|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000890847
- Filed Document
- 0000919574-14-002269
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $902,811
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601976
- Filed Document
- 0001243233-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001542770
- Filed Document
- 0001019056-14-000433
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587223
- Filed Document
- 0001587223-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001302309
- Filed Document
- 0001427934-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $2,099,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559700
- Filed Document
- 0001559700-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001052976
- Filed Document
- 0000919574-14-002283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001058947
- Filed Document
- 0001012975-14-000177
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385012
- Filed Document
- 0001315863-14-000188
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A, N/A, N/A, N/A, N/A, N/A, N/A, and N/A
- CIK Number
- 0001484188
- Filed Document
- 0001405086-14-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000883552
- Filed Document
- 0000883552-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460354
- Filed Document
- 0001164691-14-000083
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000932243
- Filed Document
- 0001427934-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463202
- Filed Document
- 0000919574-14-002257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments LLC, Lyster Watson Management, Inc./Lyster Watson Securities Inc., Lincoln Square Advisors, and Probitas Partners, L.P.
- CIK Number
- 0001418598
- Filed Document
- 0001013594-14-000305
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $2,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573167
- Filed Document
- 0001573167-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001358405
- Filed Document
- 0001576499-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC, Deutsche Bank, NYLIFE Distributors LLC, and McMorgan & Company LLC
- CIK Number
- 0001308050
- Filed Document
- 0001308050-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Sinclair & Company, LLC and Pulse Capital Partners, LLC
- CIK Number
- 0001343169
- Filed Document
- 0001315863-14-000190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457557
- Filed Document
- 0000902664-14-001805
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $5,585,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602595
- Filed Document
- 0001602595-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001599190
- Filed Document
- 0001599190-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001116369
- Filed Document
- 0000919574-14-002290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001300813
- Filed Document
- 0000919574-14-002288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458146
- Filed Document
- 0001576499-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409839
- Filed Document
- 0001409839-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603369
- Filed Document
- 0001597980-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595381
- Filed Document
- 0001595381-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Renaissance Institutional Management LLC
- CIK Number
- 0001416005
- Filed Document
- 0001416005-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001053516
- Filed Document
- 0001053516-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599211
- Filed Document
- 0001599211-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421625
- Filed Document
- 0000902664-14-001797
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459500
- Filed Document
- 0001013594-14-000273
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Frank Jay Goldman, John Daniel Sampietro Jr., Brian Christopher Leftwich, Mark Andrew Marxer, Adam W. Gruver, and Christopher W. Manlove
- CIK Number
- 0001178079
- Filed Document
- 0001544824-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney, LLC, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith, Inc., and Highland Information Services, Inc.
- CIK Number
- 0001263831
- Filed Document
- 0001565908-14-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
NORTHERN TRUST MULTI-ADVISOR FUNDS-SERIES: INTERNATIONAL FUND-ALTRINSIC GLOBAL ADVISORS, LLC
See All Filings
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Northern Trust Securities, Inc.
- CIK Number
- 0001423222
- Filed Document
- 0001405086-14-000126
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $16,050,000
- Associated Brokers / Dealers
- Dalmore Group LLC and Newport Coast Securities, Inc.
- CIK Number
- 0001398702
- Filed Document
- 0001354488-14-001169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602702
- Filed Document
- 0001602702-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Spoonhill Asset Management, Inc
- CIK Number
- 0001269196
- Filed Document
- 0001269196-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457560
- Filed Document
- 0000902664-14-001800
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043961
- Filed Document
- 0001144204-14-015736
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538818
- Filed Document
- 0000902664-14-001812
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001600363
- Filed Document
- 0001140361-14-012742
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
- CIK Number
- 0001486422
- Filed Document
- 0001486422-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602771
- Filed Document
- 0001602771-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414953
- Filed Document
- 0001094891-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599283
- Filed Document
- 0001599283-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Electric Utilities
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001453669
- Filed Document
- 0001453669-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- D. E. Shaw Securities, L.L.C.
- CIK Number
- 0001285393
- Filed Document
- 0001285393-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- City National Securities, Citigroup Global Markets, Inc., Oppenheimer & Co. Inc., Morgan Keegan & Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Enerecap Partners, LLC, MT Rushmore Securities LLC, Capital Management Partners, Inc., EMCOR Securities, Inc., Fortigent Securities Company, LLC, Metcircle Securities LLC, and Osage Investments, Inc.
- CIK Number
- 0001170736
- Filed Document
- 0000948447-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|