Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shuttersong Inc See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001563301 Filed Document 0001563301-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OM-OMB V EQUITY, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001584687 Filed Document 0001584687-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
McKinley Capital Emerging Markets Growth Fund See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510111 Filed Document 0001144204-13-063700 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Other
Taasera, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001544132 Filed Document 0001544132-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Comfort Holding, LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised $91,275,000 Associated Brokers / Dealers N/A CIK Number 0001562170 Filed Document 0001562170-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Park Presidio Capital Offshore Fund, Ltd. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591190 Filed Document 0000935836-13-000531 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldman Sachs Institutional Funds plc See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001534361 Filed Document 0001140361-13-043096 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMTC Portfolio Company, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-13-000656 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
introNetworks Inc See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001326606 Filed Document 0001181431-13-058434 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kedaara Capital I Ltd See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556788 Filed Document 0001181431-13-058117 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
ECKey Corp See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001462800 Filed Document 0001466929-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
ROYAL BANK OF CANADA See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $10,641,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-13-006318 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-13-000009 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-13-000655 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
CMWA Small Cap Fund LLC See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Ignyta, Inc. See All Filings	D	2013-11-11 00:00:00 UTC
Amount To Be Raised $46,440,852 Associated Brokers / Dealers Ladenburg Thalmann & Co. Inc. CIK Number 0001557421 Filed Document 0001557421-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JOHNSTON INTERNATIONAL EQUITY GROUP TRUST I See All Filings	D/A	2013-11-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christenson Investment Partners CIK Number 0001455867 Filed Document 0001455867-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Stone Capital Fund, L.P. See All Filings	D/A	2013-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339460 Filed Document 0001095449-14-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Five Stone Capital LLC See All Filings	D/A	2013-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339460 Filed Document 0001095449-13-000121 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TURTLEROCK INVESTORS FUND II, LLC See All Filings	D/A	2013-11-10 00:00:00 UTC
Amount To Be Raised $4,550,000 Associated Brokers / Dealers N/A CIK Number 0001577635 Filed Document 0001577635-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SH Sagamore Offshore II Ltd. See All Filings	D	2013-11-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657621 Filed Document 0000902664-15-004146 Exclusions or Exemptions 506b Accepted Date 2013-11-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IID Security, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001590610 Filed Document 0001590610-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HALCYON ACCESS LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001337881 Filed Document 0001337881-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seavest Properties IV, LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001589427 Filed Document 0001589427-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRINCETON FUTURES FUND LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc. CIK Number 0001448370 Filed Document 0001448370-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kensington Growth Partners LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591500 Filed Document 0001209191-13-051492 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRINCETON FUTURES FUND LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Summit Equities, Inc., Compass Securities Corporation, and Capital Management Partners, Inc. CIK Number 0001011789 Filed Document 0001011789-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Point Harbor Partners, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590818 Filed Document 0000919574-13-006155 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thisavros Partners, LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001533654 Filed Document 0001533654-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Gavea Participation Fund LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001569066 Filed Document 0001569066-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Calamos International Growth Fund LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536408 Filed Document 0001536408-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AURORA LIMITED PARTNERSHIP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001010290 Filed Document 0001010290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAEIF ALPHA, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou, Wellner & Co., Inc. CIK Number 0001372657 Filed Document 0001095449-13-000126 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SkyFuel, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,068,831 Associated Brokers / Dealers N/A CIK Number 0001399637 Filed Document 0001399637-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WISPRY INC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001276351 Filed Document 0001276351-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LS Power Fund III Feeder 3, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591689 Filed Document 0001591689-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ISAM SYSTEMATIC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590873 Filed Document 0001590873-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Capview Income & Value Fund IV, LP See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001591044 Filed Document 0001591044-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,090,560 Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0000950172-13-000105 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Siena Capital Partners Accredited, L.P. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451701 Filed Document 0001451701-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Monarch Debt Recovery Participation Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001499499 Filed Document 0001499499-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nile Global Frontier Fund LLC See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591164 Filed Document 0001591164-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
SPA PARTNERS L P See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936551 Filed Document 0000936551-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LS Power Fund III Feeder 2A, L.P. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Evercore Group L.L.C. and Magenta Capital Services Ltd. CIK Number 0001591693 Filed Document 0001591689-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SARA CREEK GOLD CORP. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001415286 Filed Document 0001214659-13-006289 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
YORK TOTAL ACCESS LTD See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402217 Filed Document 0001402217-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yannix Fund Ltd. See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Access Securities, Inc. CIK Number 0001534304 Filed Document 0000902664-13-003607 Exclusions or Exemptions 506c Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northeast Racing LLC See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001587306 Filed Document 0001587306-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RA Capital Healthcare Fund LP See All Filings	D/A	2013-11-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315082 Filed Document 0001315082-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenway World Solutions Inc. See All Filings	D	2013-11-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001591376 Filed Document 0001591376-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-08 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity