|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601885
- Filed Document
- 0001601885-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544314
- Filed Document
- 0001544314-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436637
- Filed Document
- 0001601525-14-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340603
- Filed Document
- 0000919574-14-002129
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $2,896,947
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001284746
- Filed Document
- 0001284746-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000884036
- Filed Document
- 0000919574-14-002155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522223
- Filed Document
- 0001522223-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601698
- Filed Document
- 0001601698-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P. and James River Securities Corp.
- CIK Number
- 0001533916
- Filed Document
- 0001533916-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454125
- Filed Document
- 0000919574-14-002124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000917900
- Filed Document
- 0000919574-14-002150
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $15,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000072316
- Filed Document
- 0001183740-14-000082
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580909
- Filed Document
- 0001580909-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $6,127,500
- Associated Brokers / Dealers
- Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc.
- CIK Number
- 0001596707
- Filed Document
- 0001596707-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $3,898,326
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001526119
- Filed Document
- 0001601525-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601151
- Filed Document
- 0001601151-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453487
- Filed Document
- 0001453487-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Marc Bathgate
- CIK Number
- 0001600884
- Filed Document
- 0001600884-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001211481
- Filed Document
- 0001211481-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- None
- CIK Number
- 0001516887
- Filed Document
- 0001556335-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001346892
- Filed Document
- 0001346892-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FCG Wealth Management, LLC and JLTD Advisors, LLC
- CIK Number
- 0001296956
- Filed Document
- 0001008845-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001319736
- Filed Document
- 0000919574-14-002136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $6,185,000
- Associated Brokers / Dealers
- Digital Offering LLC and Euro Pacific Capital, Inc.
- CIK Number
- 0001577315
- Filed Document
- 0001577315-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $3,660,252
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559900
- Filed Document
- 0001559900-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458151
- Filed Document
- 0001181431-14-011466
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458157
- Filed Document
- 0001181431-14-011478
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ABURDENE ASSOCIATES, INC.
- CIK Number
- 0001097940
- Filed Document
- 0001097940-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001299871
- Filed Document
- 0001299871-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- Janney Montgomery Scott LLC
- CIK Number
- 0001367991
- Filed Document
- 0001367991-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571921
- Filed Document
- 0000919574-14-002143
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593973
- Filed Document
- 0001593858-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560567
- Filed Document
- 0001560567-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573462
- Filed Document
- 0001573462-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $228,393
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601918
- Filed Document
- 0001601918-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc.
- CIK Number
- 0001263713
- Filed Document
- 0001263713-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,221,008
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600986
- Filed Document
- 0001600986-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001414547
- Filed Document
- 0000919574-14-002130
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001601880
- Filed Document
- 0001601880-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- OREGON
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001325724
- Filed Document
- 0000919574-14-002128
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560854
- Filed Document
- 0001560854-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $3,213,513
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589447
- Filed Document
- 0001589447-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- FCG Wealth Management, LLC and JLTD Advisors, LLC
- CIK Number
- 0001304586
- Filed Document
- 0001008845-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324432
- Filed Document
- 0001192482-14-000039
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161000
- Filed Document
- 0001580909-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Gallatin Capital LLC
- CIK Number
- 0001183194
- Filed Document
- 0001183194-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $16,280,816
- Associated Brokers / Dealers
- Inland Securities Corporation, Steven D. Meahan, Gary L. Pettus, William S. Sheehan, and Lawrence R. Fiorini, Jr.
- CIK Number
- 0001599875
- Filed Document
- 0001599875-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ABURDENE ASSOCIATES, INC.
- CIK Number
- 0000898719
- Filed Document
- 0000898719-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Thomas McDonald Partners, LLC and Inverness Securities, LLC
- CIK Number
- 0001456279
- Filed Document
- 0000943663-14-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-06 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Sprott Global Resource Investments Ltd
- CIK Number
- 0001135347
- Filed Document
- 0001176256-14-000085
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-06 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|