Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VOLITIONRX LTD See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Lake Street Capital Markets, Founding Asset Management, and MZ Advisory Pte Ltd CIK Number 0000093314 Filed Document 0001078782-14-000353 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ZAZOVE GLOBAL CONVERTIBLE FUND LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934758 Filed Document 0000934758-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAZOVE HIGH YIELD CONVERTIBLE SECURTIES FUND LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001097667 Filed Document 0001097667-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLUB MOTORSPORTS INC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $1,907,493 Associated Brokers / Dealers N/A CIK Number 0001255733 Filed Document 0001255733-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Contour, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602344 Filed Document 0001602344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
5 STAR PORTLAND HOLDINGS, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602168 Filed Document 0001602168-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Genesee Leveraged Balanced Fund Ltd See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406168 Filed Document 0000919574-14-002201 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRANDES INSTITUTIONAL FIXED INCOME TRUST See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110316 Filed Document 0000941901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noroneke Partners L.P. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459936 Filed Document 0000902664-14-001669 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2039299 Ontario Inc See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001419277 Filed Document 0001419277-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
TheraVasc Inc. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001479295 Filed Document 0001556919-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Stat Health Services Inc. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001471972 Filed Document 0001471972-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Deccan Value Investors Fund L.P. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488340 Filed Document 0000902664-14-001675 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Empyrean Capital Overseas ERISA Fund, Ltd. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526876 Filed Document 0000902664-14-001682 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Opportunities Fund Ltd See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372818 Filed Document 0001372818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Private Investment Fund II LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542424 Filed Document 0001542424-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King Street Capital, L.P. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459468 Filed Document 0000902664-14-001687 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hipparchus Fund Ltd See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479988 Filed Document 0001479988-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMART WIRE GRID, INC. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $18,393,163 Associated Brokers / Dealers N/A CIK Number 0001531223 Filed Document 0001531223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Electric Utilities Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NC NNN Holdings, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $1,074,500 Associated Brokers / Dealers N/A CIK Number 0001601935 Filed Document 0001601935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PACIFICA CAPITAL FUND, L.P. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471026 Filed Document 0001162044-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NCH LatAm Fund LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601674 Filed Document 0000902664-14-001841 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Capital II, L.L.C. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers McRay Money Management, LLC CIK Number 0001572553 Filed Document 0001572553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Traditional Trust, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587536 Filed Document 0001587536-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Cedarview Opportunities I, Ltd. See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321252 Filed Document 0000919574-14-002205 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSHG GLOBAL EQUITIES FUND, LTD See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569012 Filed Document 0001569012-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SCS US EQUITY FUND LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345875 Filed Document 0001345875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brigade Leveraged Capital Structures Fund LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387214 Filed Document 0000919574-14-002212 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MRI INTERVENTIONS, INC. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001285550 Filed Document 0001285550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
O T MINING CORP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers IIP SECURITIES LLC CIK Number 0001106290 Filed Document 0001106290-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
CSHG Unique Fund, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395444 Filed Document 0001395444-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Robeco Portfolio Trust See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robeco Securities, L.L.C. CIK Number 0001396803 Filed Document 0000902664-14-001670 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShowEvidence, Inc See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001584797 Filed Document 0001584797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LYNX FUND I LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cherry Creek Investment Advisors, Financial West Group, Shelter Bay Securities LLC, Hamilton Miller, Mullins Investment Management, and Silver Leaf Partners, LLC CIK Number 0001043749 Filed Document 0001043749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Silver Capital Fund, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173363 Filed Document 0001013594-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FEG Directional Access Fund LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489471 Filed Document 0000926877-14-000039 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrity Boston Fund, LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Burke & Quick Partners LLC CIK Number 0001488529 Filed Document 0001488529-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Compass Special Situations Fund LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457542 Filed Document 0001457542-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ChinaCache International Holdings Ltd. See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001498576 Filed Document 0001104659-14-018426 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CHINA Revenue or Assets Decline to Disclose Type of Security Equity
AT Private Credit Opportunities Fund, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590766 Filed Document 0000943663-14-000037 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Equity Managers (2014) LP See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001601403 Filed Document 0001140361-14-012043 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Core Fixed Income Plus Fund, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539811 Filed Document 0001539811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
303 Proprietary Trading, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322594 Filed Document 0001571649-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Amber Latin America LLC - Series Three See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001516066 Filed Document 0001516066-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Co. Long/Short Opportunistic Equity Fund LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001459782 Filed Document 0000902664-14-001668 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Danville Group See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001480585 Filed Document 0001480585-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EXCORDA, LLC See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600055 Filed Document 0001600055-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hydra Fund LP See All Filings	D	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600477 Filed Document 0001600477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Cupps Small Cap Growth Fund, LLC See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528317 Filed Document 0001422219-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARATHON SPECIAL OPPORTUNITY FUND LP See All Filings	D/A	2014-03-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169401 Filed Document 0001169401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund