Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Agralogics Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001596410 Filed Document 0001596410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bristol Seafood LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597065 Filed Document 0001597065-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Burgundy Funds, DST - Emerging Markets Portfolio See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539224 Filed Document 0001268624-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dean Ventures II Holdings, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595448 Filed Document 0001595448-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Alcyone Lifesciences, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001544927 Filed Document 0001544927-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPSTONE FINANCIAL GROUP, INC. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001558432 Filed Document 0001077048-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SANITAS GLOBAL OPPORTUNITY FUND, LP See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564466 Filed Document 0000919574-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORG CHEM Group Coinvestment, LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $7,542,152 Associated Brokers / Dealers N/A CIK Number 0001596227 Filed Document 0001596227-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Santa Maria Biotherapeutics, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,311,156 Associated Brokers / Dealers N/A CIK Number 0001593628 Filed Document 0001019687-14-000137 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan US Feeder Fund See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493129 Filed Document 0001493129-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senrigan Fund Ltd See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477748 Filed Document 0001477748-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Capital Fund, Ltd See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479151 Filed Document 0001507943-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $13,936,048 Associated Brokers / Dealers Sean Devlin CIK Number 0001135856 Filed Document 0001135856-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rockdale Resources Corp See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001368637 Filed Document 0001368637-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EndoShape, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
NYBX LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001596252 Filed Document 0001596252-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Rattlesnake Aggregates, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,306,708 Associated Brokers / Dealers N/A CIK Number 0001596816 Filed Document 0001596816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GLOBAL MACRO FUND, LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STATE STREET GLOBAL MARKETS, LLC CIK Number 0001593909 Filed Document 0001595990-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ease Investment Partners, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001596562 Filed Document 0001140361-14-001904 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Portfolio Advisors Private Equity Fund 2012, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001558995 Filed Document 0000902664-14-000112 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Data Center Solutions, LLC See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001477097 Filed Document 0001477097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spur Ventures IV, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001553450 Filed Document 0001553450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TPG Pizza Holdings, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $52,328,176 Associated Brokers / Dealers N/A CIK Number 0001597176 Filed Document 0001140361-14-002293 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
North Trail Partners II, LP See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596868 Filed Document 0001596868-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Furlocity, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001595349 Filed Document 0001595349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BURGUNDY FUNDS DST SMALLER COMPANIES PORTFOLIO See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers C.P. Eaton & Associates CIK Number 0001268624 Filed Document 0001268624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRG Dynamic Risk Manager - Level 2 Fund, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596241 Filed Document 0001596241-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Prism Public Affairs, L.L.C See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $22,030 Associated Brokers / Dealers N/A CIK Number 0001596769 Filed Document 0001596769-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Empire Capital Partners, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aqueduct Capital Group, LLC and Perkins Fund Marketing, LLC CIK Number 0001170998 Filed Document 0000902664-14-000162 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HMI Capital Partners, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458994 Filed Document 0000935836-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vanbridge Holdings Ltd. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,010,000 Associated Brokers / Dealers N/A CIK Number 0001596356 Filed Document 0001596356-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
VIC Technology Venture Development, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001219639 Filed Document 0001219639-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Seamans Global Clean Energy Fund, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596541 Filed Document 0001596541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Experience Cisse, Ltd. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001549040 Filed Document 0001549040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Ophthalmology Surgery Center of Dallas, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $910,000 Associated Brokers / Dealers N/A CIK Number 0001462766 Filed Document 0001462766-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001595502 Filed Document 0001596090-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liberty Harbor Natural Resources Fund, LLC See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001531119 Filed Document 0001140361-14-001865 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snake Oil Cocktail Company, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $90,000 Associated Brokers / Dealers N/A CIK Number 0001596560 Filed Document 0001596560-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GRT ENERGY, L.P. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562850 Filed Document 0000919574-14-000218 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boyu Capital Fund II, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595810 Filed Document 0001595810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cabbage Bluff, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $6,023,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001596576 Filed Document 0001596576-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Burgundy Funds, DST - Global Equity Portfolio See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539225 Filed Document 0001268624-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andre Phillipe, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001592784 Filed Document 0001592784-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
All the Birds LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001596316 Filed Document 0001596316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
CEP III - Pine Street 14, LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001594580 Filed Document 0001594580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ECHO Holdco LLC See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $31,037,308 Associated Brokers / Dealers N/A CIK Number 0001596120 Filed Document 0001192482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EB5 Capital - Jobs Fund 8, L.P. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001596156 Filed Document 0001596156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SANITAS GLOBAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2014-01-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564467 Filed Document 0000919574-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nina Biotherapeutics, Inc. See All Filings	D	2014-01-13 00:00:00 UTC
Amount To Be Raised $877,688 Associated Brokers / Dealers N/A CIK Number 0001593634 Filed Document 0001019687-14-000133 Exclusions or Exemptions 506b Accepted Date 2014-01-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity