Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SOURCEONE TRANSPORTATION INC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $22,385 Associated Brokers / Dealers N/A CIK Number 0001374142 Filed Document 0001374142-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND LLC See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001138790 Filed Document 0001140361-14-001862 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,330,799 Associated Brokers / Dealers Bryant Kirk, Lucy Piotrowski, Sean Devlin, and Kenneth Labarge CIK Number 0001135856 Filed Document 0001135856-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Empire Capital Partners Enhanced, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC CIK Number 0001458346 Filed Document 0000902664-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LC Capital Offshore Fund Ltd See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293811 Filed Document 0000919574-14-000208 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S & P Ingredient Development, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001542080 Filed Document 0001542080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Forty Fund, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596875 Filed Document 0001596875-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Royalty Investment Fund II, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers N/A CIK Number 0001596826 Filed Document 0001596826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Axiom Investors Trust II - Axiom International Small-Cap Equity Fund See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580017 Filed Document 0001580017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurora Hill, Ltd. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596751 Filed Document 0001596751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AudiencePoint Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596861 Filed Document 0001596861-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
loanDepot.com, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001596242 Filed Document 0001596242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SNUPI Technologies, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $7,533,773 Associated Brokers / Dealers N/A CIK Number 0001564651 Filed Document 0001564651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RH OPPORTUNITIES I, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001596403 Filed Document 0001596403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MERIDIAN DIVERSIFIED ERISA FUND LTD See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345020 Filed Document 0001507943-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QUANTSOFT EQUITY FUND LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chauwei Yak, Paul Eckel, and Brian M. Nash CIK Number 0001439089 Filed Document 0001019056-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bakken Income Fund LLC See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC CIK Number 0001534460 Filed Document 0001534460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loadspring Solutions, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001597170 Filed Document 0001597170-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Addison Clark Offshore Fund, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001185658 Filed Document 0000919574-14-000221 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aviator Capital US Feeder Fund, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers James L. Tovey, Jason B. Okie, and Kenneth P. Gettinger CIK Number 0001583020 Filed Document 0001019056-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW High Yield II, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NOT APPLICABLE CIK Number 0001510132 Filed Document 0001510132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G6 Capital Management, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,232,500 Associated Brokers / Dealers N/A CIK Number 0001550307 Filed Document 0001550307-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Global Keg Rental Investments LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596508 Filed Document 0001596508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Green Creek, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001596550 Filed Document 0001596576-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SILCHESTER INTL INVESTORS TOBACCO FREE INTL VALUE EQUITY TRUST See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301471 Filed Document 0001301471-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHR Capital Partners LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596349 Filed Document 0001596349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MALACHITE CAPITAL PARTNERS LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595933 Filed Document 0000919574-14-000214 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xerion Advanced Battery Corp See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001550664 Filed Document 0001550664-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Silchester International Investors International Value Equity Group Trust See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001303637 Filed Document 0001303637-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KUBOO, INC. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001051209 Filed Document 0001051209-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
SH Capital Partners, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497279 Filed Document 0001497279-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Asia Partners IV, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., UBS AG, Goldman Sachs (Asia) L.L.C., Avalon Wealth Management LLC, UBS Financial Services Inc., Morgan Stanley Smith Barney LLC, and Commerce Street Capital, LLC CIK Number 0001563274 Filed Document 0001563274-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empire Capital Partners, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC CIK Number 0001178028 Filed Document 0000902664-14-000163 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTRARIAN CAPITAL FUND I LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company Incorporated and Peter Herbert Chapman CIK Number 0001022373 Filed Document 0000919574-14-000219 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chilton Global Natural Resources Long Opportunities, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566831 Filed Document 0000950103-14-000217 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avenue Europe Capital Solutions Fund, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001596346 Filed Document 0000950103-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Figo Pet Insurance, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,375,000 Associated Brokers / Dealers N/A CIK Number 0001596737 Filed Document 0001596737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Talisman Realty Capital Offshore, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566539 Filed Document 0001595990-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMMUNITY BANK MORTGAGE LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $61,000 Associated Brokers / Dealers N/A CIK Number 0001446874 Filed Document 0001446874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CARDIALEN, INC. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001470044 Filed Document 0001470044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
GLOBAL GRAIN SECURITY, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,530,658 Associated Brokers / Dealers N/A CIK Number 0001595887 Filed Document 0001595887-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Silchester International Investors International Value Equity Trust See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301340 Filed Document 0001301340-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ES Bancshares, Inc. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001358254 Filed Document 0001140361-14-001912 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $834,200 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BEAUMONT FUND LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001385448 Filed Document 0000935836-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $10,692,250 Associated Brokers / Dealers William MacDonald, Steve Russell, David Stetcher, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BlackRock Credit Alpha Fund LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588299 Filed Document 0001140361-14-001897 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAKKEN COMMUNITIES, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001580354 Filed Document 0001580354-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upside Holdings, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001596818 Filed Document 0001596818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity