Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NanoFlex Power Corp See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $5,049 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Garelick Capital Partners QP Feeder Fund, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581069 Filed Document 0001581069-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Ivory Flagship LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001473682 Filed Document 0001473682-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest CPP Co-Invest, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $515,000 Associated Brokers / Dealers N/A CIK Number 0001593369 Filed Document 0001593369-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Apollo Investors, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $110,250,000 Associated Brokers / Dealers N/A CIK Number 0001593609 Filed Document 0001593609-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venice Coeur D'Alene LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001593580 Filed Document 0001593580-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Champagne Funds Total Return, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593791 Filed Document 0001593791-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fiera Axium Infrastructure US LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564272 Filed Document 0001564272-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EXCO RESOURCES INC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $272,873,670 Associated Brokers / Dealers N/A CIK Number 0000316300 Filed Document 0001209191-13-055943 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Darwin Resources Corp. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,778,625 Associated Brokers / Dealers N/A CIK Number 0001573717 Filed Document 0000949353-13-000193 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
AKSHAY WELLNESS, INC. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001381289 Filed Document 0001381289-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Andre Phillipe, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001592784 Filed Document 0001592784-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brookfield Brazil Capital Partners, L.P. See All Filings	D/A	2013-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561390 Filed Document 0001181431-13-062115 Exclusions or Exemptions 506b Accepted Date 2013-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Brazil Capital Partners (Feeder), L.P. See All Filings	D/A	2013-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561388 Filed Document 0001181431-13-062116 Exclusions or Exemptions 506b Accepted Date 2013-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boston Provident Partners, LP See All Filings	D/A	2013-12-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505741 Filed Document 0001505741-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Everest Merchant Funding, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon UCITS Funds - Emerging Markets Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592554 Filed Document 0001592554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nudge Capital Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593623 Filed Document 0001593623-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LiquidFrameworks, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592840 Filed Document 0001592840-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lionheart Strategic Lending Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593560 Filed Document 0001593560-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Just Fabulous, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $106,000,000 Associated Brokers / Dealers N/A CIK Number 0001531017 Filed Document 0001140361-13-045134 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Copperwood Energy Offshore LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560450 Filed Document 0001315863-13-000593 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solar Holdco 2013 I, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $23,833,025 Associated Brokers / Dealers Ambata Securities, LLC CIK Number 0001573155 Filed Document 0001573155-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services CIK Number 0001593518 Filed Document 0001393725-13-000113 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Condor Fund VII, L.P. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588933 Filed Document 0001588933-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sententia Group, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001562798 Filed Document 0001562798-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Credit Suisse Risk Parity Commodity Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001508463 Filed Document 0001508463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zero Motorcycles Inc See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $10,180,057 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BB Mishawaka, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,855,000 Associated Brokers / Dealers N/A CIK Number 0001593557 Filed Document 0001593557-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Fairmont Creamery Equity, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001593610 Filed Document 0001593610-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
American Infrastructure MLP Founders Fund II, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $113,115,000 Associated Brokers / Dealers Stifel, Nicolaus & Company, Inc. and Source Capital Group CIK Number 0001548507 Filed Document 0001593043-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L&B ONSHORE FUND LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442391 Filed Document 0001442391-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRUNSWICK HIGHLANDS HOLDINGS, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $7,333,050 Associated Brokers / Dealers Terry Wheeler, Prakash Simha, and The Strategic Financial Alliance, Inc. CIK Number 0001587115 Filed Document 0001587115-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Merchant Funding, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRAILSIDE APARTMENTS LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593698 Filed Document 0001593698-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Seven - Cat Bonds See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593055 Filed Document 0000902664-13-003912 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAUGATUCK CAPITAL Co VIII, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $6,225,000 Associated Brokers / Dealers N/A CIK Number 0001593756 Filed Document 0001405086-13-000432 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Garcia THP Oil Prospect LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001585686 Filed Document 0001585686-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon UCITS Funds - European Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Partners Capital Eagle Fund (C), Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535930 Filed Document 0001535930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Friday Total Return Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terlingua Fund 1, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giggles N' Hugs, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital and Merriman Capital CIK Number 0001381435 Filed Document 0001493152-13-002629 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Pharmetrics Specialty Group of Mississippi, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593647 Filed Document 0001593647-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon UCITS Funds - Japan Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ft. Worth Tollway Land, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $4,005,000 Associated Brokers / Dealers none CIK Number 0001593673 Filed Document 0001593673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MacKay Municipal Short Term Opportunities Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New York Life Distributors LLC CIK Number 0001532022 Filed Document 0001140361-13-045633 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fairmont Creamery Equity, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001593610 Filed Document 0001593610-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COOK & BYNUM CAPITAL QP LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387691 Filed Document 0001387691-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund