed Document 0000919574-13-006847 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Secret, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001592684 Filed Document 0001592684-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WIP-Shannon Hills, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001589252 Filed Document 0001589252-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Northeast Wireless Networks, LLC See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $16,500,000 Associated Brokers / Dealers N/A CIK Number 0001562827 Filed Document 0001562827-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
LUCKY OYSTER, INC. See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001559745 Filed Document 0001559745-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SNTech, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001513149 Filed Document 0001513149-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Ascent Capital Fund II, LLC See All Filings	D/A	2013-12-02 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001555126 Filed Document 0001555126-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dera Global Fund LP See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593267 Filed Document 0001593267-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Freight Farms, Inc. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised $1,954,576 Associated Brokers / Dealers N/A CIK Number 0001592800 Filed Document 0001592800-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BlueSpruce Fund Ltd. See All Filings	D	2013-12-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592932 Filed Document 0001592932-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity