Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
14WBella LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,867,475 Associated Brokers / Dealers N/A CIK Number 0001562750 Filed Document 0001562750-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Ballinger Fund LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$1 - $5,000,000 Type of Security Debt
VF Real Estate, L.P. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Sean Maher, Michael J. Maher, Jr., Charles H. Kurtz, Edward McNicholas, Brett D. Keller, Gregory Liss, Stephen Mumford, Michael Mallick, Chad Jafee, William R. Shuey, and Jay C. Steele CIK Number 0001592396 Filed Document 0001592396-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Boardage Partners, L.P. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591061 Filed Document 0001591061-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altair - PCOF, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001591150 Filed Document 0001144204-13-063673 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keileon Capital Partners, L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556930 Filed Document 0001556930-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DCM VG LONG ONLY FUND, LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561083 Filed Document 0001561083-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clover Fast Food, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001443931 Filed Document 0001443931-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
12TH STREET OPPORTUNITY LP See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449906 Filed Document 0001449906-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advion, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $9,178,043 Associated Brokers / Dealers N/A CIK Number 0001534813 Filed Document 0001534813-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Private Market Opportunities VI, L.P. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc. CIK Number 0001590297 Filed Document 0001590297-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
11.2 Capital I, L.P. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591336 Filed Document 0001591336-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Axis Health, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589099 Filed Document 0001589099-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Astrum Solar, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stevens Capital Advisors CIK Number 0001521694 Filed Document 0001521694-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
AUTO I.D., INC. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $249,947 Associated Brokers / Dealers N/A CIK Number 0001564637 Filed Document 0001564637-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Oak Street REC FOF GP, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $779,000 Associated Brokers / Dealers N/A CIK Number 0001573771 Filed Document 0001573771-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AL-MakeSpace-Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001592362 Filed Document 0001592362-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Staffing 360 Solutions, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Accelerated Capital Group CIK Number 0001499717 Filed Document 0001465818-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Shake, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001556517 Filed Document 0001556517-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sustainable Real Estate Solutions, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,100,005 Associated Brokers / Dealers N/A CIK Number 0001483626 Filed Document 0001483626-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Militello Capital, LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers William J. Millitello CIK Number 0001570873 Filed Document 0001570873-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Sacre-Coeur Minerals, Ltd. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470863 Filed Document 0001250853-13-000114 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Debt
InfoBionic, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001562779 Filed Document 0001562779-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Digital Caddies, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Paulson Investment Company, Inc. CIK Number 0001592334 Filed Document 0001592334-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MAGNETECS CORP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001352362 Filed Document 0001352362-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RODA GROUP CLEAN TECH FUND X, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592248 Filed Document 0001592248-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZoomCar, Inc. See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,031,664 Associated Brokers / Dealers N/A CIK Number 0001588864 Filed Document 0001588864-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Equity
SQIGGEL.COM See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592428 Filed Document 0001214659-13-006666 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
LL Opportunistic Mortgage Fund, L.P. - 2014 Series See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001592302 Filed Document 0001192482-13-000199 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hull #2 Prospect Joint Venture See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001592141 Filed Document 0001592141-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Eos Energy Storage LLC See All Filings	D/A	2013-11-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001468658 Filed Document 0001468658-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Ubiquity Global Services, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591901 Filed Document 0001591901-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosspoint Partners, LP See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592256 Filed Document 0001592256-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BawldGuy Note Fund, LLC See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001592139 Filed Document 0001592139-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Evolucia Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001383006 Filed Document 0001013762-13-001465 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vaporpath, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001592492 Filed Document 0001592492-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Chanticleer Holdings, Inc. See All Filings	D	2013-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Palladium Capital Partners CIK Number 0001106838 Filed Document 0001144204-13-063177 Exclusions or Exemptions 506b Accepted Date 2013-11-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ML Transtrend DTP Enhanced FuturesAccess LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001399406 Filed Document 0001399406-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakley Capital Private Equity II-A L.P. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmer Capital LLP CIK Number 0001587445 Filed Document 0001587445-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strongbrook Direct, LLC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001562845 Filed Document 0001562845-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
TALISMAN ENERGY INC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., and Credit Suisse Securities (USA) LLC CIK Number 0000201283 Filed Document 0001140361-13-043424 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Granite REIT America Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001592190 Filed Document 0001592190-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Life360, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $17,423,244 Associated Brokers / Dealers N/A CIK Number 0001581760 Filed Document 0001581760-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JIWIRE INC See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $9,185,282 Associated Brokers / Dealers N/A CIK Number 0001271590 Filed Document 0001271590-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AgeneBio, Inc. See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001467758 Filed Document 0001586162-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
MicroVest Plus, LP (Fixed Rate Notes) See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001533872 Filed Document 0000919574-13-006744 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glenhaven Global LP See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504267 Filed Document 0001504267-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broadview Energy, LLC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001515649 Filed Document 0001515649-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
TIDAL PETROLEUM INC See All Filings	D	2013-11-18 00:00:00 UTC
Amount To Be Raised $12,556,400 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
ALDEA Pharmaceuticals, Inc. See All Filings	D/A	2013-11-18 00:00:00 UTC
Amount To Be Raised $11,483,692 Associated Brokers / Dealers N/A CIK Number 0001531984 Filed Document 0001531984-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-18 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity