Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GMI-164 CORPUS, LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, Steven Pfaff, Azam Jaber, Carl Fuhrmann, Javier Larrea, Paul Gautier, Thomas Faught, Craig Drewes Emerson, John (Bradley) Wilson, Ronn Kudlacek, Shannon G Kropp, Lisa Allen, Mikiel Featherston, Brian E Smith, and Michael L Murray CIK Number 0001587891 Filed Document 0001587891-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AISLE411 INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $6,340,030 Associated Brokers / Dealers N/A CIK Number 0001438010 Filed Document 0001438010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Blue Spark Technologies, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $14,230,384 Associated Brokers / Dealers N/A CIK Number 0001397714 Filed Document 0001397714-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
STILLWATER FUND, LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596457 Filed Document 0000913849-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Drazil Foods, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001596443 Filed Document 0001596443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
ASCEND CN FUND LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595957 Filed Document 0001405086-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Lotus Holding Inc See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528749 Filed Document 0001144204-14-001332 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business TAIWAN, PROVINCE OF CHINA Revenue or Assets $No Revenues Type of Security Equity
CAPVEST EQUITY PARTNERS III, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $532,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED CIK Number 0001568081 Filed Document 0001568081-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Euclises Pharmaceuticals, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001550350 Filed Document 0001550350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
STIC Shariah Private Equity Fund III L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565880 Filed Document 0001565880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KOREA, REPUBLIC OF Revenue or Assets Decline to Disclose Type of Security Equity
NightFood Holdings, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001593001 Filed Document 0001593001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OC 530 OFFSHORE FUND, LTD. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595915 Filed Document 0000919574-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NFI Capital Partners, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511386 Filed Document 0001511386-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ European Credit Opportunities Domestic Partners, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538958 Filed Document 0001538958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Valley Partners, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478862 Filed Document 0001478862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
M2 BREDS FUND LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579726 Filed Document 0001579726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shire Capital Concentrated Special Situations, L.P. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596322 Filed Document 0001596322-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
INTERLINE BRANDS, INC./DE See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001292900 Filed Document 0000895345-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Drazil Foods, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596443 Filed Document 0001596443-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
M. Kingdon Offshore Ltd See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000917089 Filed Document 0000919574-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WaterFirst Capital, LLLP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596314 Filed Document 0001596314-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
MEDALLION VENTURES FUNDING LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001587162 Filed Document 0001587162-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Taiyo Greater India Employees, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561129 Filed Document 0001561129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MEDICALODGES INC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers Central States Capital Markets, LLC CIK Number 0000064624 Filed Document 0000064624-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
FIRST ROBINSON FINANCIAL CORP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $7,999,985 Associated Brokers / Dealers N/A CIK Number 0001035991 Filed Document 0001238351-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
So Cal PF Carson LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001595754 Filed Document 0001595754-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NeuroGenetic Pharmaceuticals, Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001496298 Filed Document 0001496298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wayfarer Capital, Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512793 Filed Document 0000945621-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vestaron Corp See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001398181 Filed Document 0001398181-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Midsummer Small Cap, Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500751 Filed Document 0000919574-14-000149 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collwick Premier Access Fund, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502892 Filed Document 0000919574-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Definitive Guardian Fund, Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Corestone Distributors, LLC CIK Number 0001463162 Filed Document 0000919574-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Austin Beer Partners, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001596313 Filed Document 0001596313-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Allied Payment Network Inc. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $581,228 Associated Brokers / Dealers N/A CIK Number 0001536406 Filed Document 0001536406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
On The Block, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001556430 Filed Document 0001556430-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sterling Ridge Fund Ltd. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590809 Filed Document 0001590809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exigent Advantage Fund LP See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fadine Securities, Inc. CIK Number 0001566628 Filed Document 0001213900-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Balestra Spectrum Partners, Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001480689 Filed Document 0001315863-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPSTONE FINANCIAL GROUP, INC. See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001558432 Filed Document 0001077048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BluePearl Holdings, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,325,775 Associated Brokers / Dealers N/A CIK Number 0001436117 Filed Document 0001209191-14-002590 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Reign Development Group, LLC See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001570092 Filed Document 0001570092-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Cardinal Spine, LLC See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
City of Wright City, Missouri See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,980,000 Associated Brokers / Dealers N/A CIK Number 0001595928 Filed Document 0001559508-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
CincyTech 2013 Follow-on Fund I, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596004 Filed Document 0001596004-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Investor A, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $66,083,614 Associated Brokers / Dealers N/A CIK Number 0001596489 Filed Document 0001596489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
525 King George LP See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001596365 Filed Document 0001596365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CAPITAL PRESERVATION 100, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001570007 Filed Document 0001214659-14-000239 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Sable Ridge Capital Opportunity Fund, L.P. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516383 Filed Document 0001516383-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2014-01-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001480790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC CITY INVESTMENTS, LLC See All Filings	D	2014-01-09 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers None CIK Number 0001596339 Filed Document 0001596339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity