Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ace of Swords, LP See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590909 Filed Document 0001590909-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aukum-Terra Vista Investors LLC See All Filings	D	2014-02-04 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001593664 Filed Document 0001593664-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TrackMaven, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,499,016 Associated Brokers / Dealers N/A CIK Number 0001598767 Filed Document 0001598767-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/PARS Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541373 Filed Document 0001541373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SII Holding I Corp See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $25,750,000 Associated Brokers / Dealers N/A CIK Number 0001559662 Filed Document 0000895345-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oconee Quarry Investors, LLc See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $5,180,000 Associated Brokers / Dealers N/A CIK Number 0001597072 Filed Document 0001597068-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
First Wave Technologies, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $2,338,100 Associated Brokers / Dealers N/A CIK Number 0001488825 Filed Document 0001488825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sqor, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $13,503,000 Associated Brokers / Dealers N/A CIK Number 0001598828 Filed Document 0001598828-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IPFBC, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001598979 Filed Document 0001598979-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highbridge Stat Arb Partners LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468561 Filed Document 0000899140-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Carleon Strategic Equity Offshore Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544423 Filed Document 0001544423-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Del Mar Special Opportunities Onshore Partners LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515056 Filed Document 0000919574-14-000518 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Right at School, LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001578345 Filed Document 0001578345-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chineseinvestors.com, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001459482 Filed Document 0001019687-14-000914 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AL-OTG-Fund, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $164,140 Associated Brokers / Dealers N/A CIK Number 0001597315 Filed Document 0001597315-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
8M4S23, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $310,000 Associated Brokers / Dealers N/A CIK Number 0001598905 Filed Document 0001598905-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Hygea Holdings Corp. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $4,320,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001469628 Filed Document 0001013762-14-000099 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Sterlingworth Capital Partners, L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539939 Filed Document 0001539939-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CARLEON FUND LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404405 Filed Document 0001404405-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HB Multi-Strategy Holdings, L.P. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468557 Filed Document 0000899140-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Composition Series LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001541316 Filed Document 0001541316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carleon Strategic Intermediate Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317333 Filed Document 0001317333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPF VIII REIT See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001598686 Filed Document 0000902664-14-000637 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Poplar Creek REIT LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599104 Filed Document 0001598979-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund VII, LLC, Series 2 See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001598831 Filed Document 0001598831-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Optima Center Chicago II REIT, LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599052 Filed Document 0001599052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rezilient Direct, Corp See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $444,000 Associated Brokers / Dealers N/A CIK Number 0001505291 Filed Document 0001437749-14-001455 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Security To Be Acquired
NanoPharmaceuticals LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594078 Filed Document 0001594078-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Allegiance Software, Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $20,575,700 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001340287 Filed Document 0001340287-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Snapchat Inc See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $54,542,880 Associated Brokers / Dealers N/A CIK Number 0001564408 Filed Document 0001564408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BW INVESTMENT PROPERTIES LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001598938 Filed Document 0001598938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Optima Center Chicago REIT, LP See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Caopital Advisors, LLC CIK Number 0001599096 Filed Document 0001599096-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-000722 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
AVEX, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Silver Leaf Partners LLC CIK Number 0001453896 Filed Document 0001453896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Actively Learn Inc. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised $899,955 Associated Brokers / Dealers N/A CIK Number 0001586575 Filed Document 0001586575-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CENTERVIEW CAPITAL TECHNOLOGY FUND (DELAWARE), L.P. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001599688 Filed Document 0001599688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AquaMost, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001535244 Filed Document 0000892712-14-000127 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Deerwood Partners, LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456037 Filed Document 0001456037-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EmboMedics, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $860,000 Associated Brokers / Dealers N/A CIK Number 0001592901 Filed Document 0001181431-14-004686 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Marshall Wace TOPS European Fund Ltd See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001140361-14-005045 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ATTAIN MANAGED FUTURES SPREAD TRADING FUND, LLC See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521223 Filed Document 0001521223-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIG Holdings, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $2,274,685 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Carleon Strategic Intermediate Offshore Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544867 Filed Document 0001544867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Bank Pharmaceuticals, Inc. See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $6,333,250 Associated Brokers / Dealers N/A CIK Number 0001566373 Filed Document 0001566373-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Nearbrook Capital, LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001598048 Filed Document 0001598048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
AWH OPPORTUNITY FUND I LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001211291 Filed Document 0001211291-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HB Multi-Strategy Holdings, Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468558 Filed Document 0000899140-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LCG Hedged Equity Fund, Ltd. See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542515 Filed Document 0001144204-14-005605 Exclusions or Exemptions 506c Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carleon Strategic Equity Fund LP See All Filings	D/A	2014-02-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317334 Filed Document 0001317334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WestStar Capital LLC See All Filings	D	2014-02-03 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001598936 Filed Document 0001598936-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity