Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JLP Stressed Credit Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507116 Filed Document 0001019056-13-001107 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UDF Entity Manager, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001587689 Filed Document 0001587838-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
INTELLIGENT CLEARING NETWORK INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001436396 Filed Document 0001436396-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ALTEGRIS MULTI STRATEGY FUND LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, and more than 5 CIK Number 0001455085 Filed Document 0001566114-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gobstopper, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,893,250 Associated Brokers / Dealers N/A CIK Number 0001588155 Filed Document 0001140361-13-037655 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Richfield Orion International, Inc CIK Number 0000875729 Filed Document 0000875729-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BookingPal, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001587560 Filed Document 0001587560-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COLLABORATIVE MEDICAL TECHNOLOGY Corp See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $752,161 Associated Brokers / Dealers N/A CIK Number 0001455032 Filed Document 0001455032-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
PDQ Southern Texas Holdings, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001588101 Filed Document 0001181431-13-051277 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Searchlight Minerals Corp. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001084226 Filed Document 0001144204-13-053436 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CWP Hermann Park, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001587838 Filed Document 0001587838-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEON LIBERTY EMERGING MARKETS FUND LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213762 Filed Document 0001315863-13-000453 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALeco Container, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers ALeco Container, LLC CIK Number 0001540122 Filed Document 0001540122-13-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Optima Partners Global Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502398 Filed Document 0001297333-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Traders Fund, LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0001381760-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JLP Partners Cayman Fund Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523606 Filed Document 0001019056-13-001108 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altegris Global Macro II Fund, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001487204 Filed Document 0001566114-13-000046 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FITMOO, INC. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $750,288 Associated Brokers / Dealers N/A CIK Number 0001572017 Filed Document 0001572017-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Bakken Income Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, and Capital Financial Services, Inc. CIK Number 0001534460 Filed Document 0001534460-13-000015 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LP Operating, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001564499 Filed Document 0001564499-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PROPITIOUS BEAUTS, INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $490,000 Associated Brokers / Dealers N/A CIK Number 0001587113 Filed Document 0001587113-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
DGA Investments, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539673 Filed Document 0001127855-13-000687 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
VISUALANT INC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000724 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fairholme Partnership, LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566213 Filed Document 0000919574-13-005689 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-13-000264 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Divide Nine LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,938,000 Associated Brokers / Dealers Rita Mansour CIK Number 0001588024 Filed Document 0001588024-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Emerging Markets Fund LTD See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001297333 Filed Document 0001297333-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 6, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580758 Filed Document 0001580758-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Quad Opportunity Fund, LP See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588069 Filed Document 0001588069-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Energy Enterprises LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,105,180 Associated Brokers / Dealers N/A CIK Number 0001585092 Filed Document 0001585092-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rain City Capital, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001512803 Filed Document 0001512803-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
United SPC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497151 Filed Document 0001140361-13-037331 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Qview Medical, Inc. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,323,039 Associated Brokers / Dealers N/A CIK Number 0001577951 Filed Document 0001577951-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POMH Off-Broadway LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588383 Filed Document 0001588383-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Mobile App Machine, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001574045 Filed Document 0001446933-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-13-000452 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ping4 Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001538529 Filed Document 0001144204-13-053593 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Comgest Growth PLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-13-000445 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funding Gates Corp See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,445,000 Associated Brokers / Dealers N/A CIK Number 0001525001 Filed Document 0001525001-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GEF TRANSITION FUND (A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP) See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467914 Filed Document 0001467914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Discretionary Macro Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001509531 Filed Document 0001509531-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COCRYSTAL DISCOVERY INC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001448266 Filed Document 0001448266-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Centrose LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001412428 Filed Document 0001412428-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Mindshare Technologies, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $18,999,996 Associated Brokers / Dealers N/A CIK Number 0001530921 Filed Document 0001530921-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558932 Filed Document 0001558932-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JLP Partners Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507117 Filed Document 0001019056-13-001109 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-13-000457 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Altegris Global Macro Fund, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001463266 Filed Document 0001566114-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingstown Partners Offshore Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAC Global Diversified IDF LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586229 Filed Document 0001586229-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund