Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Diamond Technology Enterprises Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590743 Filed Document 0001590743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
WorkFlex Solutions, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599874 Filed Document 0001599874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001181431-14-006377 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
CODESMART HOLDINGS, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Stinger WorkFlex, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600013 Filed Document 0001600013-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carrhae Capital Long Master Fund Ltd See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599934 Filed Document 0000902664-14-000807 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Charged Concepts, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $800 Associated Brokers / Dealers N/A CIK Number 0001599311 Filed Document 0001599311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Vivacelle Bio, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600053 Filed Document 0001600053-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
MLW Squared, Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001595719 Filed Document 0001595719-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Tiger Pacific Offshore Fund Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569465 Filed Document 0001569465-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kive Co See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542862 Filed Document 0001542862-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
IBS Opportunity Fund, Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542502 Filed Document 0001542502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arris Petroleum Corp See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $121,827,411 Associated Brokers / Dealers N/A CIK Number 0001591341 Filed Document 0001591341-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NAKED BRAND GROUP INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $347,201 Associated Brokers / Dealers N/A CIK Number 0001383097 Filed Document 0001085037-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fairway America Fund VI, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001578879 Filed Document 0001578879-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,420,355 Associated Brokers / Dealers Scott Holton, William Holton, Richard DeVita, and Michael Godwin CIK Number 0001135856 Filed Document 0001135856-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CookBrite Inc. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589445 Filed Document 0001589445-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
PLUSCIOS FUND LLC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C. and North South Capital, LLC CIK Number 0001373702 Filed Document 0001373702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lux Bio Group, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001536312 Filed Document 0001536312-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Option To Acquire
FORCE CAPITAL II LTD See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460004 Filed Document 0001460004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Capso Vision Inc See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $16,100,000 Associated Brokers / Dealers N/A CIK Number 0001378325 Filed Document 0001378325-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mode Analytics, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HPEV, INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Drexel Hamilton CIK Number 0001399352 Filed Document 0001477932-14-000648 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MedGap Solutions LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001599964 Filed Document 0001599964-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HAMBLETONIAN PARTNERS LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-14-000692 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MCB-Eagle Rock NYSC Holdings LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $3,361,785 Associated Brokers / Dealers N/A CIK Number 0001599145 Filed Document 0001599145-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BITCOIN SHOP INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001436229 Filed Document 0001415889-14-000533 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Bear Fund L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001480099 Filed Document 0001480099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM US Institutional Trading II L.P. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496537 Filed Document 0001496537-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DYNAVEST CAPITAL PARTNERS, L.P. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587253 Filed Document 0001587253-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $Not Applicable Type of Security Equity
Carrhae Capital Long Fund LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599948 Filed Document 0000902664-14-000806 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Health Management LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,167,248 Associated Brokers / Dealers N/A CIK Number 0001599567 Filed Document 0001140361-14-008942 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Makuria Credit Fund Ltd See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598753 Filed Document 0000902664-14-000778 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guepardo Investment Fund See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SILVER LEAF PARTNERS, LLC, SPOONHILL ASSET MANAGEMENT INC., UNIPAR DEVELOPMENT CORPORATION, Zellinvest SA, and Viclan Group CIK Number 0001574437 Filed Document 0001574437-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jackson Quarter LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001599983 Filed Document 0001599983-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LOOMIS SAYLES STRATEGIC ALPHA TRUST See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518698 Filed Document 0001518698-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Partners Group Client Access 8, L.P. Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599915 Filed Document 0001599915-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW Freshfields REIT LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001599205 Filed Document 0001599205-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arris Petroleum Corp See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $121,827,411 Associated Brokers / Dealers N/A CIK Number 0001591341 Filed Document 0001591341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
wise.io, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $4,086,554 Associated Brokers / Dealers N/A CIK Number 0001598912 Filed Document 0001598912-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tremblant ELS Fund LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514735 Filed Document 0000919574-14-000848 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
METLIFE CORE PROPERTY REIT, LLC See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers William McGugin CIK Number 0001599595 Filed Document 0001599595-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MTG CONSOLIDATED MINING INC. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers MTG Consolidated Mining Inc CIK Number 0001599975 Filed Document 0001599975-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
IntegraColor, Ltd. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $13,910,607 Associated Brokers / Dealers N/A CIK Number 0001599702 Filed Document 0001599702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Tillage Commodities Fund, LP See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540718 Filed Document 0000919574-14-000696 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
India Enhanced Index Fund I, LP See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599655 Filed Document 0001599655-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vivakor, Inc. See All Filings	D	2014-02-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001450704 Filed Document 0001450704-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
QUANTUMSPHERE INC See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001280521 Filed Document 0001144204-14-008739 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Indus Pacific Opportunities Fund, Ltd. See All Filings	D/A	2014-02-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352812 Filed Document 0000919574-14-000893 Exclusions or Exemptions 506b Accepted Date 2014-02-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund