Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MAKENA CAPITAL ASSOCIATES CAYMAN L P See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370927 Filed Document 0001370927-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEEKS COMMUNICATIONS INC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001559649 Filed Document 0001559649-14-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Adams Hill Partners LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566873 Filed Document 0001566874-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuro Kinetics, Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $885,434 Associated Brokers / Dealers N/A CIK Number 0001463256 Filed Document 0001463256-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Canyon Opportunistic Credit (GRF) Fund (Cayman), Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528097 Filed Document 0001528097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camperoo Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001597156 Filed Document 0001597156-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
ALCE PARTNERS L P See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0000930237 Filed Document 0000919574-14-000279 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RANGER SPECIALTY INCOME FUND, LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tessera Capital Partners, LLC CIK Number 0001597165 Filed Document 0001597165-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
GEMINI GLOBAL PARTNERS, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001099063 Filed Document 0000919574-14-000281 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1000Museums, Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $4,118,999 Associated Brokers / Dealers N/A CIK Number 0001474068 Filed Document 0001474068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI GREEN LONG/SHORT FUND, LTD. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001509834 Filed Document 0000919574-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golub Capital Partners VIII, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $480,485,805 Associated Brokers / Dealers N/A CIK Number 0001545824 Filed Document 0001545824-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP STRATEGIC OPPORTUNITIES FUND I LP See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001595723 Filed Document 0001595990-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Capital Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586984 Filed Document 0001589568-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Square Apartments I, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001597614 Filed Document 0001079973-14-000058 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sova Fund, L.P. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596749 Filed Document 0001596749-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Conner Homes at Trellis, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001596994 Filed Document 0001596994-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
YAVA TECHNOLOGIES INC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $5,018,655 Associated Brokers / Dealers N/A CIK Number 0001217693 Filed Document 0001217693-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Granville Equity Partners, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415407 Filed Document 0001415407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
237 Park REIT LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596813 Filed Document 0001596813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
35 West, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $2,683,798 Associated Brokers / Dealers N/A CIK Number 0001595944 Filed Document 0001595944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
B33 Investors III LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596923 Filed Document 0001596923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
RF CHECK INC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,729,575 Associated Brokers / Dealers N/A CIK Number 0001436512 Filed Document 0001436512-14-000005 Exclusions or Exemptions 505 and 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Forager Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539281 Filed Document 0001539281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Fixed Income Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462822 Filed Document 0001462822-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PEAK PARTNERS L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000890729 Filed Document 0000890729-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
PEAK SELECT PARTNERS L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001186153 Filed Document 0001186153-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
ESG Cross Border Equity Participation Fund Ltd. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001597199 Filed Document 0001597199-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Festival Transaction Services, Inc. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers N/A CIK Number 0001596301 Filed Document 0001596301-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OZ GC Opportunities Overseas Fund, Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565835 Filed Document 0001538958-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rail Splitter Fund II LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390726 Filed Document 0000919574-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portolan Equity Fund, LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547097 Filed Document 0001547097-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SSI MARKET NEUTRAL, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001232551 Filed Document 0000935836-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elan Memorial Park Phase I, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001596899 Filed Document 0001596899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Dolor Technologies LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597094 Filed Document 0001597094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Makena Liquid Endowment Splitter Y, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508840 Filed Document 0001508840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Opportunistic Credit (GRF) Fund (Delaware), L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567125 Filed Document 0001567125-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portolan Equity Offshore Fund, Ltd. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597106 Filed Document 0001597106-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Special Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001599262 Filed Document 0000898432-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GABELLI ASSOCIATES FUND See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0000836000 Filed Document 0000919574-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourbillon Global Equities, Ltd See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565550 Filed Document 0001565550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC&H INVESTMENTS LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116046 Filed Document 0001116046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Hill Partners (Cayman) Ltd. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566874 Filed Document 0001566874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gabelli Associates LTD See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001345391 Filed Document 0000919574-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shrewsbury Commons L.P. See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $3,561,786 Associated Brokers / Dealers N/A CIK Number 0001595963 Filed Document 0001595963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ad Astra Value U.S. Fund, L.P. See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566556 Filed Document 0000902664-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CloudMine LLC See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001547495 Filed Document 0001547495-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Riva Ridge Apartments VI, LLC See All Filings	D	2014-01-15 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001597613 Filed Document 0001079973-14-000057 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GAMCO MEDICAL OPPORTUNITIES LP See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers G. Research, Inc. CIK Number 0001456987 Filed Document 0000919574-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Focus Fund II Limited Partnership See All Filings	D/A	2014-01-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Captrust Financial Advisors and C. Anderson Cooper CIK Number 0001507982 Filed Document 0000919574-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-01-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund