Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Window Rock Residential Recovery Fund, L.P. See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001572632 Filed Document 0001572632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Rio Investments, LP See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461297 Filed Document 0000945621-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Point Technologies, Inc See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001603413 Filed Document 0001603413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Canepa Short-Term High Yield Offshore Fund, SPC See All Filings	D/A	2014-03-24 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296611 Filed Document 0001296611-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOBIVITY HOLDINGS CORP. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $8,850,884 Associated Brokers / Dealers Emerging Growth Equities, Ltd. CIK Number 0001447380 Filed Document 0001448051-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bluerock Residential Growth REIT, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $15,200,000 Associated Brokers / Dealers N/A CIK Number 0001442626 Filed Document 0001442626-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sage Therapeutics, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001597553 Filed Document 0001597553-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
522 FIFTH AVENUE FUND, L.P. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $27,256,281 Associated Brokers / Dealers N/A CIK Number 0001131776 Filed Document 0000950103-14-002040 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Can-Fite BioPharma Ltd. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $5,059,072 Associated Brokers / Dealers ROTH Capital Partners, LLC CIK Number 0001536196 Filed Document 0001536196-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Clarity Health Services, Inc. See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001468947 Filed Document 0001468947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Applaud, LLC See All Filings	D	2014-03-24 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001544297 Filed Document 0001544297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-24 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SE WI Holdings, LLC See All Filings	D/A	2014-03-22 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001571629 Filed Document 0001571629-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Ash Improvement Technology, Inc. See All Filings	D	2014-03-22 00:00:00 UTC
Amount To Be Raised $721,179 Associated Brokers / Dealers N/A CIK Number 0001493577 Filed Document 0001192482-14-000061 Exclusions or Exemptions 506b Accepted Date 2014-03-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LiveVox TopCo, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001604067 Filed Document 0001604067-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REDPOINT PARTNERS LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104725 Filed Document 0000919574-14-002374 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exari Group, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,111,599 Associated Brokers / Dealers N/A CIK Number 0001599597 Filed Document 0001599597-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guardian Point, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553781 Filed Document 0000919574-14-002386 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simply Measured, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $20,239,964 Associated Brokers / Dealers N/A CIK Number 0001525626 Filed Document 0001525626-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Glenhill Long Fund Ltd. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603116 Filed Document 0001603116-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Summit Private Investments II, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC and Mid-Continent Securities Advisors, Ltd. CIK Number 0001200373 Filed Document 0000919574-14-002381 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $19,200,000 Associated Brokers / Dealers Craig Findley, Kenneth Dayton, and Barbara Roberts CIK Number 0001135856 Filed Document 0001135856-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FabricLock, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603242 Filed Document 0001603242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WELLS STREET PARTNERS LLC See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001174727 Filed Document 0001603096-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Lamplighter, LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $713,102 Associated Brokers / Dealers None CIK Number 0001602147 Filed Document 0001602147-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BORF HIGH VALUE INC See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409247 Filed Document 0000919574-14-002379 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First State Investments Global Listed Infrastructure Fund (DST), a Series of First State Investments Delaware Statutory Trust See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570886 Filed Document 0001393725-14-000027 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Richfield Energy Partners Master Fund I, LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001591842 Filed Document 0001591842-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Celcuity LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $4,862,069 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001181431-14-013755 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
APA SHORT TERM TAX EXEMPT BOND FUND LP I See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213661 Filed Document 0001398344-14-001771 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ziggedy, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001603396 Filed Document 0001603396-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DNA Response, Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001542888 Filed Document 0001542888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
APA High Income Opportunity Fund, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465229 Filed Document 0001398344-14-001769 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHOICE EXPLORATION INC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,060,880 Associated Brokers / Dealers N/A CIK Number 0001440804 Filed Document 0001440804-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Athena Alpha Investors, Ltd. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603178 Filed Document 0001603177-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Private Investments Plus, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Straus Capital, LLC CIK Number 0001349724 Filed Document 0000919574-14-002385 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OB Capital Homes I, LP See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001603135 Filed Document 0001603135-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
INTERNAL MEDICINE NETWORK GROUP INC. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers NONE CIK Number 0001587639 Filed Document 0001587639-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Corvex Partners LP See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515893 Filed Document 0001315863-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPI Hedge, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006720 Filed Document 0000919574-14-002378 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert Private Equity Fund III, L.P. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001603222 Filed Document 0001603222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
MERCURY PARTNERS L P See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000812885 Filed Document 0001398344-14-001814 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELLO ALBEMARLE LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603320 Filed Document 0001603320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Corvex Offshore Ltd See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515891 Filed Document 0001315863-14-000209 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourteen Investments LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001602616 Filed Document 0001181431-14-013629 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Rubicon Global Partners, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545401 Filed Document 0000902664-14-001919 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Poly Shield Technologies Inc. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $6,904,546 Associated Brokers / Dealers N/A CIK Number 0001143238 Filed Document 0001534122-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE OFFSHORE FUND See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553971 Filed Document 0001603096-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCG Longview Debt (Offshore) V, L.P. See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603355 Filed Document 0001140361-14-013816 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JDA Investors,LLC See All Filings	D	2014-03-21 00:00:00 UTC
Amount To Be Raised $3,510,000 Associated Brokers / Dealers N/A CIK Number 0001603186 Filed Document 0001603186-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PROSPECTOR TURTLE FUND, L.P. See All Filings	D/A	2014-03-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001327996 Filed Document 0000919574-14-002392 Exclusions or Exemptions 506b Accepted Date 2014-03-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund