|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591678
- Filed Document
- 0001591678-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Franklin Templeton Global Multisector Plus (Cayman) Fund, Ltd.
See All Filings
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William J. Makris, Brian Zeiler, John Carter Bailey, Jr., Tom Dickson, and Patrick Hughes
- CIK Number
- 0001476350
- Filed Document
- 0001476350-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590878
- Filed Document
- 0001590878-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001492060
- Filed Document
- 0001415522-13-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $766,352
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178428
- Filed Document
- 0001183740-13-000430
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553538
- Filed Document
- 0001553538-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561916
- Filed Document
- 0001192482-13-000193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $580,000
- Associated Brokers / Dealers
- Richfield Orion International, Inc.
- CIK Number
- 0001592009
- Filed Document
- 0001592009-13-000001
- Exclusions or Exemptions
- 504.1 and 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584763
- Filed Document
- 0001590528-13-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $11,604,054
- Associated Brokers / Dealers
- Richard J. Reynolds, Daniel J. Woog, James R. Reynolds, Christina S. Nielson, Robert L. Boggess, Susan J. Gitt, Rena B. Morris, Joseph A. Nugent, Warren J. Thomas, Thomas J. Ealy, Joshua P. Ungerecht, Craig A. Cooper, Anthony J. Pitta, Samuel J. Angelo, Jr., William F. Walsh, Corbin S. Thomas, Rocco Santorsola, Brian D. Vosberg, Michael A. DiPietro, Jonathan R. Creighton, Mark O. Coombe, Gary L. Forry, Daniel R. Mueller, and Vic V. Mullet
- CIK Number
- 0001583111
- Filed Document
- 0001583111-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $17,265,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365067
- Filed Document
- 0001365067-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $3,175,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591374
- Filed Document
- 0001591374-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $17,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363650
- Filed Document
- 0001363650-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001539833
- Filed Document
- 0001415522-13-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589700
- Filed Document
- 0001589700-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591623
- Filed Document
- 0001591623-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567655
- Filed Document
- 0001442811-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- Eric Tait
- CIK Number
- 0001591439
- Filed Document
- 0001591439-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591808
- Filed Document
- 0001019056-13-001278
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591015
- Filed Document
- 0001591015-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591992
- Filed Document
- 0001591992-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $99,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577982
- Filed Document
- 0001577982-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001415522
- Filed Document
- 0001415522-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,637
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592022
- Filed Document
- 0001183740-13-000429
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001309678
- Filed Document
- 0001309678-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MORGAN STANLEY SMITH BARNEY LLC
- CIK Number
- 0001591346
- Filed Document
- 0001590528-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001591975
- Filed Document
- 0001591975-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591613
- Filed Document
- 0001591613-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502126
- Filed Document
- 0001502126-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591413
- Filed Document
- 0001591413-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $11,604,054
- Associated Brokers / Dealers
- Richard J. Reynolds, Daniel J. Woog, James R. Reynolds, Christina S. Nielson, Robert L. Boggess, Susan J. Gitt, Rena B. Morris, Joseph A. Nugent, Warren J. Thomas, Thomas J. Ealy, Joshua P. Ungerecht, Craig A. Cooper, Anthony J. Pitta, Samuel J. Angelo, Jr., William F. Walsh, Corbin S. Thomas, Rocco Santorsola, Brian D. Vosberg, Michael A. DiPietro, Jonathan R. Creighton, Mark O. Coombe, Gary L. Forry, and Daniel R. Mueller
- CIK Number
- 0001583111
- Filed Document
- 0001583111-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591631
- Filed Document
- 0000919574-13-006384
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001591720
- Filed Document
- 0001591720-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509408
- Filed Document
- 0001509408-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,303,606
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591846
- Filed Document
- 0001591846-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001539833
- Filed Document
- 0001415522-13-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $4,871,587
- Associated Brokers / Dealers
- Eric S. Scaff, Robert S. Smith, John S. Weiss, Robert R. Tweed, and Rocco A. Cortese
- CIK Number
- 0001587853
- Filed Document
- 0001587853-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592269
- Filed Document
- 0001140361-13-043345
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Bedminster Financial Group ltd
- CIK Number
- 0001570487
- Filed Document
- 0001437749-13-015010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535860
- Filed Document
- 0001535860-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Tricadia Credit Strategies Fund II LP
See All Filings
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001461515
- Filed Document
- 0001461515-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $22,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001363650
- Filed Document
- 0001363650-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505203
- Filed Document
- 0001505203-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brian Zeiler, John Carter Bailey, Jr., and William J. Makris
- CIK Number
- 0001503656
- Filed Document
- 0001503656-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $5,300,750
- Associated Brokers / Dealers
- Benzion Kahana, Alexander Erlichman, Shlomo Ness, David Turner, Charles Augus, and Ira Lawrence
- CIK Number
- 0001591894
- Filed Document
- 0001591894-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544512
- Filed Document
- 0001544512-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Pasadera Capital, LLC
- CIK Number
- 0001442811
- Filed Document
- 0001442811-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590844
- Filed Document
- 0001590844-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566946
- Filed Document
- 0001566946-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-14 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001471633
- Filed Document
- 0001586162-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-14 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|