Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Alphadyne Global Rates Partners II, LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536736 Filed Document 0000919574-13-006939 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Windsor Apartments LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $11,680,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001594209 Filed Document 0001594209-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1236 Mearns Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,128,000 Associated Brokers / Dealers N/A CIK Number 0001593708 Filed Document 0001593708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DISCOVERY LABORATORIES INC /DE/ See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $13,094,600 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
PassportParking, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $6,468,750 Associated Brokers / Dealers N/A CIK Number 0001594329 Filed Document 0001594329-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Luke A. Powell, and Andrew B. Linbeck CIK Number 0001415987 Filed Document 0001415987-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
iPosi, Inc. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,714,986 Associated Brokers / Dealers N/A CIK Number 0001564268 Filed Document 0001564268-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1804 Rundberg Manager LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $245,795 Associated Brokers / Dealers N/A CIK Number 0001593710 Filed Document 0001593710-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
MUSIC MASTERMIND, INC. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $22,532,000 Associated Brokers / Dealers N/A CIK Number 0001470007 Filed Document 0000950138-13-000544 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Precision Biologics, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001560075 Filed Document 0001560075-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,389,860 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-13-000260 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $10,560,000 Associated Brokers / Dealers John Michael Nash, John Heflebower, and Jennifer Kephart CIK Number 0001135856 Filed Document 0001135856-13-000265 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Terra Mountain Investments, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,417,607 Associated Brokers / Dealers WR Sequence, LLC CIK Number 0001594400 Filed Document 0001594400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Waterton Precious Metals Fund II Cayman, LP See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583785 Filed Document 0001583785-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gold Reef Mining, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/a CIK Number 0001594231 Filed Document 0001594231-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ALZHEON, INC. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001582636 Filed Document 0001593947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Avenue COPPERS Opportunities Fund, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594351 Filed Document 0000950103-13-007284 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Union Park Capital I, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $100,350,000 Associated Brokers / Dealers N/A CIK Number 0001594460 Filed Document 0001594144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apex SE, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593638 Filed Document 0000935836-13-000571 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Belvedere Industry City 1, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,674,000 Associated Brokers / Dealers N/A CIK Number 0001590723 Filed Document 0001590723-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ANCHOR BOLT OFFSHORE FUND LTD. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594372 Filed Document 0001594372-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NanoPharm LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595498 Filed Document 0001595498-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Nadir Minocher and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-13-000261 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Salient MLP TE Fund, L.P. See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, and Andrew B. Linbeck CIK Number 0001540932 Filed Document 0001540932-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wells Fargo Securities Lending Cash Investments, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487635 Filed Document 0001487635-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PURE BIOSCIENCE, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001006028 Filed Document 0001229243-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLC Entertainment, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594353 Filed Document 0001594353-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Towers Watson Hedge Advantage Master Fund See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594150 Filed Document 0001594150-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSF Strategic Partners VI, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001593383 Filed Document 0001593383-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Perfect Lithium Corp. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,134 Associated Brokers / Dealers N/A CIK Number 0001595063 Filed Document 0001595063-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SCHF CIF, L.P. - CIF 2014-A SERIES See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594224 Filed Document 0001594224-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transphorm, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001400017 Filed Document 0001181431-13-063211 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1804 Rundberg Communities LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $2,457,947 Associated Brokers / Dealers N/A CIK Number 0001593711 Filed Document 0001593711-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Imaging Radar, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001557005 Filed Document 0001557005-13-000005 Exclusions or Exemptions 506c Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,070,709 Associated Brokers / Dealers Kenneth Dayton, Brian Moore, and Christopher Harbour CIK Number 0001135856 Filed Document 0001135856-13-000266 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kahua, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Iron Compass Partners, LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593128 Filed Document 0001013594-13-000566 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CloSys Corp See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers BROKERBANK SECURITIES, INC. CIK Number 0001406794 Filed Document 0001406794-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
Zoonie, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,010,000 Associated Brokers / Dealers N/A CIK Number 0001591260 Filed Document 0001591260-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Vistronix Intelligence & Technology Solutions, LLC See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers N/A CIK Number 0001594557 Filed Document 0001594557-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COLUMBIA MANAGEMENT PRIVATE FUNDS VII, LLC See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $109,666,980 Associated Brokers / Dealers Columbia Management Investment Distributors, Inc. CIK Number 0001385649 Filed Document 0000919574-13-006936 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zymeworks Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Context Labs, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $999,995 Associated Brokers / Dealers N/A CIK Number 0001594065 Filed Document 0001594065-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PineBridge Sub-Saharan Africa Equity Fund, Ltd. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PineBridge Securities LLC and Florida Atlantic Securities Corp. CIK Number 0001594227 Filed Document 0001594227-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
New Health Sciences, Inc. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $17,600,000 Associated Brokers / Dealers N/A CIK Number 0001305849 Filed Document 0001140361-13-046247 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-16 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Michael Shannon CIK Number 0001135856 Filed Document 0001135856-13-000262 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Saleen Automotive, INC. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $368,000 Associated Brokers / Dealers N/A CIK Number 0001528098 Filed Document 0001528098-13-000016 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PetroForce Energy II, L.P. See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001594103 Filed Document 0001594103-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Paulson Recovery Fund II LP See All Filings	D	2013-12-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593325 Filed Document 0001013594-13-000567 Exclusions or Exemptions 506b Accepted Date 2013-12-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity