Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BiopharmX, Inc. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598570 Filed Document 0001598570-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ZAF Energy Systems, Inc See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001550997 Filed Document 0001550997-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Artha Emerging Markets, Ltd. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001416836 Filed Document 0001416836-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BNY Mellon Private Equity Fund VIII, LP See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598053 Filed Document 0001507943-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Larson Capital Fund I, L.P. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588181 Filed Document 0001588181-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
THOMPSON DESIGNS INC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $7,025 Associated Brokers / Dealers N/A CIK Number 0001504167 Filed Document 0001504167-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CCI Micro Healthcare Partners, Ltd. See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566635 Filed Document 0000902664-14-000463 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cerberus ICQ Levered Loan Opportunities Fund, L.P. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597788 Filed Document 0001140361-14-003814 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anchorage Illiquid Opportunities IV Access Fund, L.P. See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001598222 Filed Document 0001140361-14-003749 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Security Investors III, LLC See All Filings	D/A	2014-01-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001545198 Filed Document 0001545198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CWI Landholdings, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001556662 Filed Document 0001556662-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList Outbox Fund, LLC See All Filings	D	2014-01-30 00:00:00 UTC
Amount To Be Raised $458,250 Associated Brokers / Dealers N/A CIK Number 0001597318 Filed Document 0001597318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK HEDGED EQUITY (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424701 Filed Document 0000819176-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEGREGATED PORTFOLIO A OF SUMMIT ROCK DIVERSIFIED STRATEGIES (OFFSHORE) PORTFOLIO, SPC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424675 Filed Document 0000819176-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Signpost Capital Long Only Fund, Ltd. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598431 Filed Document 0000919574-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQT Mid Market (No.1) Feeder Limited Partnership See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $17,191,200 Associated Brokers / Dealers N/A CIK Number 0001565315 Filed Document 0001565315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Other
Security Capital Preferred Growth LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001410121 Filed Document 0001565169-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Summit Rock Select Equity Portfolio, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416785 Filed Document 0000819176-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $7,396,391 Associated Brokers / Dealers Kevin Ballou, Gordon Chisholm, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000046 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $242,560 Associated Brokers / Dealers Kirk Penland and Danny Golesh CIK Number 0001135856 Filed Document 0001135856-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Pantheon Partners Participation, L.P. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598855 Filed Document 0001598855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENBRIER PARTNERS LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000905770 Filed Document 0001315863-14-000053 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Landmark Equity Partners XV, L.P. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001568283 Filed Document 0001568283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $21,012,858 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KOR WATER, INC. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $165,375 Associated Brokers / Dealers N/A CIK Number 0001482316 Filed Document 0001595211-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ag TechInventures, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001597274 Filed Document 0001597274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $238,354 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Coastal Real Estate Partners LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598407 Filed Document 0001598407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Orchard Centar LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536283 Filed Document 0001536283-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
TOURADJI DIVERSIFIED OFFSHORE FUND LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411484 Filed Document 0001411484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Barlow Partners Offshore Ltd. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112469 Filed Document 0000919574-14-000429 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ace Learning Company, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001529532 Filed Document 0001529532-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AYM AGGRESSIVE VALUE FUND LTD See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454270 Filed Document 0001454270-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
COURAGE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Greenman CIK Number 0001324669 Filed Document 0001324669-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $137,154 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Co-Investment Fund IV, L.P. - Z US Taxable Series See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001598247 Filed Document 0001140361-14-003609 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
MobileCare Pharmacy, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001597906 Filed Document 0001162677-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Patara Pharma, LLC See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598105 Filed Document 0001140361-14-004366 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INCONTEXT SOLUTIONS, INC. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $6,958,000 Associated Brokers / Dealers N/A CIK Number 0001594293 Filed Document 0001594293-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Caldwell Partners International Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,654,400 Associated Brokers / Dealers N/A CIK Number 0001598399 Filed Document 0001598399-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
BEFACEY, LLC See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001598467 Filed Document 0001598467-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Clippership International See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001598335 Filed Document 0001598335-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glade Brook Global Offshore Fund Ltd See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530798 Filed Document 0000902664-14-000436 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Calunius Litigation Risk Fund 2 LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598511 Filed Document 0001598511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Backcountry Investment Partnership 2, LP See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594573 Filed Document 0001594573-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Audax Health Solutions, Inc. See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $29,140,899 Associated Brokers / Dealers n/a CIK Number 0001529111 Filed Document 0001529111-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
InterMetro Communications, Inc. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001160142 Filed Document 0001160142-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised $3,010,917 Associated Brokers / Dealers Patrick Sullivan, Andrew McGinnis, and Dave Buckalew CIK Number 0001135856 Filed Document 0001135856-14-000042 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Sacre-Coeur Minerals, Ltd. See All Filings	D	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470863 Filed Document 0001250853-14-000038 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
REMBRANDT PARTNERS LP See All Filings	D/A	2014-01-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corporation, Capital Management Partners, Inc., and Summit Equities, Inc. CIK Number 0001015794 Filed Document 0001015794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund