|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $72,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001466026
- Filed Document
- 0001466026-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592711
- Filed Document
- 0001592711-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $48,000,000
- Associated Brokers / Dealers
- William J. Lynch III
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000222
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $155,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590552
- Filed Document
- 0001590552-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Anthony Richard Buscemi, John B. Hardy III, John L. Youngblood, Jennifer Kelleher Tamis, Butler Capital Investments, LLC, EIM SECURITIES (USA) INC., and Charles Leonard Moore
- CIK Number
- 0001179054
- Filed Document
- 0001179054-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BAHAMAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000792807
- Filed Document
- 0000945621-13-000349
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592774
- Filed Document
- 0001593018-13-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Travel
- Principal Place of Business
- FRANCE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $4,999,986
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538341
- Filed Document
- 0001538341-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592658
- Filed Document
- 0001592658-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $2,094,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592949
- Filed Document
- 0001592949-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $31,400,834
- Associated Brokers / Dealers
- Arthur Gilbert, Jennifer Gilbert-Duffy, Matthew McLaughlin, Alfred Hammond, and Peter Ciovacco
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001583745
- Filed Document
- 0001583745-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $2,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592580
- Filed Document
- 0001461373-13-000049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $61,000,000
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001592752
- Filed Document
- 0001592753-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561624
- Filed Document
- 0001558005-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483973
- Filed Document
- 0000919574-13-006810
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Morgan Securities Inc. and Equus Financial Consulting LLC
- CIK Number
- 0000876623
- Filed Document
- 0000876623-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592909
- Filed Document
- 0001140361-13-044351
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505786
- Filed Document
- 0000945621-13-000351
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $5,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509247
- Filed Document
- 0001509247-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591887
- Filed Document
- 0001591887-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538961
- Filed Document
- 0001140361-13-044262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592798
- Filed Document
- 0001592798-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $199,489
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421601
- Filed Document
- 0001161697-13-000856
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $16,009,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592965
- Filed Document
- 0001592965-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $2,000,902
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592825
- Filed Document
- 0001592825-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc.
- CIK Number
- 0001281771
- Filed Document
- 0001140361-13-044286
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Cain Brothers & Company, LLC
- CIK Number
- 0001527980
- Filed Document
- 0001527980-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Securities Inc. and Capital Management Partners, Inc.
- CIK Number
- 0001224907
- Filed Document
- 0001224907-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001578032
- Filed Document
- 0001578032-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001592930
- Filed Document
- 0001592930-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592762
- Filed Document
- 0001592762-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453768
- Filed Document
- 0001140361-13-044476
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $4,245,260
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592809
- Filed Document
- 0001592809-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Wilmington Capital Securities, LLC and Wilmington Capital Securities, LLC
- CIK Number
- 0001593211
- Filed Document
- 0001405086-13-000426
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $21,962,244
- Associated Brokers / Dealers
- Sean Devlin and David Stecher
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000223
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $985,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558432
- Filed Document
- 0001077048-13-000193
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $103,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590209
- Filed Document
- 0001590209-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $61,000,000
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001592753
- Filed Document
- 0001592753-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $45,000,000
- Associated Brokers / Dealers
- Emerson Equity LLC
- CIK Number
- 0001578585
- Filed Document
- 0001578585-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592775
- Filed Document
- 0001593018-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592945
- Filed Document
- 0001592946-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $21,012,858
- Associated Brokers / Dealers
- Patrick Sullivan, Andrew McGinnis, and Dave Buckalew
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387617
- Filed Document
- 0001387617-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529835
- Filed Document
- 0001529835-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $1,121,135
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483888
- Filed Document
- 0001483888-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- ADAM CABIBI
- CIK Number
- 0001172178
- Filed Document
- 0001085037-13-000182
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $28,000,000
- Associated Brokers / Dealers
- Waveland Capital Partners LLC, Berthel Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Ausdal Financial Partners Inc., Colorado Financial Service Corporation, Independent Financial Group LLC, and Kalos Capital Inc.
- CIK Number
- 0001582679
- Filed Document
- 0001582679-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461638
- Filed Document
- 0000945621-13-000348
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-26 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- SIXPOINT PARTNERS LLC and ATLANTIC BRIDGE B.V.
- CIK Number
- 0001563325
- Filed Document
- 0001563325-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-26 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|