Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IR&M Short Fund LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521378 Filed Document 0001521378-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cross Shore QP Partners, LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Omnicap, LLC, UBS Financial Services Inc., Fair Haven Partners, LLC, MIDAMERICA FINANCIAL SERVICES INC., Detwiler Fenton Wealth Management Inc, Ameriprise Financial Services, Inc., Bonwick Capital Partners, LLC, and Dawson James Securities, Inc. CIK Number 0001276904 Filed Document 0000919574-14-001969 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIRINYI FUND, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427546 Filed Document 0001405086-14-000106 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Bell Australia Trust See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458399 Filed Document 0001012975-14-000114 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IR&M Core Bond Fund LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415710 Filed Document 0001486236-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ThelioPulse, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001544558 Filed Document 0001140361-14-009916 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Graphene Technologies, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599708 Filed Document 0001599708-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R4 Green Charleston, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001601022 Filed Document 0001601022-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCOR OFFSHORE LTD See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337958 Filed Document 0001337958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fox Point Fund LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420866 Filed Document 0000919574-14-001957 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucky Star SWD, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $118,400 Associated Brokers / Dealers N/A CIK Number 0001599246 Filed Document 0001599246-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fintan Partners Specialty Credit Fund I, L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601059 Filed Document 0001140361-14-009702 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SGIP-3, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $8,200,000 Associated Brokers / Dealers N/A CIK Number 0001600104 Filed Document 0001600104-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
LATTICE ENGINES INC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001430644 Filed Document 0001430644-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Venture VII, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $240,000,000 Associated Brokers / Dealers N/A CIK Number 0001600888 Filed Document 0001600888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JABCAP Global Balanced Fund, L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542714 Filed Document 0001542668-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LiquidGrids, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $4,767,610 Associated Brokers / Dealers N/A CIK Number 0001600007 Filed Document 0001600007-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 13, LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001599673 Filed Document 0001599673-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GOLDMAN SACHS INVESTMENT PARTNERS QP FUND LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001424658 Filed Document 0001140361-14-010088 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wiser Private Equity Real Estate LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Casey T Smith CIK Number 0001573305 Filed Document 0001573305-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001001107 Filed Document 0001001107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
F8 MindLight SPV, L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601771 Filed Document 0001140361-14-011245 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wicked Fun, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $205,000 Associated Brokers / Dealers N/A CIK Number 0001589505 Filed Document 0001589505-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Apollo Global Management LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $82,260,696 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-14-009457 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
CANAMEX RESOURCES CORP. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,859,949 Associated Brokers / Dealers N/A CIK Number 0001488843 Filed Document 0001488843-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Hammes Partners II(A), L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers Probitas Funds Group, LLC CIK Number 0001600789 Filed Document 0001594480-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Brookside Capital Partners Fund II, L.P. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459945 Filed Document 0001599483-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS Piney Point Associates, L.P. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,575,000 Associated Brokers / Dealers N/A CIK Number 0001600721 Filed Document 0001600721-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BALLROOM DANCE FITNESS, INC. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001493109 Filed Document 0001493109-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cross Shore Partners, LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Detwiler Fenton Wealth Management Inc CIK Number 0001213706 Filed Document 0000919574-14-001968 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZERO EMISSION ENERGY PLANTS, INC. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $120,500 Associated Brokers / Dealers N/A CIK Number 0001436598 Filed Document 0001596558-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Waterbuck Fund Ltd. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570557 Filed Document 0001140361-14-009706 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mamma Chia, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517953 Filed Document 0001517953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pomelo Domestic Fund LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Bank PLC and Barclays Capital Inc. CIK Number 0001543249 Filed Document 0001013594-14-000230 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mariners LB Holdings, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001601073 Filed Document 0001601073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Knightscope, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600983 Filed Document 0001600983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Tommie Copper Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001516065 Filed Document 0001405086-14-000107 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BROOKSIDE CAYMAN PA LTD See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276762 Filed Document 0001599483-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Credit Opportunities - Series C See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001600954 Filed Document 0001140361-14-009903 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Choral Financial Fund, LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Bradley J. Ness CIK Number 0001417442 Filed Document 0001417442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Valley Next Gen Ventures Fund 1 (a separate series of LLC interests) See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601048 Filed Document 0001601048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remedy Pharmaceuticals, Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $1,374,440 Associated Brokers / Dealers PERAZA CAPITAL AND INVESTMENT, LLC CIK Number 0001501657 Filed Document 0001601029-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LightSide Labs, LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601956 Filed Document 0001601956-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GOLDMAN SACHS INVESTMENT PARTNERS MANAGER OFFSHORE EMPLOYEE FUND LP See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001424676 Filed Document 0001140361-14-010087 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartflow, Inc. See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised $106,699,880 Associated Brokers / Dealers N/A CIK Number 0001464521 Filed Document 0001464521-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ancile Global Diversification Fund I LLC See All Filings	D/A	2014-02-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321908 Filed Document 0001321908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AIM-Variable-2014 LLC See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $559,800 Associated Brokers / Dealers N/A CIK Number 0001598876 Filed Document 0001598876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GYP Holdings I Corp. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001600438 Filed Document 0000895345-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
General Fusion Inc. See All Filings	D	2014-02-26 00:00:00 UTC
Amount To Be Raised $2,081,772 Associated Brokers / Dealers N/A CIK Number 0001465369 Filed Document 0001140361-14-009720 Exclusions or Exemptions 506b Accepted Date 2014-02-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity