|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001397600
- Filed Document
- 0001397600-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $6,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580560
- Filed Document
- 0001580560-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594988
- Filed Document
- 0001019056-13-001375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $7,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593931
- Filed Document
- 0001593931-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan Edward Lyons, Rod Hennek, Ed Michelson, Robert Seal, and Regions Securities LLC
- CIK Number
- 0000940925
- Filed Document
- 0001264128-13-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595060
- Filed Document
- 0001595060-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc.
- CIK Number
- 0001534460
- Filed Document
- 0001534460-13-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $3,768,686
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589654
- Filed Document
- 0001589654-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001591349
- Filed Document
- 0001594911-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480187
- Filed Document
- 0001140361-13-047669
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jonathan Edward Lyons and Norman Duhon
- CIK Number
- 0001481069
- Filed Document
- 0001264128-13-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594928
- Filed Document
- 0001594928-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537577
- Filed Document
- 0000919574-13-006998
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $2,511,701
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594814
- Filed Document
- 0001594814-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594524
- Filed Document
- 0001594524-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595206
- Filed Document
- 0001595206-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Heisey
- CIK Number
- 0001594052
- Filed Document
- 0001589829-13-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594653
- Filed Document
- 0001594653-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $17,000,000
- Associated Brokers / Dealers
- Time Equities Securities LLC
- CIK Number
- 0001594089
- Filed Document
- 0001594089-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,470,000
- Associated Brokers / Dealers
- JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ
- CIK Number
- 0000868868
- Filed Document
- 0000868868-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581197
- Filed Document
- 0001581197-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001377044
- Filed Document
- 0001264128-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300699
- Filed Document
- 0001300699-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513760
- Filed Document
- 0001513760-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $74,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595156
- Filed Document
- 0001595156-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001311484
- Filed Document
- 0001311484-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482547
- Filed Document
- 0001482547-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595148
- Filed Document
- 0001595148-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594651
- Filed Document
- 0001594651-13-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,313,562
- Associated Brokers / Dealers
- John Sanford
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000306
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565982
- Filed Document
- 0001565982-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $845,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595083
- Filed Document
- 0001595083-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $15,092,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171838
- Filed Document
- 0001010412-13-000306
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574094
- Filed Document
- 0001574094-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $62,499,981
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591650
- Filed Document
- 0001591650-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499331
- Filed Document
- 0001499331-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $706,620
- Associated Brokers / Dealers
- Kirk Penland and Phillip Primm
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000298
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517941
- Filed Document
- 0001517941-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001591348
- Filed Document
- 0001594911-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540287
- Filed Document
- 0001264128-13-000059
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $1,020,000
- Associated Brokers / Dealers
- Kirk Penland and Phillip Primm
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000301
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $3,777,117
- Associated Brokers / Dealers
- Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, Steven Pfaff, Azam Jaber, Carl Fuhrmann, Javier Larrea, Paul Gautier, Thomas Faught, Craig Drewes Emerson, John (Bradley) Wilson, Ronn Kudlacek, and Shannon G Kropp
- CIK Number
- 0001587891
- Filed Document
- 0001587891-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564642
- Filed Document
- 0001564642-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001397600
- Filed Document
- 0001397600-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $654,767
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436547
- Filed Document
- 0001140361-13-047461
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553735
- Filed Document
- 0001144204-13-068820
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565044
- Filed Document
- 0001565044-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001573019
- Filed Document
- 0001594911-13-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- $40,000,002
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001492739
- Filed Document
- 0001492739-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001383888
- Filed Document
- 0001264128-13-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|