Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AURSOS INC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001435177 Filed Document 0001435177-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
GLYCOS BIOTECHNOLOGIES INC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001427515 Filed Document 0001209191-13-048143 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Wildcat WH Holding Co., LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001588810 Filed Document 0001588810-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
AERIAL BIOPHARMA, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001532417 Filed Document 0001532417-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NHP/PMB L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $7,768,029 Associated Brokers / Dealers N/A CIK Number 0001580019 Filed Document 0001580019-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
PNR Newfield Exxon Joint Venture See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $504,000 Associated Brokers / Dealers N/A CIK Number 0001588840 Filed Document 0001588840-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
Hershiser Income Fund II, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588548 Filed Document 0001588548-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE VALUE OPPORTUNITIES FEEDER FUND, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443590 Filed Document 0001181431-13-053749 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Normandy Real Estate Fund III, LP See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001560536 Filed Document 0001560536-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Trade Star Holdings, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001584535 Filed Document 0001584535-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CHASE MANCO, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $2,563,403 Associated Brokers / Dealers N/A CIK Number 0001588298 Filed Document 0001140361-13-038249 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Sirios Timber Partners II, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001588644 Filed Document 0001588644-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MERSANA THERAPEUTICS INC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $14,499,542 Associated Brokers / Dealers N/A CIK Number 0001442836 Filed Document 0001588839-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Liberty UTD Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001578988 Filed Document 0001578988-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sovereign's Capital, LP See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001558409 Filed Document 0001558409-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Halotechnics, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001481864 Filed Document 0001140361-13-038369 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Sequim Retail Plaza LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588546 Filed Document 0001588546-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Blue Pine Financial Opportunities Fund II, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001588793 Filed Document 0001588793-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pointer Offshore III, Ltd. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560058 Filed Document 0001560058-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
KGR SERIES III, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529718 Filed Document 0001529718-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Polaris Value-Catalyst Managers LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588890 Filed Document 0001588890-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM FINANCIAL TRUST INC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $165,344,752 Associated Brokers / Dealers N/A CIK Number 0001077157 Filed Document 0001077157-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Equity
Emerald City Beer Company, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001490579 Filed Document 0001490579-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OUTSMART POWER SYSTEMS LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001428749 Filed Document 0001567353-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Greyhawk Fund, L.P. See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493436 Filed Document 0001493436-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingswell Capital, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583014 Filed Document 0000919574-13-005783 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OrbiMed Global Healthcare Fund, Ltd. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588471 Filed Document 0000902664-13-003452 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LA JOLLA PHARMACEUTICAL CO See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $17,755,714 Associated Brokers / Dealers N/A CIK Number 0000920465 Filed Document 0001588839-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM PRIVATE DEBT FUND LTD See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001555384 Filed Document 0001555384-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CSSAF Private Investors Offshore, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001587140 Filed Document 0000950103-13-005945 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Timco CNG Fund I, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001587093 Filed Document 0001019687-13-003849 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Remedify, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588442 Filed Document 0001588442-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Podomus Capital Partners, LP See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588778 Filed Document 0000919574-13-005776 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centice Corp See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001415617 Filed Document 0001415617-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Precise Light Surgical, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $8,053,546 Associated Brokers / Dealers N/A CIK Number 0001524514 Filed Document 0001524514-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LM Value Investors II, LLC See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588786 Filed Document 0001588786-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Central Park Group Global Distressed Fund, LLC See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James and Associates, Inc., LPL Financial LLC, Essex Financial Services, Inc., Stiffel, Nicolaus and Company, Inc., NFP Securities Inc., Raymond James Financial Services, Inc., and CBIZ Financial Solutions, Inc. CIK Number 0001461558 Filed Document 0001140361-13-038243 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Duncan Park Holdings Corp See All Filings	D/A	2013-10-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001527587 Filed Document 0001527587-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
WASH.IO, INC. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $4,335,680 Associated Brokers / Dealers N/A CIK Number 0001588822 Filed Document 0001588822-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fibroblast, Inc. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001587278 Filed Document 0000897069-13-000374 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 4 DST See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised $8,650,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001588872 Filed Document 0001588793-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EIG Energy Fund XVI Feeder, L.P. See All Filings	D	2013-10-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588908 Filed Document 0001181431-13-053327 Exclusions or Exemptions 506b Accepted Date 2013-10-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Phrixus Pharmaceuticals Inc See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001408693 Filed Document 0001408693-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Quikserve Restaurants, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001588575 Filed Document 0001588575-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Muzico International, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001588735 Filed Document 0001376474-13-000492 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
TUMMY COMPANY, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001525789 Filed Document 0001525789-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Debt
Songstand, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $500 Associated Brokers / Dealers N/A CIK Number 0001588255 Filed Document 0001588255-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Ad Hoc Labs, Inc. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,423,642 Associated Brokers / Dealers N/A CIK Number 0001588687 Filed Document 0001588687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Conquest Distressed Real Estate Fund I, LLC See All Filings	D/A	2013-10-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001555845 Filed Document 0001555845-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-10-08 00:00:00 UTC
Amount To Be Raised $2,000,700 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-047713 Exclusions or Exemptions 506b Accepted Date 2013-10-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity