Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aether Real Assets III, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001592903 Filed Document 0001592903-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Private Equity II, L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NGAM DISTRIBUTION, L.P. CIK Number 0001563247 Filed Document 0001593310-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Footmarks, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001589523 Filed Document 0001589523-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BDR Mercer Island I LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001593725 Filed Document 0001593725-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Plain, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001593639 Filed Document 0001593639-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,860,600 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $15,050,397 Associated Brokers / Dealers Kirk Penland, Dan Golesh, and Ken Prodger CIK Number 0001135856 Filed Document 0001135856-13-000234 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HealthScripts of America - Kansas City, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590474 Filed Document 0001590474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RENNOVIA INC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001456754 Filed Document 0001456754-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FOOD & BEVERAGE INNOVATIONS, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001577213 Filed Document 0001577213-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Yadkin River Holdings, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001593462 Filed Document 0001209191-13-056316 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $156,339 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001140361-13-045265 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Revily, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593320 Filed Document 0001593320-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CODESMART HOLDINGS, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $116,161 Associated Brokers / Dealers N/A CIK Number 0001543098 Filed Document 0001543098-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Trilantic Capital Partners V (North America) L.P. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Barclays Bank PLC, Magenta Capital Services Ltd., and Greenhill & Co., LLC CIK Number 0001550859 Filed Document 0000950142-13-002388 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHEF SOFTWARE INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001545207 Filed Document 0001545207-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Blackwater Global Offshore Fund, Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001557708 Filed Document 0001557708-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
NEW ENGLAND LIFE INSURANCE CO See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Samuel Jacobs and Jennifer H. Macaulay CIK Number 0001030011 Filed Document 0001030011-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
WellDoc, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001459113 Filed Document 0001459113-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SILENCERCO LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,011 Associated Brokers / Dealers N/A CIK Number 0001447330 Filed Document 0001010924-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Bugkalot Coffee Company, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593672 Filed Document 0001593672-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business PHILIPPINES Revenue or Assets Decline to Disclose Type of Security Debt
Fooda, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001593700 Filed Document 0001593700-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
EQUITYNET LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $588,500 Associated Brokers / Dealers N/A CIK Number 0001361012 Filed Document 0001361012-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Adaptive Medias, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428397 Filed Document 0001144204-13-066326 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clear Markets Holdings, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001589637 Filed Document 0001589637-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
West Face Credit Opportunities Fund Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534658 Filed Document 0001534658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Willett Partners Fund LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001503554 Filed Document 0001503554-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Solution Resources, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001592313 Filed Document 0001592313-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
Mediafeedia, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593734 Filed Document 0001593734-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $3,780,000 Associated Brokers / Dealers Mark Merlotti CIK Number 0001135856 Filed Document 0001135856-13-000235 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GINKGOTREE, INC. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001580661 Filed Document 0001580661-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
WOODBINE CAPITAL FUND LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456990 Filed Document 0001456990-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Townsend Battery Partners, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Houlihan Lokey Capital, Inc. CIK Number 0001593506 Filed Document 0001593506-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
HIPPOCRATES GATE, LLC See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $335,000 Associated Brokers / Dealers N/A CIK Number 0001535311 Filed Document 0001535311-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SL CAPITAL ESF I LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001529807 Filed Document 0001586162-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthLoop, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $10,152,997 Associated Brokers / Dealers N/A CIK Number 0001592984 Filed Document 0001592984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN DIVERSIFIED FUND LTD See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145182 Filed Document 0001507943-13-000085 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Respiratory Investment Group LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001593778 Filed Document 0001593778-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Compass Real Estate Fund III, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers US Strategies Capital Corporation CIK Number 0001593674 Filed Document 0001593674-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
FR XIII Global Energy Trust See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised $90,725,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001579952 Filed Document 0001579952-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/OZ DP II Fund LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001486974 Filed Document 0001486974-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley HedgePremier/Pine River Fund LP See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001563770 Filed Document 0001563770-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aether Real Assets III Surplus, L.P. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $168,000,000 Associated Brokers / Dealers N/A CIK Number 0001592907 Filed Document 0001592907-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHROMATIN, INC. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers None CIK Number 0001160760 Filed Document 0001160760-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2013-12-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Docalytics, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590979 Filed Document 0001590979-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AirPR, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001593542 Filed Document 0001243233-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AesRx, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001521095 Filed Document 0001521095-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
1ST & STEELE CHERRY CREEK INVESTOR REIT, LLC See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD CIK Number 0001593980 Filed Document 0001593980-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
ShareRocket, Inc. See All Filings	D	2013-12-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001593573 Filed Document 0001593573-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity