Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Behm Energy - Williston Basin 2014 Program, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001590254 Filed Document 0001181431-13-057690 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Three Stags MTJ, LTD. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001591283 Filed Document 0001591283-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ScripsAmerica, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,218,000 Associated Brokers / Dealers Equity Capital Investments Inc. CIK Number 0001521476 Filed Document 0001019687-13-004140 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spreedly, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,924 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Star Real Estate Fund III (U.S.), L.P. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $6,600,000,000 Associated Brokers / Dealers N/A CIK Number 0001579057 Filed Document 0001181431-13-057639 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Evergreen Advantage, LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001467414 Filed Document 0001467414-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Randall Point West Associates LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001416257 Filed Document 0001416257-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LIFENEXUS, INC. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,627,888 Associated Brokers / Dealers N/A CIK Number 0001485965 Filed Document 0001485965-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NYSCRF-Pine Street Empire Accelerator Fund-I-(MF) LP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $201,000,000 Associated Brokers / Dealers N/A CIK Number 0001590939 Filed Document 0000902664-13-003604 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InfoMotion Sports Technologies, Inc. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001470501 Filed Document 0001470501-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BR HENDERSON DT INVESTORS, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $764,705 Associated Brokers / Dealers N/A CIK Number 0001591347 Filed Document 0001591347-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARH MODELS LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591290 Filed Document 0001078782-13-002150 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Hangover Joe's Holding Corp See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers Second Market HQ CIK Number 0001388132 Filed Document 0001079973-13-000681 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aurora Macro Opportunities Offshore Fund Ltd. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553875 Filed Document 0001553875-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DLS Financial, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers Jerry Dempsey, Ernie Smith, and John Lord CIK Number 0001498161 Filed Document 0001498161-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Aurora Offshore Fund Ltd. II See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities Inc., Barclays Capital Inc., and Citi Global Markets Inc. CIK Number 0001293248 Filed Document 0001293248-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Napier Park CLO Opportunities Fund (Offshore) LP See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590815 Filed Document 0000950172-13-000104 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIP II A L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,206,720,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001591724 Filed Document 0001591718-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
VIP II B (SF) L.P. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $1,206,720,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001591713 Filed Document 0001591715-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Opportunity 2011-1 Fund LLC See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001559637 Filed Document 0001559637-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Knighthead Offshore Fund, Ltd. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465823 Filed Document 0000919574-13-006135 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atomico III, L.P. See All Filings	D/A	2013-11-07 00:00:00 UTC
Amount To Be Raised $476,630,000 Associated Brokers / Dealers N/A CIK Number 0001560551 Filed Document 0001560551-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Znomics, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $543,400 Associated Brokers / Dealers N/A CIK Number 0001371473 Filed Document 0001288230-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Chamtech Technologies, Inc. See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers ACAP Financial, Inc. CIK Number 0001553604 Filed Document 0001016193-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gentry Technology Fund I LLC Series E-1 See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers Gentry Securities LLC CIK Number 0001591309 Filed Document 0001140361-13-041640 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Brooklawn Springs, LLC See All Filings	D	2013-11-07 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001591303 Filed Document 0001591303-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spinal Ventures, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001500681 Filed Document 0001500681-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
FMR LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001470831-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Tell-tale Capital Growth & Opportunity Fund, LP See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533065 Filed Document 0001533065-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Starwood Real Estate Securities Fund LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588825 Filed Document 0001588825-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shape Up Inc See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001499580 Filed Document 0001499580-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
SAN DIEGO UROLOGY SERVICES LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $71,181 Associated Brokers / Dealers N/A CIK Number 0001449300 Filed Document 0001449300-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nanoscale Powders LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $5,025,029 Associated Brokers / Dealers N/A CIK Number 0001521804 Filed Document 0001521804-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Futurelytics Inc. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $814,052 Associated Brokers / Dealers N/A CIK Number 0001589716 Filed Document 0001589716-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Lumenplay, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588497 Filed Document 0001588497-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Highbridge Quantitative Commodities Fund, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM") CIK Number 0001475238 Filed Document 0001327788-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Futuro Espresso LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $362,639 Associated Brokers / Dealers N/A CIK Number 0001406369 Filed Document 0001406369-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
AMERICAN CORE REALTY FUND, LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KIM NELSON, MICHAEL S. BARNES, PATRICIA WINANS, and PETER HAPGOOD CIK Number 0001270500 Filed Document 0001453332-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alliqua, Inc. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Summer Street Research Partners CIK Number 0001054274 Filed Document 0001054274-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KG OFFSHORE FUND LTD See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461235 Filed Document 0001461235-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SJK CAPITAL FUND LP See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589027 Filed Document 0000919574-13-006112 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reign Development Group, LLC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Reign Development Group CIK Number 0001570092 Filed Document 0001570092-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Varde Fund XI (B) (Feeder), L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers - and - CIK Number 0001575137 Filed Document 0000950142-13-002194 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scoria Offshore Fund Ltd. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588657 Filed Document 0001588657-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KG INVESTMENTS FUND LLC See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459598 Filed Document 0001459598-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sorin Tactical Real Estate Offshore Fund II Ltd See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573555 Filed Document 0001573554-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MYERS INDUSTRIES INC See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers U.S. Bancorp Investments Inc. and J.P. Morgan Securities LLC CIK Number 0000069488 Filed Document 0000069488-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $Over $100,000,000 Type of Security Debt
Coherent Principles L.P. See All Filings	D/A	2013-11-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark S. Howells CIK Number 0001561464 Filed Document 0001209191-13-051290 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEEKRETREAT, INC. See All Filings	D	2013-11-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591217 Filed Document 0001591217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-06 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other