Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
TMG Solutions Plaza REIT 1, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598718 Filed Document 0001598718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TMG Chase Crossing REIT, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598717 Filed Document 0001598717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PCM Woodford Co-Invest L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598206 Filed Document 0001598206-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Aid Beverages, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $3,255,504 Associated Brokers / Dealers N/A CIK Number 0001598538 Filed Document 0001598538-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISM PARTNERS, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001086234 Filed Document 0000919574-14-000478 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIY Asheville 2014, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001598970 Filed Document 0001598970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
MEPT Block 6 REIT LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598435 Filed Document 0001598435-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Standley Plastics, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598425 Filed Document 0001598425-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Lyons Legacy Performance Horses Revenue Fund, LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586771 Filed Document 0001586771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Luminari Capital, L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001597004 Filed Document 0001597004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Entermedia Growth Partners, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158712 Filed Document 0000919574-14-000505 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EnTrust PC Segregated Portfolio Co 1 - EnTrust ISBI PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598675 Filed Document 0001013594-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
INVESCO U.S. INCOME REIT, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001598698 Filed Document 0001598698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LFL PARTNERS L P See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347716 Filed Document 0000935836-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Adler WCCII, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $15,235,000 Associated Brokers / Dealers N/A CIK Number 0001599109 Filed Document 0001019687-14-000369 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LLJ Retail Ventures 4 Holding, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $4,249,000 Associated Brokers / Dealers N/A CIK Number 0001584247 Filed Document 0001019687-14-000364 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PS OPPORTUNITIES OFFSHORE LTD See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460726 Filed Document 0001468769-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARIXA FUND I, LLC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001490898 Filed Document 0001490898-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Weber Capital Partners V, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001506663 Filed Document 0001506663-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust Keystone PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598700 Filed Document 0001013594-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust 1199 PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598744 Filed Document 0001013594-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BIOZONE PHARMACEUTICALS, INC. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers None CIK Number 0001412486 Filed Document 0001415889-14-000360 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wordseye Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001599213 Filed Document 0001599213-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SP Denver-Porter REIT I, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598531 Filed Document 0001598531-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Row Sham Bow, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001519306 Filed Document 0001519306-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
MAK One Fund LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001289595 Filed Document 0000919574-14-000485 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOGRAPHY INC See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised $3,524,998 Associated Brokers / Dealers N/A CIK Number 0001406128 Filed Document 0001406128-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WILDCAT DISCOVERY TECHNOLOGIES, INC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $67,500 Associated Brokers / Dealers N/A CIK Number 0001382044 Filed Document 0001382044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EcoR1 Capital Fund Qualified, L.P. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Burrell Resources Group, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $20,300,000 Associated Brokers / Dealers N/A CIK Number 0001598804 Filed Document 0001598804-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
Young Marvin L See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Marvin L. Young CIK Number 0001584694 Filed Document 0001584694-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Adage Capital Partners, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163846 Filed Document 0000902664-14-000485 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Albuquerque Suite Hospitality, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001503762 Filed Document 0001503762-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EcoR1 Capital Fund Qualified, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598292 Filed Document 0000935836-15-000077 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRCF (CV-G) Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598441 Filed Document 0001598441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MGP XI REIT, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Iroquois Capital Advisors, LCC CIK Number 0001598468 Filed Document 0001598468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
First Aid Beverages, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $1,792,922 Associated Brokers / Dealers N/A CIK Number 0001598538 Filed Document 0001598538-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TMG Solutions Plaza REIT 2, L.L.C. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598719 Filed Document 0001598719-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Linked Senior, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $493,677 Associated Brokers / Dealers N/A CIK Number 0001502931 Filed Document 0001502931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Debt
Arrowstreet ACWI ex US Fund IV, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482691 Filed Document 0001482691-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STONERISE CAPITAL PARTNERS MASTER FUND, L.P. See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453985 Filed Document 0001453985-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PS INSTITUTIONAL ONSHORE LP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528178 Filed Document 0001468769-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Bancshares, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001598867 Filed Document 0001598867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SP Littleton REIT I, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598532 Filed Document 0001598532-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Preceptis Medical, Inc. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $4,382,102 Associated Brokers / Dealers N/A CIK Number 0001537953 Filed Document 0001181431-14-004542 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust 1839 PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598774 Filed Document 0001013594-14-000045 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nyati Partners LP See All Filings	D/A	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538047 Filed Document 0000919574-14-000477 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LLJ Adler Manager, LLC See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001599031 Filed Document 0001019687-14-000358 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EnTrust PC Segregated Portfolio Co 1 - EnTrust UFCW so CA PC SP See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598829 Filed Document 0001013594-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GREENKRAFT, INC. See All Filings	D	2014-01-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001398529 Filed Document 0001213900-14-000605 Exclusions or Exemptions 506b Accepted Date 2014-01-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity