Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CTI SCIENCE, INC. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001431739 Filed Document 0001144204-13-057817 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Cinedigm Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers B. RILEY & CO., LLC CIK Number 0001173204 Filed Document 0001140361-13-039921 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Ripple Macro Fund L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590580 Filed Document 0000935836-13-000517 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARBITER PARTNERS LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156950 Filed Document 0000947871-13-000723 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm NNN #104, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001590446 Filed Document 0001590446-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/York Total Return Offshore Fund Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590462 Filed Document 0001590462-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JVP VII, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001590217 Filed Document 0001590217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Montage Ventures Fund I, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001583145 Filed Document 0001583145-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Green States Energy, Inc. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Buckman, Buckman & Reid, Inc. CIK Number 0001495217 Filed Document 0001495217-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Strategic Environmental & Energy Resources, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001576197 Filed Document 0001387131-13-004031 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Twin Offshore Fund Ltd See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001590477 Filed Document 0001140361-13-039951 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TENN-GA STONE GROUP TWO See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $15,250 Associated Brokers / Dealers N/A CIK Number 0001581598 Filed Document 0001581598-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
JSMB 4540 LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001590504 Filed Document 0001590504-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Opesbridge Opportunities LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590517 Filed Document 0001590517-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intuitive Secondary Opportunity Fund, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers EDi Financial Inc. CIK Number 0001590509 Filed Document 0001590509-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Zoomingo, Inc. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,105,368 Associated Brokers / Dealers N/A CIK Number 0001533182 Filed Document 0001533182-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LiveSpark, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,144,000 Associated Brokers / Dealers N/A CIK Number 0001590542 Filed Document 0001590542-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Titan Iron Ore Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $113,000 Associated Brokers / Dealers Carter, Terry & Company, Inc. CIK Number 0001414043 Filed Document 0001199835-13-000702 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Globa.li, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $961,680 Associated Brokers / Dealers N/A CIK Number 0001574268 Filed Document 0001574268-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OFPP LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589995 Filed Document 0001589995-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Scholastica, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547518 Filed Document 0001547518-13-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Nomorerack.com, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $42,499,999 Associated Brokers / Dealers N/A CIK Number 0001562902 Filed Document 0001562902-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PATINA SOLUTIONS GROUP INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001445456 Filed Document 0001042167-13-000185 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Nu-Med Plus, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-13-000395 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PaxVax Inc See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001402296 Filed Document 0001402296-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VAN REED GROWTH FUND See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000813097 Filed Document 0000813097-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
LOYAL3 Holdings, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,546,114 Associated Brokers / Dealers N/A CIK Number 0001571036 Filed Document 0001571036-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AUDIENCEFUEL, INC. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001587665 Filed Document 0001587665-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
PLASTYC INC. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001413056 Filed Document 0001413056-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKS INVESTMENT GROUP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000708740 Filed Document 0000708740-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Titan Iron Ore Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $276,500 Associated Brokers / Dealers N/A CIK Number 0001414043 Filed Document 0001199835-13-000703 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
IFC Global Infrastructure Fund, LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,200,000,000 Associated Brokers / Dealers N/A CIK Number 0001574560 Filed Document 0001574560-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z LOAN & INVESTMENT INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Z LOAN & INVESTMENT, INC. CIK Number 0001355900 Filed Document 0001355900-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ephesus Lighting, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565677 Filed Document 0001565677-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bye UAS, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001510088 Filed Document 0001510088-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
CreditAid, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001569238 Filed Document 0001569238-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Counterpoint Health Solutions, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590277 Filed Document 0001590277-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sprott Capital II, LP See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424529 Filed Document 0000919574-13-006016 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Instream Energy Systems Corp. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $505,179 Associated Brokers / Dealers N/A CIK Number 0001511707 Filed Document 0001511707-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Southlake Texas Medical Building I, LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001590499 Filed Document 0001590499-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mare Island Dry Dock Investment LLC See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised $3,809,910 Associated Brokers / Dealers n/a CIK Number 0001589881 Filed Document 0001589881-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratex Oil & Gas Holdings, Inc. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482361 Filed Document 0001213900-13-005969 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NextLine Manufacturing Corp. See All Filings	D/A	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585625 Filed Document 0001213900-13-005957 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
RTP T Holdings LP See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589779 Filed Document 0001589779-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $16,707,016 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-13-000199 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENTIVA HEALTH SERVICES INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $53,800,000 Associated Brokers / Dealers N/A CIK Number 0001096142 Filed Document 0001584406-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Equity
QLIANCE MEDICAL MANAGEMENT INC. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001386760 Filed Document 0001386760-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ORMET CIRCUITS INC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001160136 Filed Document 0001160136-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Flagstaff Holdings-224, LLC See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,734,000 Associated Brokers / Dealers N/A CIK Number 0001588498 Filed Document 0001137050-13-000327 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
212 DB CORP. See All Filings	D	2013-10-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001583817 Filed Document 0001144204-13-057403 Exclusions or Exemptions 506b Accepted Date 2013-10-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt